STOCK TITAN

Krispy Kreme (DNUT) grants CFO 96,154 RSUs vesting in 2029

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Duvivier Raphael reported acquisition or exercise transactions in this Form 4 filing.

Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier received an award of 96,154 shares of common stock in the form of restricted stock units. These RSUs will settle into common shares on a one-for-one basis when they vest on April 9, 2029, subject to terms and conditions.

Following this grant, Duvivier holds 646,268 shares in total, including 156,057 shares held directly and 490,211 unvested RSUs, reflecting a sizable equity-based compensation position aligned with the company’s performance over time.

Positive

  • None.

Negative

  • None.
Insider Duvivier Raphael
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock 96,154 $0.00 --
Holdings After Transaction: Common Stock — 646,268 shares (Direct, null)
Footnotes (1)
  1. Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on April 09, 2029. Direct: 156,057; Unvested RSUs: 490,211 .
RSU grant size 96,154 RSUs Grant to CFO Raphael Duvivier on June 10, 2026
Transaction price $0.00 per share Indicates compensation award, not open-market purchase
Total holdings after grant 646,268 shares Total reported Krispy Kreme holdings following RSU award
Directly held shares 156,057 shares Direct ownership as described in footnote
Unvested RSUs 490,211 RSUs Unvested restricted stock units after the reported grant
RSU vesting date April 9, 2029 Scheduled vesting date for the reported RSU grant
restricted stock units ("RSUs") financial
"Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
vest financial
"Subject to certain terms and conditions, the RSUs will vest on April 09, 2029"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
one-for-one basis financial
"RSUs that upon vesting are settled on a one-for-one basis in shares of common stock"
unvested RSUs financial
"Direct: 156,057; Unvested RSUs: 490,211 ."
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Duvivier Raphael

(Last)(First)(Middle)
C/O KRISPY KREME, INC.
2116 HAWKINS STREET, SUITE 101

(Street)
CHARLOTTE NORTH CAROLINA 28203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A96,154(1)A$0646,268(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on April 09, 2029.
2. Direct: 156,057; Unvested RSUs: 490,211 .
Remarks:
/s/ Christine McDevitt, Attorney-in-fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Krispy Kreme (DNUT) CFO Raphael Duvivier report on this Form 4?

Krispy Kreme CFO Raphael Duvivier reported receiving 96,154 restricted stock units as equity compensation. These units convert into common shares on a one-for-one basis at vesting, increasing his total reported holdings to 646,268 shares, including both directly owned shares and unvested RSUs.

How many Krispy Kreme (DNUT) RSUs were granted to the CFO and at what price?

Raphael Duvivier was granted 96,154 restricted stock units of Krispy Kreme common stock at a stated transaction price of $0.00 per share. This indicates a compensation-related equity award rather than an open-market purchase, with value realized upon future vesting and share settlement.

When do Raphael Duvivier’s new Krispy Kreme (DNUT) RSUs vest?

The newly granted restricted stock units to Raphael Duvivier are scheduled to vest on April 9, 2029, subject to specified terms and conditions. Upon vesting, each RSU converts into one share of Krispy Kreme common stock, linking his compensation to the company’s long-term performance.

What are Raphael Duvivier’s total Krispy Kreme (DNUT) holdings after this grant?

After the grant, Raphael Duvivier’s total reported holdings are 646,268 shares of Krispy Kreme. Footnote detail shows 156,057 shares held directly and 490,211 unvested restricted stock units, combining current ownership with future equity subject to vesting conditions over time.

Is this Krispy Kreme (DNUT) Form 4 a buy or a compensation grant?

This Form 4 reflects a compensation-related equity grant, not an open-market stock purchase. The transaction code “A” and zero-dollar price indicate a grant or award of 96,154 restricted stock units provided by the company as part of the CFO’s compensation package.