Krispy Kreme CFO receives PSU shares, covers taxes

Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported equity award activity involving company common stock.

Rhea-AI Filing Summary

Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported equity award activity involving company common stock. On January 29, 2026, he acquired 1,382 shares of common stock at $0, tied to the achievement of performance goals on previously granted performance-based restricted stock units.

On the same date, he surrendered 650 shares at $3.16 per share to cover tax withholding related to the PSU vesting. After these transactions, he beneficially owned 559,533 shares directly, including 144,634 shares of common stock and 414,899 unvested RSUs.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Duvivier Raphael

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,382	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	650	$3.16	$2K

Holdings After Transaction: Common Stock — 559,533 shares (Direct)

Footnotes (3)

1. F1. Consists of shares of common stock received in connection with the achievement of performance criteria tied to previously awarded performance-based restricted stock units ("PSUs").
2. F2. Consists of shares surrendered to cover tax withholding for the vesting of PSUs.
3. F3. Direct: 144,634; unvested RSUs: 414,899.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Krispy Kreme (DNUT) report for its CFO?

Krispy Kreme reported that CFO Raphael Duvivier received 1,382 shares of common stock from vested performance-based RSUs and surrendered 650 shares to cover taxes. After these transactions, he beneficially owned 559,533 shares of Krispy Kreme common stock directly, including unvested RSUs.

How many Krispy Kreme (DNUT) shares did the CFO acquire and at what price?

CFO Raphael Duvivier acquired 1,382 shares of Krispy Kreme common stock at a price of $0 per share. These shares were issued upon achievement of performance criteria tied to previously granted performance-based restricted stock units, effectively functioning as a stock-based incentive award.

Why did the Krispy Kreme (DNUT) CFO surrender 650 shares of stock?

The Krispy Kreme CFO surrendered 650 shares of common stock at $3.16 per share to satisfy tax withholding obligations triggered by the vesting of performance-based restricted stock units. This is a common administrative transaction that settles tax liabilities without requiring an out-of-pocket cash payment.

How many Krispy Kreme (DNUT) shares does the CFO own after these transactions?

Following the reported transactions, Raphael Duvivier beneficially owned 559,533 shares of Krispy Kreme common stock directly. This total includes 144,634 shares of common stock and 414,899 unvested restricted stock units, reflecting both currently held shares and outstanding equity awards.

What do the performance-based RSUs mean in the Krispy Kreme (DNUT) Form 4 filing?

The performance-based RSUs represent restricted stock units that vest only when specific performance criteria are achieved. In this filing, achieving those criteria led to the issuance of 1,382 Krispy Kreme shares to the CFO, highlighting how his compensation is partly tied to company performance metrics.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/02/2026 - 04:35 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Duvivier Raphael

(Last) (First) (Middle)

C/O KRISPY KREME, INC.

2116 HAWKINS STREET, SUITE 101

(Street)

CHARLOTTE NC 28203

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/29/2026		A		1,382(1)	A	$0	560,183	D
Common Stock	01/29/2026		F		650(2)	D	$3.16	559,533(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Consists of shares of common stock received in connection with the achievement of performance criteria tied to previously awarded performance-based restricted stock units ("PSUs").

2. Consists of shares surrendered to cover tax withholding for the vesting of PSUs.

3. Direct: 144,634; unvested RSUs: 414,899.

Remarks:

	/s/ Christine McDevitt, Attorney-in-fact	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.