450 restricted shares tied to James A. Beer reported for DOCU (DOCU)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting a proposed sale of 450 shares of restricted common stock associated with James A. Beer. The restricted shares are dated 05/29/2026, and a prior sale of 450 shares is listed on 03/03/2026.

Insights

Securities Counsel

Routine Rule 144 notice for sale of restricted shares by an affiliate.

This filing lists a proposed disposition of 450 restricted shares tied to James A. Beer, with the restricted-stock date shown as 05/29/2026. Form 144 is a regulatory notice of intent to sell under resale restrictions; it does not itself effect a sale.

Execution, timing, and cash proceeds are not stated in the excerpt. Subsequent market or broker reports and a Form 4 or broker confirmation would show actual settlement details.

Key Figures

Proposed shares to be sold: 450 shares Prior sale listed: 450 shares Numeric entry: 20259.00 +2 more

5 metrics

Proposed shares to be sold 450 shares Securities To Be Sold, dated <date>05/29/2026</date>

Prior sale listed 450 shares Securities Sold During The Past 3 Months, <date>03/03/2026</date>

Numeric entry 20259.00 Appears in the past-sales row adjacent to the 03/03/2026 entry

Numeric entry 24768.00 Listed in header row near securities information

Numeric entry 194427928 Listed in header row near securities information

Key Terms

Restricted Stock, Form 144, Securities Sold During The Past 3 Months

3 terms

Restricted Stock financial

"Common | 05/29/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months | Common | 03/03/2026"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	450	24768.00	194427928	06/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/29/2026	Restricted Stock	ISSUER			450	05/29/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JAMES A BEER 221 Main Street, Suite 800 San Francisco CA 94105	Common	03/03/2026	450	20259.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DOCU's Form 144 filing indicate?

It indicates a proposed sale of 450 restricted shares by an affiliate, dated 05/29/2026. This is a notice of intent under resale rules and does not confirm the sale has occurred.

Who is the reported seller in the Form 144 for DOCU?

The filing identifies James A. Beer as the associated party for the referenced restricted shares. The form ties the 450-share lot to that name in the excerpt provided.

Does Form 144 confirm proceeds or transaction timing for DOCU?

No. The excerpt lists dates and share counts but does not state cash proceeds or settlement timing. Form 144 is a regulatory notice, not a confirmation of sale execution.

Are there prior sales noted in this DOCU excerpt?

Yes. The excerpt shows a prior entry dated 03/03/2026 listing 450 shares under "Securities Sold During The Past 3 Months," indicating a recent transaction by the same party.