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Alison Holder at Krispy Kreme (DNUT) reports PSU share vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Krispy Kreme, Inc. Chief Brand & Product Officer Alison Holder reported equity compensation activity in company common stock. She received 1,152 shares at $0 upon achievement of performance criteria tied to previously awarded performance-based restricted stock units. On the same date, 389 shares were surrendered at $3.16 to cover tax withholding for the PSU vesting. After these transactions, she beneficially owned 326,539 shares, consisting of 48,845 direct shares and 277,694 unvested RSUs.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Holder Alison

(Last) (First) (Middle)
C/O KRISPY KREME, INC.
2116 HAWKINS STREET, SUITE 101

(Street)
CHARLOTTE NC 28203

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Brand & Product Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/29/2026 A 1,152(1) A $0 326,928 D
Common Stock 01/29/2026 F 389(2) D $3.16 326,539(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Consists of shares of common stock received in connection with the achievement of performance criteria tied to previously awarded performance-based restricted stock units ("PSUs").
2. Consists of shares surrendered to cover tax withholding for the vesting of PSUs.
3. Direct: 48,845; unvested RSUs: 277,694.
Remarks:
/s/ Christine McDevitt, Attorney-in-fact 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Alison Holder report at Krispy Kreme (DNUT)?

Alison Holder reported PSU-related stock activity. She received 1,152 shares of Krispy Kreme common stock for achieving performance criteria on performance-based RSUs and surrendered 389 shares to cover tax withholding, all dated January 29, 2026, under a Form 4 filing.

How many Krispy Kreme shares does Alison Holder own after this Form 4?

Alison Holder beneficially owns 326,539 shares. This total includes 48,845 shares held directly and 277,694 unvested restricted stock units (RSUs), as disclosed in the Form 4 footnote describing her direct holdings and outstanding equity awards.

Were Alison Holder’s new Krispy Kreme shares purchased on the market?

No, the shares came from equity awards. The 1,152 shares were received in connection with achieving performance criteria tied to previously awarded performance-based restricted stock units, not open-market purchases, according to the explanation of responses in the Form 4.

Why did Alison Holder surrender 389 Krispy Kreme shares?

The 389 shares were surrendered for tax withholding. The filing states these shares were used to cover tax withholding obligations arising from the vesting of performance-based restricted stock units, a common mechanism for handling tax liabilities on equity compensation.

What role does Alison Holder hold at Krispy Kreme, Inc. (DNUT)?

Alison Holder serves as Chief Brand & Product Officer. The Form 4 identifies her as an officer of Krispy Kreme, Inc. with this title, and she is not listed as a director or 10% owner in the relationship section of the filing.

What is the significance of the PSUs mentioned in Alison Holder’s Form 4?

The PSUs determined share delivery on performance. The filing explains that 1,152 shares of common stock were received upon achievement of performance criteria tied to previously awarded performance-based restricted stock units, linking the stock delivery directly to company performance conditions.
Krispy Kreme, Inc.

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