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Healthpeak Properties (DOC) CEO reports ESPP stock purchase, tax share forfeiture

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Healthpeak Properties, Inc. president and CEO (also a director) reported routine stock transactions on Form 4. On 11/28/2025, the executive acquired 1,689 shares of common stock through the company’s Employee Stock Purchase Plan at a price of $14.7985 per share. On the same date, 140 shares were forfeited at a value of $18.26 per share to cover tax withholding obligations tied to the ESPP purchase, which is described as not constituting a sale transaction. After these transactions, the executive directly beneficially owns 213,455 shares of Healthpeak Properties common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brinker Scott M

(Last) (First) (Middle)
4600 SOUTH SYRACUSE STREET
SUITE 500

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HEALTHPEAK PROPERTIES, INC. [ DOC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
11/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/28/2025 A 1,689(1) A $14.7985 213,595 D
Common Stock 11/28/2025 F 140(2) D $18.26 213,455 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were purchased via the Issuer's Employee Stock Purchase Plan ("ESPP").
2. This forfeiture of shares to satisfy applicable tax withholding obligations does not constitute a sale transaction. Pursuant to the ESPP, shares are required to be forfeited to satisfy applicable tax withholding obligations in connection with the acquisition of shares under the ESPP.
Remarks:
Carol Samaan, SVP, Legal (Attorney-In-Fact) 12/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did HEALTHPEAK PROPERTIES, INC. (DOC) report on this Form 4?

The president and CEO of Healthpeak Properties, Inc. reported acquiring 1,689 shares of common stock on 11/28/2025 through the company’s Employee Stock Purchase Plan.

At what price were the ESPP shares acquired in the Healthpeak (DOC) Form 4 filing?

The 1,689 ESPP shares of Healthpeak Properties common stock were acquired at a price of $14.7985 per share.

Why were 140 Healthpeak (DOC) shares forfeited in this Form 4?

The Form 4 states that 140 shares were forfeited to satisfy applicable tax withholding obligations related to the ESPP share acquisition and that this does not constitute a sale transaction.

How many HEALTHPEAK PROPERTIES, INC. (DOC) shares does the insider own after the reported transactions?

Following the reported ESPP purchase and tax-related forfeiture, the executive directly beneficially owns 213,455 shares of Healthpeak Properties common stock.

What is the insider’s role at HEALTHPEAK PROPERTIES, INC. (DOC) in this Form 4?

The reporting person serves as both a director and as an officer, holding the title of President and CEO of Healthpeak Properties, Inc.

Does the Healthpeak (DOC) Form 4 indicate a 10b5-1 trading plan?

The form includes a checkbox to indicate Rule 10b5-1(c) trading plan activity, but the excerpt does not show it marked in connection with the reported transactions.

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