Welcome to our dedicated page for Krispy Kreme SEC filings (Ticker: DNUT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Krispy Kreme filings document the public-company record for DNUT, including 8-K reports on operating results, financial condition and material corporate events. Recent reports include disclosures on quarterly and annual results, systemwide sales, adjusted EBITDA, cash flow, leverage reduction, underperforming door closures and refranchising transactions involving company-operated and joint venture markets.
The company's proxy and governance filings cover board composition, director elections, executive compensation, committee matters and stockholder meeting materials. Other current reports address officer transitions, compensatory arrangements, separation agreements, material definitive agreements, joint venture ownership changes, seller notes and related capital-structure disclosures tied to Krispy Kreme's operating and franchise model.
Esposito Joseph J reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. Chief Accounting Officer Joseph J. Esposito received a grant of 25,642 restricted stock units (RSUs) of common stock on June 10, 2026 at no cash cost, as part of his equity compensation.
According to the filing, these RSUs will vest on April 9, 2029, subject to stated terms and conditions, and will settle one-for-one in Krispy Kreme common shares when vested. After this award, Esposito’s reported equity interest totals 128,351 units, consisting of 10,743 directly held shares and 117,608 unvested RSUs. The transaction is classified as a grant or award, not an open‑market purchase or sale.
Duvivier Raphael reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier received an award of 96,154 shares of common stock in the form of restricted stock units. These RSUs will settle into common shares on a one-for-one basis when they vest on April 9, 2029, subject to terms and conditions.
Following this grant, Duvivier holds 646,268 shares in total, including 156,057 shares held directly and 490,211 unvested RSUs, reflecting a sizable equity-based compensation position aligned with the company’s performance over time.
Adams Atiba reported acquisition or exercise transactions in this Form 4 filing.
Krispy Kreme, Inc. reported that CLO & Corporate Secretary Atiba Adams received a grant of 76,924 shares of common stock in the form of restricted stock units (RSUs) at a price of $0.00 per share.
The RSUs are unvested and will settle on a one-for-one basis into common stock upon vesting. Subject to certain terms and conditions, they are scheduled to vest on April 9, 2029. Following this award, Adams’ direct holdings total 273,858 shares of common stock, including unvested RSUs.
Krispy Kreme, Inc. director Bernardo Hees filed an amended Form 3 correcting his reported ownership in the company. The amendment states that as of June 17, 2025, he held 0 shares directly and 1,311,760 shares of common stock indirectly through BHBK LLC. The prior Form 3 had mistakenly split these amounts between direct and indirect holdings. The filing explains that earlier Form 4 reports during this period overstated direct ownership by 617,315 shares and understated indirect ownership by the same amount. All shares are held by BHBK LLC, over which Mr. Hees exercises sole investment power.
Krispy Kreme, Inc. reported the results of its virtual annual stockholders’ meeting held on June 10, 2026. Stockholders elected eight directors for one-year terms, with each nominee receiving over 102 million votes in favor and substantial broker non-votes recorded on each director proposal.
Stockholders approved an advisory resolution on executive compensation, with 106,613,820 votes for and 1,323,673 against. They also ratified the appointment of Grant Thornton LLP as independent registered public accounting firm for fiscal 2026, with 126,062,729 votes for and no broker non-votes.
In addition, stockholders approved the amendment and restatement of the 2021 Omnibus Incentive Plan, receiving 85,938,583 votes for and 21,269,870 against. A stockholder proposal to replace supermajority voting with simple majority voting was not voted on because the proponent or a qualified representative did not attend and present it; the company states it would not have been approved even if presented.
Krispy Kreme, Inc. director Bernardo Hees reported an indirect open-market purchase of Common Stock through BHBK LLC. On June 5, 2026, BHBK LLC bought 25,002 shares at a weighted average price of $3.4864 per share, in multiple trades between $3.4750 and $3.5000.
After this purchase, indirect holdings reported as held by BHBK LLC totaled 1,574,635 shares of Krispy Kreme common stock, over which Mr. Hees exercises sole investment power. A separate holding entry shows 702,728 equity units directly associated with Mr. Hees, consisting of 617,315 directly held shares and 85,413 unvested RSUs.
Krispy Kreme, Inc. director Bernardo Hees, through BHBK LLC, made a series of open‑market purchases of company common stock. On June 4, BHBK LLC bought 150,000 shares at a weighted average price of $3.2896 per share. On June 3, it bought 170,596 shares at $3.3450 per share, and on June 2 it purchased 235,875 shares at $3.3900 per share. On June 1, it acquired a further 73,640 shares at $3.4360 per share. In total, the filing shows 630,111 shares of Krispy Kreme common stock bought in open‑market transactions, increasing indirect holdings via BHBK LLC to 1,549,633 shares. The filing also notes 85,413 unvested RSUs, highlighting a substantial ongoing equity stake aligned with shareholders.
Krispy Kreme, Inc. director Bernardo Hees, through BHBK LLC over which he exercises sole investment power, reported open-market purchases of Common Stock. On May 26–28, 2026, BHBK LLC bought a total of 225,077 shares at weighted-average prices between about $3.30 and $3.42 per share. Following these indirect purchases, BHBK LLC held 919,522 shares of Krispy Kreme Common Stock. A separate holding entry shows Hees with 617,315 directly held shares and 85,413 unvested RSUs, providing context on his overall equity exposure.
Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported a routine share disposition related to equity compensation. On this Form 4, 2,493 shares of common stock were surrendered at $3.25 per share to cover tax withholding for the vesting of restricted stock units, rather than sold in the open market. After this tax-withholding transaction, he directly owns 550,114 shares of common stock, including 156,057 shares held directly and 394,057 unvested restricted stock units noted in the footnotes.
BNP Paribas reports beneficial ownership of 15,301,565 shares (8.88%) of Krispy Kreme Inc. The filing, submitted on a Schedule 13G, states BNP Paribas has sole voting and sole dispositive power over the 15,301,565 shares as of 03/31/2026. The filer certifies that the applicable foreign regulatory scheme in France is substantially comparable to U.S. rules and agrees to provide additional information to the Commission upon request. The form is signed by Steve Nawrocki, MD, Head of EQD Americas, dated 05/12/2026.