STOCK TITAN

Krispy Kreme (DNUT) accounting chief surrenders 7,998 shares for RSU taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Krispy Kreme, Inc. Chief Accounting Officer Joseph J. Esposito reported a tax-related share disposition. He surrendered 7,998 shares of common stock at $3.53 per share to cover tax withholding tied to vesting of restricted stock units. After this non‑market transaction, he holds 120,353 shares, consisting of 30,958 direct shares and 89,395 unvested RSUs.

Positive

  • None.

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Insider Esposito Joseph J
Role Chief Accounting Officer
Type Security Shares Price Value
Tax Withholding Common Stock 7,998 $3.53 $28K
Holdings After Transaction: Common Stock — 120,353 shares (Direct, null)
Footnotes (1)
  1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs"). Direct: 30,958; Unvested RSUs: 89,395
Tax-withholding shares 7,998 shares Common stock surrendered for RSU tax withholding
Tax-withholding price $3.53 per share Value used for 7,998 surrendered shares
Total holdings after transaction 120,353 shares/RSUs Shares and unvested RSUs following disposition
Direct common shares 30,958 shares Directly held Krispy Kreme common stock
Unvested RSUs 89,395 units Unvested restricted stock units remaining
tax withholding financial
"shares surrendered to cover tax withholding for the vesting of restricted stock units"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
restricted stock units ("RSUs") financial
"tax withholding for the vesting of restricted stock units ("RSUs")"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Esposito Joseph J

(Last)(First)(Middle)
C/O KRISPY KREME, INC.
2116 HAWKINS STREET, SUITE 101

(Street)
CHARLOTTE NORTH CAROLINA 28203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026F7,998D(1)$3.53120,353(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs").
2. Direct: 30,958; Unvested RSUs: 89,395
Remarks:
/s/ Christine McDevitt, Attorney-in-fact07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Krispy Kreme (DNUT) report for Joseph J. Esposito?

Krispy Kreme reported that Chief Accounting Officer Joseph J. Esposito surrendered 7,998 shares of common stock. The shares were used to cover tax withholding obligations related to the vesting of restricted stock units, not as an open-market sale.

Was the July 2026 DNUT insider transaction an open-market sale?

No. The 7,998 Krispy Kreme shares were surrendered to cover tax withholding on RSU vesting. This tax-withholding disposition is a mechanical event rather than a discretionary open-market sale of shares.

How many Krispy Kreme (DNUT) shares does Joseph J. Esposito hold after this transaction?

After the tax-withholding disposition, Joseph J. Esposito holds 120,353 Krispy Kreme-related shares. Footnotes indicate 30,958 are direct common shares and 89,395 are unvested restricted stock units that remain outstanding.

What price per share was used for Joseph J. Esposito’s DNUT tax-withholding shares?

The 7,998 shares surrendered for tax withholding were valued at $3.53 per share. This price is used solely for the tax-withholding disposition tied to the vesting restricted stock units, not for an open-market trade.

What does the Form 4 tax-withholding code F mean for Krispy Kreme (DNUT)?

Code F on the Krispy Kreme Form 4 indicates a tax-withholding disposition. It shows shares were delivered to satisfy tax liability or exercise price, rather than being voluntarily bought or sold on the open market.