false
0000012239
0000012239
2026-11-10
2026-11-10
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 10, 2026
| Dominari Holdings Inc. |
| (Exact name of registrant as specified in its charter) |
| Delaware |
|
001-41845 |
|
52-0849320 |
|
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
725 5th Avenue, 22nd Floor
New York, NY 10022
(212) 393-4540
(Address, including Zip Code and Telephone
Number, including
Area Code, of Principal Executive Offices)
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
| ☐ | Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
| Common Stock, $0.0001 par value |
|
DOMH |
|
The Nasdaq Capital Market |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition.
On November 10, 2026, Dominari
Holdings Inc. (the “Company”), a Delaware corporation, issued a press release announcing its results for the third
quarter ended September 30, 2026. A copy of the press release is furnished hereto as Exhibit 99.1.
The information provided in
Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that section. Such information shall not be deemed incorporated by reference into any filing of the Company under
the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation
language in such filing, except as otherwise expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit |
|
Description |
| 99.1 |
|
Press Release, dated November 10, 2026 |
| 104 |
|
Cover Page Interactive Data File (formatted as Inline XBRL) |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| Dated: November 10, 2026 |
DOMINARI HOLDINGS INC. |
| |
|
|
| |
By: |
/s/ Anthony Hayes |
| |
Name: |
Anthony Hayes |
| |
Title: |
Chief Executive Officer |
Exhibit 99.1
Dominari
Reports Q3 2026 Results
Net
loss to common stockholders narrowed sequentially in Q3 2026 to $1.9 million as compared to $5.4 million for Q2 2026
NEW
YORK, November 10, 2026/PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (“Dominari” or the “Company”), today
announced highlights of its financial results for the quarter ended September 30, 2026, which were filed with the Securities and Exchange
Commission (“SEC”) in the Company’s quarterly SEC Form 10Q.
The
Company stated that: “In the nine months ended September 30, 2026, while our revenues declined from the comparable period in 2025,
we reduced our loss from operations to $40.6 million in the period from a $48.2 million loss from operations in the comparable period
in 2025. This was driven by holding our gross margins steady at lower levels of revenue while decreasing our operating expenses by 65%
in the third quarter compared to the third quarter of 2025, as well as an over 25% reduction in operating costs as compared to the nine
months in the prior year. During the quarter, the annualized run-rate for recurring revenue from our management services increased to
$3.5 million per year or by approximately $2.7 million as compared to that same line item on September 30, 2025”. The Company further
stated that: “We continued to focus on shareholder liquidity as we initiated a stock repurchase program with a target of buying
back $5.0 million of the Company’s shares. As of the date of this release, we have repurchased over 1.9 million shares for approximately
$3.4 million.”
Quarter
and Year to Date Highlights
| ● | Net
loss to common shareholders sequentially decreased in the quarter by 65% to $1.9 million, from $5.4 million in Q2 2026. |
| ● | The
Company’s operating loss decreased in the year-to-date period by 16% or $7.6 million to $40.6 million, from $48.2 million in
the nine months ended September 30, 2025. |
| ● | Dominari
Financial business segment remained profitable, reporting third quarter segment net income of $1.8 million and year-to-date segment
net income of $12.7 million. |
| ● | Third
quarter and year-to-date operating expenses decreased by $34.6 million and $37.2 million, respectively, as compared to the comparable
periods in 2025. |
| ● | Raised
approximately $3.3 million in the quarter with the Company’s warrant inducement program announced in August of 2026. |
Third
Quarter Results
Third
quarter revenue was $16.4 million, approximately 69% lower as compared with $52.4 million in the third quarter of 2025. This decrease
was primarily driven by lower underwriting revenue of $25.7 million in the quarter due to fewer deal closings, lower carried interest
of $3.7 million, lower commission revenue of $4.3 million, and $3.0 million of lower principal transactions compared to the third quarter
of 2025. The Company’s annual recurring revenue (ARR) increased to $3.6 million from $0.8 million at the end of Q2, 2025, reflecting
an increase of 341%.
Operating
costs and expenses decreased by $34.6 million, or 65%, to $18.3 million. Compensation and benefits decreased by $35.3 million, primarily
reflecting a lower commission expense of approximately $30.0 million, partially offset by higher professional and other expenses of $1.4
million. As a result, of the lower revenues being offset by the reduced operating expenses, the operating loss increased in the third
quarter of 2026 by $1.5 million to $1.9 million from $0.4 million in the prior-year period.
Net
loss attributable to common stockholders was $1.9 million, or a loss of $0.08 per share, compared with net income attributable to common
stockholders of $125.2 million, or earnings of $7.27 per share, in the third quarter of 2025. The year-over-year decrease was primarily
driven by the Company’s approximately $126.5 million of other income in Q3 2025 vs $0.3 million loss in 2026 which was primarily
driven by the valuation increase from the investment in American Bitcoin Corp. (“ABTC).
Year-to-Date
Operating Progress
For
the nine months ending September 30, 2026, total revenue decreased by $29.7 million, or 30%, to $69.0 million compared to the nine months
ending September 30, 2025. The primary driver of the reduced revenue was related to carried interest which was $11.5 million lower than
the comparable period in 2025 reflecting the Company’s carried interest from a single deal in 2025 that totaled $19.0 million of
the $19.2 million in 2025 revenue. Underwriting revenue decreased by $10.6 million, or 18%, to $48.0 million, reflecting increased volatility
in the capital markets resulting in lower deal flow. Additionally, principal trading was $5.8 million lower in the 2026 year to date
period as well.
The
first nine months of 2026 operating costs and expenses declined by $37.2 million, or 25%, to $109.6 million, and the operating loss narrowed
by $7.5 million, or 16%, to $40.6 million from $48.2 million in the comparable period in 2025. Consolidated net loss attributable to
common stockholders was $64.7 million, as compared to net income of $109.3 million in 2025 reflecting the impact of the ABTC investment
as well as a $14.6 million tax provision in 2026 as compared to no such provision in the 2025 comparable period.
Balance
Sheet
At
September 30, 2026, Dominari had $24.0 million cash and cash equivalents, $2.6 million of marketable securities, $4.8 million of securities
owned, $4.7 million receivable from clearing brokers and $9.8 million of long-term equity investments. Working capital was approximately
$14.5 million, and total stockholders’ equity was $22.4 million.
Dominari
Securities maintained approximately $18.5 million of net capital against a $0.6 million minimum requirement.
DOMINARI
HOLDINGS INC.
Condensed
Consolidated Balance Sheets
($
in thousands except share and per share amounts)
| | |
September 30, | | |
December 31, | |
| | |
2026 | | |
2025 | |
| | |
(Unaudited) | | |
| |
| ASSETS | |
| | |
| |
| Cash and cash equivalents | |
$ | 23,989 | | |
$ | 34,005 | |
| Marketable securities | |
| 2,622 | | |
| 46,516 | |
| Securities owned | |
| 4,771 | | |
| 9,756 | |
| Receivable from clearing brokers | |
| 4,707 | | |
| 3,995 | |
| Long-term equity investments | |
| 9,837 | | |
| 11,744 | |
| Accounts receivable | |
| 1,828 | | |
| - | |
| Note receivable | |
| 93 | | |
| - | |
| Loans to employees | |
| 1,337 | | |
| 1,767 | |
| Right-of-use assets | |
| 2,291 | | |
| 2,721 | |
| Prepaid expenses and other assets | |
| 4,204 | | |
| 2,403 | |
| Total assets | |
$ | 55,679 | | |
$ | 112,907 | |
| | |
| | | |
| | |
| LIABILITIES AND STOCKHOLDERS’ EQUITY | |
| | | |
| | |
| Accounts payable and accrued expenses | |
$ | 792 | | |
$ | 611 | |
| Accrued compensation and commissions | |
| 5,579 | | |
| 17,754 | |
| Accrued dividends payable | |
| 296 | | |
| 10,335 | |
| Contract liabilities | |
| 8,632 | | |
| 4,504 | |
| Lease liability | |
| 2,454 | | |
| 2,841 | |
| Liability for unrecognized tax benefits | |
| 13,739 | | |
| 7,318 | |
| Income tax payable | |
| 1,179 | | |
| - | |
| Other liabilities | |
| 594 | | |
| 173 | |
| Total liabilities | |
| 33,265 | | |
| 43,536 | |
| | |
| | | |
| | |
| Stockholders’ equity | |
| | | |
| | |
| Preferred stock, $.0001 par value, 50,000,000 authorized | |
| | | |
| | |
| Convertible Preferred Series D: 5,000,000 shares designated; 3,825 shares issued and outstanding as of September 30, 2026 and December 31, 2025; liquidation value of $0.0001 per share | |
| - | | |
| - | |
| Convertible Preferred Series D-1: 5,000,000 shares designated; 834 shares issued and outstanding as of September 30, 2026 and December 31, 2025; liquidation value of $0.0001 per share | |
| - | | |
| - | |
| Common stock, $0.0001 par value, 100,000,000 shares authorized; 25,873,765 and 16,067,435 shares issued as of September 30, 2026 and December 31, 2025, respectively; 25,391,569 and 16,067,435 shares outstanding as of September 30, 2026 and December 31, 2025, respectively | |
| 3 | | |
| - | |
| Treasury stock, at cost, 482,196 shares as of September 30, 2026, and 0 shares as of December 31, 2025 | |
| (1,164 | ) | |
| - | |
| Additional paid-in capital | |
| 366,054 | | |
| 337,505 | |
| Accumulated deficit | |
| (341,837 | ) | |
| (268,134 | ) |
| Total Dominari Holdings stockholders’ equity | |
| 23,056 | | |
| 69,371 | |
| Non-controlling interests | |
| (642 | ) | |
| - | |
| Total stockholders’ equity | |
| 22,414 | | |
| 69,371 | |
| Total liabilities and stockholders’ equity | |
$ | 55,679 | | |
$ | 112,907 | |
DOMINARI
HOLDINGS INC.
Condensed
Consolidated Statements of Operations
($
in thousands except share and per share amounts)
(Unaudited)
| | |
Three Months Ended | | |
Nine Months Ended | |
| | |
September 30, | | |
September 30, | |
| | |
2026 | | |
2025 | | |
2026 | | |
2025 | |
| Revenues | |
| | |
| | |
| | |
| |
| Underwriting services | |
$ | 7,170 | | |
$ | 32,866 | | |
$ | 48,021 | | |
$ | 58,636 | |
| Carried interest | |
| 5,016 | | |
| 8,704 | | |
| 7,663 | | |
| 19,204 | |
| Commissions | |
| 2,421 | | |
| 6,722 | | |
| 11,478 | | |
| 14,570 | |
| Interest income | |
| 469 | | |
| 447 | | |
| 1,055 | | |
| 827 | |
| Principal transactions | |
| (150 | ) | |
| 2,871 | | |
| (1,718 | ) | |
| 4,039 | |
| Other revenue | |
| 1,455 | | |
| 807 | | |
| 2,476 | | |
| 1,424 | |
| Total revenue | |
| 16,381 | | |
| 52,417 | | |
| 68,975 | | |
| 98,700 | |
| | |
| | | |
| | | |
| | | |
| | |
| Operating costs and expenses | |
| | | |
| | | |
| | | |
| | |
| Compensation and benefits | |
| 15,051 | | |
| 50,332 | | |
| 97,448 | | |
| 117,507 | |
| Advisory fees | |
| 25 | | |
| 59 | | |
| 137 | | |
| 21,020 | |
| Legal fees | |
| 229 | | |
| 808 | | |
| 1,765 | | |
| 2,321 | |
| Professional and consulting fees | |
| 1,997 | | |
| 1,544 | | |
| 3,505 | | |
| 2,771 | |
| Other expenses | |
| 961 | | |
| 104 | | |
| 6,766 | | |
| 3,250 | |
| Total operating expenses | |
| 18,263 | | |
| 52,847 | | |
| 109,621 | | |
| 146,869 | |
| (Loss) income from operations | |
| (1,882 | ) | |
| (430 | ) | |
| (40,646 | ) | |
| (48,169 | ) |
| | |
| | | |
| | | |
| | | |
| | |
| Other income (expenses) | |
| | | |
| | | |
| | | |
| | |
| Other income | |
| 203 | | |
| - | | |
| 374 | | |
| - | |
| Interest income | |
| 34 | | |
| 95 | | |
| 144 | | |
| 146 | |
| Gain (loss) on marketable securities, net | |
| 219 | | |
| 158,416 | | |
| (6,862 | ) | |
| 159,055 | |
| Realized loss on long-term equity investments | |
| (750 | ) | |
| - | | |
| (750 | ) | |
| - | |
| Realized and unrealized gain on notes receivable, net | |
| - | | |
| - | | |
| - | | |
| 221 | |
| Change in carrying value of investments | |
| - | | |
| (32,000 | ) | |
| (1,400 | ) | |
| - | |
| Total other income (expenses) | |
| (294 | ) | |
| 126,511 | | |
| (8,494 | ) | |
| 159,422 | |
| Net (loss) income before income tax expense | |
| (2,176 | ) | |
| 126,081 | | |
| (49,140 | ) | |
| 111,253 | |
| Provision for income taxes | |
| (661 | ) | |
| - | | |
| 14,562 | | |
| - | |
| Net (loss) income before non-controlling interest and deemed dividend | |
| (1,515 | ) | |
| 126,081 | | |
| (63,702 | ) | |
| 111,253 | |
| Less: Net income attributable to non-controlling interests | |
| 106 | | |
| 871 | | |
| 256 | | |
| 1,921 | |
| Net (loss) income before deemed dividend | |
| (1,621 | ) | |
| 125,210 | | |
| (63,958 | ) | |
| 109,332 | |
| Common stock deemed dividend - inducement | |
| (320 | ) | |
| - | | |
| (745 | ) | |
| - | |
| Net (loss) income attributable to common stockholders of Dominari Holdings Inc. | |
$ | (1,941 | ) | |
$ | 125,210 | | |
$ | (64,703 | ) | |
$ | 109,332 | |
| | |
| | | |
| | | |
| | | |
| | |
| Net (loss) income per share, basic and diluted | |
| | | |
| | | |
| | | |
| | |
| Basic | |
$ | (0.08 | ) | |
$ | 8.11 | | |
$ | (2.97 | ) | |
$ | 7.98 | |
| Diluted | |
$ | (0.08 | ) | |
$ | 7.27 | | |
$ | (2.97 | ) | |
$ | 7.86 | |
| | |
| | | |
| | | |
| | | |
| | |
| Weighted average number of shares outstanding, basic and diluted | |
| | | |
| | | |
| | | |
| | |
| Basic | |
| 24,477,426 | | |
| 15,442,342 | | |
| 21,790,293 | | |
| 13,700,375 | |
| Diluted | |
| 24,477,426 | | |
| 17,223,257 | | |
| 21,790,293 | | |
| 13,902,950 | |
DOMINARI
HOLDINGS INC.
Condensed
Consolidated Statements of Cash Flows
($
in thousands)
(Unaudited)
| | |
Nine Months Ended | |
| | |
September 30, | |
| | |
2026 | | |
2025 | |
| Cash flows from operating activities | |
| | |
| |
| Net (loss) income before non-controlling interest and deemed dividend | |
$ | (63,702 | ) | |
$ | 111,253 | |
| Amortization of right-of-use assets | |
| 430 | | |
| 309 | |
| Depreciation | |
| 47 | | |
| 78 | |
| Non-cash underwriting revenue | |
| (10,080 | ) | |
| (17,909 | ) |
| Non-cash commissions expense | |
| 7,610 | | |
| 16,651 | |
| Stock-based compensation – employees | |
| 20,423 | | |
| 54,811 | |
| Stock-based compensation – advisors | |
| 61 | | |
| - | |
| Realized loss (gain) on marketable securities | |
| 8,945 | | |
| 437 | |
| Unrealized gain on marketable securities | |
| (2,008 | ) | |
| (159,186 | ) |
| Realized (gain) loss on securities owned | |
| (3,343 | ) | |
| 460 | |
| Unrealized loss (gain) on securities owned | |
| 5,059 | | |
| (4,500 | ) |
| Realized loss on long term equity investments | |
| 750 | | |
| - | |
| Realized and unrealized (gain) on note receivable | |
| - | | |
| (221 | ) |
| Change in carrying value of long-term investments | |
| 1,400 | | |
| - | |
| Changes in operating assets and liabilities: | |
| | | |
| | |
| Prepaid expenses and other assets | |
| (1,848 | ) | |
| (238 | ) |
| Receivable from clearing brokers | |
| (712 | ) | |
| (11,581 | ) |
| Accounts receivable | |
| (1,828 | ) | |
| - | |
| Notes receivable, at fair value – net interest accrued | |
| (93 | ) | |
| (21 | ) |
| Security deposits | |
| - | | |
| (25 | ) |
| Accounts payable and accrued expenses | |
| 181 | | |
| (140 | ) |
| Accrued compensation and commissions | |
| (12,175 | ) | |
| 2,731 | |
| Lease liabilities | |
| (387 | ) | |
| (272 | ) |
| Contract liabilities | |
| 4,128 | | |
| 2,889 | |
| Liability for unrecognized tax benefits | |
| 6,421 | | |
| - | |
| Income tax payable | |
| 1,179 | | |
| | |
| Other liabilities | |
| 573 | | |
| 442 | |
| Net cash (used in) operating activities | |
| (38,969 | ) | |
| (4,032 | ) |
| | |
| | | |
| | |
| Cash flows from investing activities | |
| | | |
| | |
| Purchase of marketable securities | |
| (9,440 | ) | |
| (16,960 | ) |
| Sale of marketable securities | |
| 46,406 | | |
| 15,941 | |
| Purchase of securities owned | |
| (10,455 | ) | |
| - | |
| Sale of securities owned | |
| 16,192 | | |
| - | |
| Purchase of long term investments | |
| (402 | ) | |
| | |
| Sale of long term equity investments | |
| - | | |
| 538 | |
| Collection of principal on note receivable | |
| - | | |
| 1,144 | |
| Collection of loans to employees | |
| 430 | | |
| 282 | |
| Net cash provided by investing activities | |
| 42,731 | | |
| 945 | |
| | |
| | | |
| | |
| Cash flows from financing activities | |
| | | |
| | |
| Cash paid for dividends | |
| (19,039 | ) | |
| (11,990 | ) |
| Distributions to non-controlling interest | |
| (898 | ) | |
| (1,784 | ) |
| Purchase of treasury stock | |
| (1,164 | ) | |
| - | |
| Cash from issuance common stock, net of offering cost | |
| - | | |
| 13,517 | |
| Cash from issuance common stock for exercised warrants | |
| 7,323 | | |
| 4,637 | |
| Net cash (used in) provided by financing activities | |
| (13,778 | ) | |
| 4,380 | |
| | |
| | | |
| | |
| Net (decrease) increase in cash and cash equivalents | |
| (10,016 | ) | |
| 1,293 | |
| Cash and cash equivalents, beginning of period | |
| 34,005 | | |
| 4,079 | |
| Cash and cash equivalents, end of period | |
$ | 23,989 | | |
$ | 5,372 | |
| Supplemental disclosures of cash flow information | |
| | | |
| | |
| Cash paid for interest | |
$ | 11 | | |
$ | 13 | |
| Cash paid for taxes | |
$ | 6,962 | | |
$ | - | |
| Deemed dividend | |
$ | 745 | | |
$ | - | |
The
press release contains non-GAAP financial measures within the meaning of Regulation G promulgated by the Securities and Exchange Commission.
To supplement its consolidated condensed financial statements presented in accordance with U.S. generally accepted accounting principles
(GAAP), the Company provides the additional non-GAAP financial measures of operating income, net income and earnings per share. The Company
believes that these non-GAAP financial measures are appropriate to enhance understanding of its past performance as well as prospects
for future performance. A reconciliation of the differences between these non-GAAP financial measures with the most directly comparable
financial measure calculated in accordance with GAAP is shown in the table below. ($ in thousands except per share amounts)
| | |
Three Months
Ended | | |
Three Months
Ended | |
| | |
September 30,
2026 | | |
September 30,
2025 | |
| Loss from operations | |
$ | (1,882 | ) | |
$ | (430 | ) |
| Non-cash stock-based compensation | |
| 680 | | |
| 12 | |
| Adjusted (loss) income from operations | |
$ | (1,202 | ) | |
$ | (418 | ) |
| | |
| | | |
| | |
| Net income (loss) attributable to common stockholders’ of Dominari Holdings | |
$ | (1,941 | ) | |
$ | 125,210 | |
| Non-cash stock-based compensation | |
| 680 | | |
| 12 | |
| Adjusted net (loss) income before income tax expense | |
$ | (1,261 | ) | |
$ | 125,222 | |
| Adjustment to the provision for income taxes | |
| - | | |
| - | |
| Adjusted net (loss) income to common stockholders’ of Dominari Holdings | |
| (1,261 | ) | |
| 125,222 | |
| Adjusted net (loss) income per share, basic | |
$ | (0.05 | ) | |
$ | 8.11 | |
| Weighted average number of shares outstanding, basic | |
| 24,477,426 | | |
| 15,442,342 | |
| | |
Nine Months
Ended | | |
Nine Months
Ended | |
| | |
September 30,
2026 | | |
September 30,
2025 | |
| Loss from operations | |
$ | (40,646 | ) | |
$ | (48,169 | ) |
| Non-cash stock-based compensation | |
| 20,484 | | |
| 54,811 | |
| Adjusted (loss) income from operations | |
$ | (20,162 | ) | |
$ | 6,642 | |
| | |
| | | |
| | |
| Net loss attributable to common stockholders’ of Dominari Holdings | |
$ | (64,703 | ) | |
$ | 109,332 | |
| Non-cash stock-based compensation | |
| 20,484 | | |
| 54,811 | |
| Adjusted net (loss) income before income tax expense | |
$ | (44,219 | ) | |
$ | 164,143 | |
| Adjustment to the provision for income taxes | |
| 228 | | |
| 4,482 | |
| Adjusted net (loss) income to common stockholders’ of Dominari Holdings | |
| (44,447 | ) | |
| 159,661 | |
| Adjusted net (loss) income per share, basic | |
$ | (2.04 | ) | |
$ | 11.65 | |
| Weighted average number of shares outstanding, basic | |
| 21,790,293 | | |
| 13,700,375 | |
For
additional information about Dominari Holdings Inc., please visit: https://www.dominariholdings.com/
About
Dominari Holdings Inc.
The
Company is a holding company that, through its various subsidiaries, is currently engaged in wealth management, investment banking, sales
and trading and asset management. In addition to capital investment, Dominari provides management support to the executive teams of its
subsidiaries, helping them to operate efficiently and reduce cost under a streamlined infrastructure. In addition to organic growth,
the Company seeks opportunities outside of its current business to enhance shareholder value, including in the AI and Data Center sectors.
Dominari
Securities LLC’s Mission Statement:
Dominari
Securities LLC, a principal subsidiary of Dominari Holdings Inc., is a dynamic, forward-thinking financial services company that seeks
to create wealth for all stakeholders by capitalizing on emerging trends in the financial services sector and identifying early-stage
future opportunities that are expected to generate a high rate of return for investors.
Securities
Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC. Securities
brokerage, investment adviser and other non-bank deposit investments are not FDIC insured and may lose some or all of the principal invested.
You can check the background of Dominari Securities LLC and its registered investment professionals and review its SEC Form CRS on FINRA’s
BrokerCheck site at https://brokercheck.finra.org. Information for Dominari Securities LLC and its registered investment professionals
as well as its SEC Form CRS may also be found on FINRA’s BrokerCheck site.
Forward-Looking
Statements
This
press release contains forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities
Litigation Reform Act of 1995. Words such as “may,” “might,” “will,” “should,” “believe,”
“expect,” “anticipate,” “estimate,” “continue,” “predict,” “forecast,” “project,”
“plan,” “intend” or similar expressions, or statements regarding intent, belief, or current expectations, are forward-looking
statements. While the Company believes these forward-looking statements are reasonable, undue reliance should not be placed on any such
forward-looking statements, which are based on information available to us on the date of this release. These forward-looking statements
are based upon current estimates and assumptions and are subject to various risks and uncertainties, including without limitation those
set forth in the Company’s filings with the SEC, which include but are not limited to the Risk Factors set forth in the Company’s Annual
Report on Form 10-K for the fiscal year ended December 31, 2025, relating to its business. Thus, actual results could be materially
different. The Company expressly disclaims any obligation to update or alter statements whether as a result of new information, future
events or otherwise, except as required by law.
Contacts:
Dominari
Holdings Inc.
https://www.dominariholdings.com/
info@dominari.com
