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Healthpeak director transfers 46,744 shares to trust

The transfer changed the ownership form; afterward, 68,744 shares were reported through the family trust and 9,744 directly.

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Form Type
4

Rhea-AI Filing Summary

Healthpeak Properties, Inc. director Sara Grootwassink Lewis transferred 46,744 shares of common stock to a family trust on November 5, 2026, changing the form of beneficial ownership from direct to indirect. The reported post-transaction positions were 9,744 shares held directly, 68,744 through the trust and 9,000 through an IRA. The transfer is described as exempt from Section 16 pursuant to Rule 16a-13.

Insider Lewis Sara Grootwassink
Role Director
Type Security Shares Price Value
Other Common Stock F1 46,744 $0.00 $0.00
Other Common Stock F1 46,744 $0.00 $0.00
Holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 9,744 shares (Direct); Common Stock — 68,744 shares (Indirect, Trust); Common Stock — 9,000 shares (Indirect, IRA)
Holdings Before and After: Common Stock, 56,488 to 9,744 shares (Direct); Common Stock, 22,000 to 68,744 shares (Indirect, Trust)
Footnotes (1)
  1. F1. Reflects the transfer by the reporting person of 46,744 shares of the Issuer's common stock to a family trust. The transfer reflects a change in the form of beneficial ownership from direct to indirect and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
Shares transferred to family trust 46,744 shares November 5, 2026
Direct shares after transaction 9,744 shares Reported after the November 5, 2026 transaction
Shares held through family trust 68,744 shares Reported after the November 5, 2026 transaction
Shares held through IRA 9,000 shares Reported on November 5, 2026
beneficial ownership regulatory
"change in the form of beneficial ownership from direct to indirect"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Rule 16a-13 regulatory
"exempt from Section 16 pursuant to Rule 16a-13"
Section 16 regulatory
"exempt from Section 16 pursuant to Rule 16a-13"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

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How many DOC shares did Sara Grootwassink Lewis transfer to the family trust?

Sara Grootwassink Lewis transferred 46,744 shares of Healthpeak Properties common stock to a family trust on November 5, 2026. The transfer changed the form of beneficial ownership from direct to indirect and is described as exempt from Section 16 pursuant to Rule 16a-13.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lewis Sara Grootwassink

(Last)(First)(Middle)
4600 SOUTH SYRACUSE STREET
SUITE 500

(Street)
DENVER COLORADO 80237

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HEALTHPEAK PROPERTIES, INC. [ DOC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/05/2026J46,744(1)D$09,744(1)D
Common Stock11/05/2026J46,744(1)A$068,744(1)ITrust
Common Stock9,000IIRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the transfer by the reporting person of 46,744 shares of the Issuer's common stock to a family trust. The transfer reflects a change in the form of beneficial ownership from direct to indirect and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
Remarks:
Carol Samaan, SVP, Legal (Attorney-In-Fact)11/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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