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[Form 4] Krispy Kreme, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Joseph J. Esposito, Chief Accounting Officer at Krispy Kreme, Inc. (DNUT), reported a transaction dated 10/01/2025 on a Form 4. The filing shows 649 shares of common stock were disposed of at a price of $3.87 per share; the filing explains these shares were surrendered to cover tax withholding related to the vesting of restricted stock units (RSUs).

After the reported transaction, Mr. Esposito beneficially owns 109,798 shares in total: 2,641 held directly and 107,157 as unvested RSUs. The Form 4 was signed by an attorney-in-fact on 10/02/2025.

Positive
  • None.
Negative
  • None.

Insights

Routine tax-withholding sale; no new economic stake change.

The Form 4 records a 10/01/2025 disposition of 649 shares at $3.87 per share, expressly to cover tax withholding on RSU vesting. This type of sale is a non-cash, administrative action rather than an open-market strategic sale.

The reporting person retains a total beneficial position of 109,798 shares, including 107,157 unvested RSUs, so the filing documents vesting-related mechanics rather than a change in ongoing ownership intent.

Disclosure follows Section 16 requirements; timing and signature recorded.

The Form 4 identifies the reporting person as the Chief Accounting Officer and shows the filing was executed by an attorney-in-fact on 10/02/2025. The submission documents compliance with insider reporting obligations for a vesting event.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Esposito Joseph J

(Last) (First) (Middle)
2116 HAWKINS STREET, SUITE 101

(Street)
CHARLOTTE NC 28203

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 F 649(1) D $3.87 109,798(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs").
2. Direct: 2,641; Unvested RSUs: 107,157.
Remarks:
/s/ Christine McDevitt, Attorney-in-fact 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did the Krispy Kreme (DNUT) insider report on 10/01/2025?

The filing shows a disposition of 649 shares of common stock at $3.87 per share on 10/01/2025.

Why were the 649 shares sold by the reporting person?

The Form 4 states the shares were surrendered to cover tax withholding for the vesting of restricted stock units (RSUs), per the explanation in the filing.

How many shares does Joseph J. Esposito beneficially own after the transaction?

After the transaction the filing reports a total beneficial ownership of 109,798 shares: 2,641 direct and 107,157 unvested RSUs.

What is the reporting person’s role at Krispy Kreme?

The Form 4 lists the reporting person as the company’s Chief Accounting Officer.

When was the Form 4 signed and by whom?

The filing shows a signature by an attorney-in-fact, Christine McDevitt, dated 10/02/2025.
Krispy Kreme, Inc.

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Grocery Stores
Retail-food Stores
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United States
CHARLOTTE