DOCU (NASDAQ: DOCU) Form 144 lists 363 restricted shares for resale

Rhea-AI Filing Summary

DOCU notice under Rule 144 reporting proposed resale of 363 shares of Common Stock by an issuer-related holder. The filing lists a restricted stock disposition dated 06/04/2026 and an earlier sale of 365 shares on 06/02/2026 by Anna Marrs. The broker-dealer on record is Morgan Stanley Smith Barney LLC.

Key Figures

Proposed resale: 363 shares Sale during past 3 months: 365 shares Broker-dealer record: Morgan Stanley Smith Barney LLC +1 more

4 metrics

Proposed resale 363 shares Resale dated 06/04/2026 (Restricted Stock)

Sale during past 3 months 365 shares Sale by Anna Marrs on 06/02/2026

Broker-dealer record Morgan Stanley Smith Barney LLC Broker listed on Form 144; address 1 New York Plaza

Record identifier 194427928 Filing reference number shown in excerpt

Key Terms

Rule 144, Restricted Stock, Broker-dealer

3 terms

Rule 144 regulatory

"Securities To Be Sold — Restricted Stock — ISSUER"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Securities To Be Sold | 06/04/2026 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Broker-dealer regulatory

"Morgan Stanley Smith Barney LLC Executive Financial Services"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	363	17939.46	194427928	06/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/04/2026	Restricted Stock	ISSUER			363	06/04/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ANNA MARRS 221 Main Street, Suite 800 San Francisco CA 94105	Common	06/02/2026	365	20089.60

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for DOCU report?

The Form 144 reports a proposed resale of 363 shares of Common Stock dated 06/04/2026. It also notes a prior sale of 365 shares on 06/02/2026, and identifies the broker-dealer involved.

Who is the broker-dealer listed on the DOCU filing?

The filing lists Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor, New York. The broker-dealer is shown as the intermediary handling the proposed resale of the shares.

Which holder is named in the DOCU Form 144?

The filing names Anna Marrs with an address at 221 Main Street, Suite 800, San Francisco CA 94105. The record shows she sold 365 shares on 06/02/2026.

Are the shares described as restricted or unrestricted?

The filing identifies the securities to be sold on 06/04/2026 as Restricted Stock and lists the disposition as by the issuer (labelled ISSUER), indicating the Rule 144 notice relates to restricted holdings.