DocuSign director exercises 522 RSUs into shares

DOCUSIGN director Michael Rosenbaum exercised 522 RSUs into common stock and now holds 2,088 common shares and 4,177 RSUs directly.

Rhea-AI Filing Summary

DOCUSIGN, INC. (DOCU) director Michael George Rosenbaum reported the exercise of 522 Restricted Stock Units into an equal number of shares of common stock on September 3, 2026. Following this RSU conversion, he holds 2,088 common shares and 4,177 RSUs directly. The RSUs vest in twelve equal quarterly installments over three years starting September 3, 2025, and either vest or are canceled; no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

522 shares exercised/converted

Exercise 2 txns

Insider Rosenbaum Michael George

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F2, F3	522	$0.00	$0.00
Exercise	Common Stock	522	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 4,177 contracts (Direct); Common Stock — 2,088 shares (Direct)

Footnotes (3)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. F2. The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of September 3, 2025, in each case subject to the Reporting Person being a service provider through each such date.
3. F3. The RSUs do not expire; they either vest or are canceled prior to vesting date.

Key Figures

RSUs exercised: 522 units Common stock acquired from RSUs: 522 shares Common shares held after transaction: 2,088 shares +2 more

5 metrics

RSUs exercised 522 units RSUs converted into common stock on September 3, 2026

Common stock acquired from RSUs 522 shares Shares received upon RSU conversion on September 3, 2026

Common shares held after transaction 2,088 shares Direct DOCUSIGN common stock ownership after September 3, 2026 transaction

RSUs held after transaction 4,177 units Direct RSU holdings after the reported RSU exercise

RSU vesting schedule 12 quarterly installments over 3 years Vesting from September 3, 2025, subject to continued service

Key Terms

Restricted Stock Units, vesting commencement date, service provider

3 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting commencement date financial

"with a vesting commencement date of September 3, 2025"

The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.

service provider financial

"subject to the Reporting Person being a service provider through each such date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did DOCU director Michael Rosenbaum report on this Form 4?

He reported exercising 522 Restricted Stock Units into 522 shares of DOCUSIGN common stock on September 3, 2026, with no reported open-market sale associated with this transaction.

How many DOCU common shares does Michael Rosenbaum own after this transaction?

After the transaction, Michael Rosenbaum directly owns 2,088 shares of DOCUSIGN common stock, as reported in the Form 4 non-derivative holdings section for the September 3, 2026 transaction.

How many Restricted Stock Units in DOCU does Michael Rosenbaum hold after the transaction?

He holds 4,177 Restricted Stock Units (RSUs) directly after the September 3, 2026 transaction, each representing a contingent right to receive one share of DOCUSIGN common stock upon vesting.

What is the vesting schedule of Michael Rosenbaum’s DOCU RSUs?

The RSUs vest in twelve equal quarterly installments over three years, with a vesting commencement date of September 3, 2025, subject to him continuing as a service provider through each vesting date.

Do Michael Rosenbaum’s DOCU RSUs have an expiration date?

According to the filing, the RSUs do not expire; they either vest according to the schedule or are canceled before the vesting date, depending on continued service.

Was Michael Rosenbaum’s DOCU transaction under a Rule 10b5-1 trading plan?

The filing indicates that no Rule 10b5-1 trading plan is reported, as the document-level checkbox for such a plan is not marked affirmatively.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 05:45 PM EDT Accepted by SEC EDGAR 09/03/2026 - 05:37 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosenbaum Michael George

(Last) (First) (Middle)

C/O DOCUSIGN, INC.

221 MAIN STREET, SUITE 800

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
DOCUSIGN, INC. [ DOCU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2026		M		522	A	$0	2,088	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/03/2026		M			522	(2)	(3)	Common Stock	522	$0	4,177	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

2. The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of September 3, 2025, in each case subject to the Reporting Person being a service provider through each such date.

3. The RSUs do not expire; they either vest or are canceled prior to vesting date.

Remarks:

	/s/ Lisa Yun, Attorney in Fact	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)