Morgan Stanley Smith Barney files Rule 144 notice for DOCS (NYSE: DOCS)

Rhea-AI Filing Summary

DOCS Rule 144 notice: Morgan Stanley Smith Barney LLC reported a proposed sale of 2,319 Common shares via a stock option exercise for cash on 03/10/2026. The filing lists prior dispositions of 2,282 shares on 02/10/2026 and 2,324 shares on 01/12/2026.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2319	58833.03	133811547	03/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/10/2026	Stock Option Exercise	ISSUER			2319	03/10/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SIDDHARTH SITARAM 500 3rd Street Ste 510 San Francisco CA 94107	Common	02/10/2026	2282	63622.16
SIDDHARTH SITARAM 500 3rd Street Ste 510 San Francisco CA 94107	Common	01/12/2026	2324	101094.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the DOCS Rule 144 filing announce?

It notifies a planned resale of 2,319 Common shares on 03/10/2026. The notice states the method as a stock option exercise settled for cash and records two prior dispositions of 2,282 and 2,324 shares earlier in 2026.

Who is listed as the filer in the DOCS Rule 144 notice?

Morgan Stanley Smith Barney LLC is listed in the filing as the intermediary for the transaction. The form identifies the securities as Common shares to be sold on the NYSE and the sale method as a cash stock option exercise.

What dates and share counts appear in the DOCS filing?

Key dates and counts are 03/10/2026: 2,319 shares; 02/10/2026: 2,282 shares; 01/12/2026: 2,324 shares. These entries are presented as the planned sale and recent past dispositions in the notice.

Does the Rule 144 notice state proceeds or purchasers for DOCS shares?

The form records the sale method as cash from a stock option exercise but does not specify purchasers or aggregate proceeds. The filing focuses on share counts and dates rather than buyer identities or dollar totals.

Is this DOCS filing an immediate sale or a notice of intent under Rule 144?

It is a Rule 144 notice of a proposed sale tied to a stock option exercise on 03/10/2026. The filing signals intent to sell under resale conditions rather than describing a completed market trade.