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Krispy Kreme (NASDAQ: DNUT) executive surrenders 667 shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Krispy Kreme, Inc. executive Lori M. Suess reported a routine tax-related share disposition. She surrendered 667 shares of common stock at $3.64 per share to cover withholding taxes on the vesting of restricted stock units, rather than selling shares on the open market.

After this transaction, the filing shows 110,943 shares reflected as owned following the event, with a footnote noting 7,983 shares held directly and 102,960 unvested RSUs.

Positive

  • None.

Negative

  • None.
Insider Suess Lori M.
Role Head of People and Culture
Type Security Shares Price Value
Tax Withholding Common Stock 667 $3.64 $2K
Holdings After Transaction: Common Stock — 110,943 shares (Direct, null)
Footnotes (1)
  1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs"). Direct: 7,983; unvested RSUs: 102,960.
Shares surrendered for taxes 667 shares Tax withholding on RSU vesting
Implied value per share <money>$3.64</money> per share Value used for tax-withholding disposition
Shares after transaction 110,943 shares Total shares reflected as owned following transaction
Directly held shares 7,983 shares Footnote: direct ownership
Unvested RSUs 102,960 RSUs Footnote: unvested restricted stock units
Tax-withholding transactions 1 transaction, 667 shares Form 4 transaction summary
restricted stock units ("RSUs") financial
"shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs")."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax withholding financial
"shares surrendered to cover tax withholding for the vesting of restricted stock units"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
unvested RSUs financial
"Direct: 7,983; unvested RSUs: 102,960."
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Suess Lori M.

(Last)(First)(Middle)
C/O KRISPY KREME, INC.
2116 HAWKINS ST, SUITE 101

(Street)
CHARLOTTE NORTH CAROLINA 28203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Head of People and Culture
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/08/2026F667(1)D$3.64110,943(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs").
2. Direct: 7,983; unvested RSUs: 102,960.
Remarks:
/s/ Christine McDevitt, Attorney-in-fact05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Lori M. Suess report in the Krispy Kreme (DNUT) Form 4?

Lori M. Suess reported surrendering 667 Krispy Kreme shares to cover tax withholding on vesting restricted stock units. This was an internal tax-settlement transaction, not an open-market trade, and is a common mechanism when RSUs vest and generate taxable income.

Was the DNUT Form 4 transaction an open-market sale of shares?

No, the DNUT Form 4 shows shares surrendered to cover tax withholding, not an open-market sale. The filing specifies the transaction consisted of shares used to satisfy taxes on vesting restricted stock units, meaning no discretionary sale into the market occurred.

How many Krispy Kreme (DNUT) shares were used for tax withholding?

The filing reports that 667 shares of Krispy Kreme common stock were surrendered for tax withholding. These shares were delivered at a value of $3.64 per share in connection with the vesting of restricted stock units granted to executive Lori M. Suess.

What are Lori M. Suess’s holdings after this DNUT Form 4 transaction?

After the transaction, the Form 4 shows 110,943 shares reflected as owned following the event. A footnote further explains that this consists of 7,983 shares held directly and 102,960 unvested restricted stock units associated with Krispy Kreme, Inc.

What role does Lori M. Suess hold at Krispy Kreme (DNUT)?

Lori M. Suess is identified in the filing as an officer of Krispy Kreme, serving as Head of People and Culture. Her Form 4 disclosure reflects equity-related compensation activity and associated tax withholding for her restricted stock unit awards.