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Krispy Kreme (DNUT) director granted 39,653 RSUs vesting in 2029

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Shear David Chan reported acquisition or exercise transactions in this Form 4 filing.

Krispy Kreme, Inc. director David Chan Shear received a grant of 39,653 restricted stock units (RSUs) of common stock. The award was granted at no cash cost per share and represents his entire reported direct holding after the transaction.

The RSUs are unvested and, subject to certain terms and conditions, will vest on June 10, 2029. Upon vesting, each RSU will be settled on a one-for-one basis in shares of Krispy Kreme common stock, linking the director’s future compensation to the company’s share performance.

Positive

  • None.

Negative

  • None.
Insider Shear David Chan
Role null
Type Security Shares Price Value
Grant/Award Common Stock 39,653 $0.00 --
Holdings After Transaction: Common Stock — 39,653 shares (Direct, null)
Footnotes (1)
  1. Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on June 10, 2029. Unvested RSUs.
RSU grant size 39,653 RSUs Restricted stock units of common stock granted to director
Price per RSU $0.0000 per unit Reported transaction price per share for the RSU award
Holdings after grant 39,653 RSUs Total reported direct position following the transaction
Vesting date June 10, 2029 Date when RSUs vest, subject to terms and conditions
Settlement ratio 1 RSU : 1 share Each RSU settles into one share of common stock upon vesting
restricted stock units ("RSUs") financial
"Consists of restricted stock units ("RSUs") that upon vesting are settled"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
vest financial
"Subject to certain terms and conditions, the RSUs will vest on June 10, 2029."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
common stock financial
"settled on a one-for-one basis in shares of common stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
unvested RSUs financial
"Unvested RSUs."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shear David Chan
(Last)(First)(Middle)
C/O KRISPY KREME, INC.
2116 HAWKINS ST, SUITE 101
(Street)
CHARLOTTE NORTH CAROLINA 28203
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A39,653(1)A$039,653(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on June 10, 2029.
2. Unvested RSUs.
Remarks:
/s/ Christine McDevitt, Attorney-in-fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Krispy Kreme (DNUT) director David Chan Shear receive in this Form 4?

He received a grant of 39,653 restricted stock units (RSUs) of Krispy Kreme common stock. These RSUs are a form of equity compensation that can convert into shares in the future, aligning the director’s interests with long-term shareholder value.

Are the 39,653 Krispy Kreme (DNUT) RSUs immediately vested or restricted?

The 39,653 RSUs reported are unvested restricted stock units. They are subject to specific terms and conditions and will vest over time rather than immediately, meaning the director does not yet hold the underlying common shares outright today.

When do David Chan Shear’s Krispy Kreme (DNUT) RSUs vest?

Subject to certain terms and conditions, the RSUs will vest on June 10, 2029. On that vesting date, each restricted stock unit is scheduled to convert into one share of Krispy Kreme common stock, creating actual share ownership for the director.

How many Krispy Kreme (DNUT) shares does the director hold after this RSU grant?

After the transaction, the Form 4 shows the director with 39,653 RSUs as his total reported direct position. These are not yet fully owned shares, but unvested units that may settle into common stock at vesting based on the grant’s conditions.

Did the Krispy Kreme (DNUT) director pay a purchase price for these RSUs?

No cash purchase price was reported for this award; the price per share is listed as 0.0000. This indicates the RSUs are a compensation grant from Krispy Kreme, rather than an open-market share purchase funded personally by the director.

How will the Krispy Kreme (DNUT) RSUs be settled when they vest?

Upon vesting, each restricted stock unit will be settled on a one-for-one basis in shares of Krispy Kreme common stock. This direct conversion structure means the number of RSUs equals the number of shares the director can receive at vesting.