STOCK TITAN

Director at HEALTHPEAK (NYSE: DOC) receives 9,744 RSUs grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HEALTHPEAK PROPERTIES, INC. director James B. Connor reported an equity compensation grant of 9,744 shares of Common Stock, recorded as a grant or award acquisition at $0.0000 per share. After this grant, he directly owns 38,169 shares of common stock and indirectly holds 10 shares through a spouse's trust.

The 9,744-share award is in the form of restricted stock units that vest in full on the earlier of the first anniversary of the May 6, 2026 grant date or the company’s next annual meeting of stockholders, making this a routine, time-based director compensation grant rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Connor James B.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 9,744 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 38,169 shares (Direct, null); Common Stock — 10 shares (Indirect, Spouse's Trust)
Footnotes (1)
  1. [object Object]
RSU grant size 9,744 shares Grant/award of Common Stock reported with code A
Grant price $0.0000 per share Reported transaction price per share for the RSU award
Direct holdings after grant 38,169 shares Common Stock directly owned after the 9,744-share award
Indirect holdings (spouse’s trust) 10 shares Common Stock held indirectly through spouse's trust
Vesting trigger Earlier of first anniversary or next annual meeting Vesting condition for 9,744 restricted stock units from May 6, 2026 grant
Restricted stock units financial
"Restricted stock units vest in full on the earlier of the first anniversary"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
grant date financial
"the first anniversary of the May 6, 2026 grant date or the Company's next annual meeting"
The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.
Spouse's Trust financial
"nature_of_ownership: "Spouse's Trust" for 10 indirectly held shares"
grant/award acquisition financial
"transaction_action: "grant/award acquisition" for the 9,744-share entry"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Connor James B.

(Last)(First)(Middle)
4600 SOUTH SYRACUSE STREET
SUITE 500

(Street)
DENVER COLORADO 80237

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HEALTHPEAK PROPERTIES, INC. [ DOC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/06/2026A9,744(1)A$038,169D
Common Stock10ISpouse's Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock units vest in full on the earlier of the first anniversary of the May 6, 2026 grant date or the Company's next annual meeting of stockholders.
Remarks:
Carol Samaan, SVP, Legal (Attorney-In-Fact)05/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HEALTHPEAK PROPERTIES (DOC) report for James B. Connor?

HEALTHPEAK PROPERTIES reported that director James B. Connor received a grant of 9,744 shares of Common Stock as equity compensation. The Form 4 classifies this as a grant or award acquisition, not an open-market purchase or sale, at a reported price of $0.0000 per share.

How many HEALTHPEAK PROPERTIES (DOC) shares does James B. Connor hold after this Form 4?

After the reported grant, James B. Connor directly holds 38,169 shares of HEALTHPEAK PROPERTIES Common Stock. In addition, a spouse’s trust holds 10 shares indirectly. These holdings reflect his position following the 9,744-share restricted stock unit award disclosed in the filing.

What are the vesting terms for the 9,744 HEALTHPEAK PROPERTIES (DOC) restricted stock units?

The 9,744 restricted stock units vest in full on the earlier of the first anniversary of the May 6, 2026 grant date or HEALTHPEAK PROPERTIES’ next annual meeting of stockholders. This means vesting depends on time and the timing of the company’s annual shareholder meeting.

Was the HEALTHPEAK PROPERTIES (DOC) director transaction a market buy or sell?

The transaction was not a market buy or sell. The Form 4 labels it with code A, meaning a grant, award, or other acquisition. The 9,744 shares were granted at a price of $0.0000 per share as part of director equity compensation, rather than purchased on the open market.

How is the spouse’s trust reported in the HEALTHPEAK PROPERTIES (DOC) Form 4?

The Form 4 shows 10 shares of Common Stock held indirectly through a spouse’s trust. This position is categorized as indirect ownership with the nature of ownership listed as “Spouse's Trust,” separate from James B. Connor’s 38,169 directly held shares after the equity award.