Krispy Kreme CFO covers RSU taxes with shares

Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported a routine tax-related share disposition tied to equity compensation.

Rhea-AI Filing Summary

Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported a routine tax-related share disposition tied to equity compensation. On the vesting of restricted stock units, 714 shares of common stock were surrendered at $3.38 per share to cover tax withholding. After this transaction, he was reported as owning 558,819 shares of common stock. Footnotes indicate this includes 145,990 shares held directly and 412,829 unvested RSUs, showing he retains a substantial equity interest in the company.

Insider Trade Summary

Exercise Price or Tax Liability: 714 shares

Exercise Price or Tax Liability 1 txn

Insider Duvivier Raphael

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	714	$3.38	$2K

Holdings After Transaction: Common Stock — 558,819 shares (Direct)

Footnotes (2)

1. F1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs").
2. F2. Direct: 145,990, Unvested RSUs: 412,829.

Key Figures

Tax-withholding shares: 714 shares Tax-withholding share value: $3.38 per share Total shares after transaction: 558,819 shares +2 more

5 metrics

Tax-withholding shares 714 shares Shares surrendered to cover RSU tax withholding

Tax-withholding share value $3.38 per share Value used for tax-withholding disposition

Total shares after transaction 558,819 shares Common stock reported following transaction

Direct common shares 145,990 shares Directly held by CFO as per footnote

Unvested RSUs 412,829 units Unvested restricted stock units held by CFO

Key Terms

restricted stock units ("RSUs"), tax withholding, Form 4

3 terms

restricted stock units ("RSUs") financial

"shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs")."

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

tax withholding financial

"shares surrendered to cover tax withholding for the vesting of restricted stock units"

Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Krispy Kreme (DNUT) report for its CFO?

Krispy Kreme reported that CFO Raphael Duvivier had 714 common shares surrendered to cover tax withholding on vested RSUs. This was a tax-withholding disposition, not an open-market trade, and reflects routine handling of equity-based compensation.

Was the Krispy Kreme (DNUT) CFO’s Form 4 transaction a stock sale?

The Form 4 shows a tax-withholding disposition, not an open-market sale. 714 shares were surrendered at $3.38 per share to satisfy tax obligations from RSU vesting, a common administrative step for equity awards.

How many Krispy Kreme (DNUT) shares does the CFO hold after this filing?

After the reported transaction, CFO Raphael Duvivier is shown holding 558,819 shares of common stock. Footnotes specify 145,990 shares are held directly and there are 412,829 unvested RSUs tied to his equity compensation.

What price per share was used for the Krispy Kreme (DNUT) tax withholding?

The tax-withholding disposition used a value of $3.38 per share for the 714 common shares surrendered. This value is applied for covering tax obligations associated with the vesting of restricted stock units, according to the Form 4 details.

What do the unvested RSUs reported for Krispy Kreme (DNUT) CFO mean?

Footnotes show the CFO has 412,829 unvested RSUs. RSUs, or restricted stock units, represent promised share-based compensation that vests over time, aligning executive pay with company performance through future stock delivery rather than immediate cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/06/2026 - 04:33 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Duvivier Raphael

(Last) (First) (Middle)

C/O KRISPY KREME, INC.

2116 HAWKINS STREET, SUITE 101

(Street)

CHARLOTTE NORTH CAROLINA 28203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/02/2026		F		714(1)	D	$3.38	558,819(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs").

2. Direct: 145,990, Unvested RSUs: 412,829.

Remarks:

	/s/ Christine McDevitt, Attorney-in-fact	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)