Welcome to our dedicated page for Dominari Holdings SEC filings (Ticker: DOMH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dominari Holdings Inc. filings document formal disclosures for a Nasdaq-listed holding company operating through financial-services subsidiaries. Form 8-K reports furnish operating results, business highlights, employment agreement amendments, officer and director changes, shareholder proposal deadlines, and meeting results.
Definitive proxy statements and related 8-K filings describe annual and special meeting procedures, shareholder voting matters, governance proposals, compensation-related approvals, and the voting mechanics for common stock and Series D and Series D-1 convertible preferred stock. The filings also identify the company’s registered common stock on The Nasdaq Capital Market and recurring capital-structure disclosures.
Dominari Holdings Inc. (DOMH) announced that its board of directors authorized a share repurchase program under which the company may buy back up to $5,000,000 of its outstanding common stock. The authorization was approved on September 16, 2026.
Repurchases may occur from time to time through open-market transactions or other permitted methods, including trades conducted under plans adopted in accordance with Rule 10b5-1 and Rule 10b-18 under the Exchange Act. The company can terminate the program at its discretion at any time. Management stated that the decision reflects a focus on shareholder value and capital allocation that supports its growth strategies across wealth management, investment banking, sales and trading, and asset management.
Dominari Holdings Inc. (DOMH) received a Schedule 13G filing reporting that Donald J. Trump Jr. beneficially owns 1,398,414 shares of its common stock. This position represented 5.77% of Dominari’s 24,243,646 shares outstanding as of August 11, 2026, based on shares owned as of September 14, 2026.
On August 18, 2026, the reporting person acquired 216,138 shares of Dominari common stock through the exercise of 216,138 Series A warrants issued in a warrant inducement transaction with Dominari. The filing states that all 1,398,414 shares are held with sole voting and dispositive power, with no shared voting or dispositive authority.
Dominari Holdings Inc. (DOMH) has a new Schedule 13G disclosure showing that Eric Trump reports beneficial ownership of 1,398,414 shares of Dominari common stock as of September 14, 2026, representing 5.77% of the company’s outstanding common stock.
On August 18, 2026, he acquired 216,138 shares upon exercising 216,138 Series A warrants issued in a warrant inducement transaction with Dominari. He reports sole voting and dispositive power over all 1,398,414 shares and no shared voting or dispositive power, based on 24,243,646 shares outstanding as of August 11, 2026.
Dominari Holdings Inc. (DOMH) reports that CEO and director Anthony Hayes purchased a total of 100,000 shares of Class A common stock in open market transactions. He bought 50,000 shares on September 10, 2026 at a weighted average price of $2.0211 per share and another 50,000 shares on September 11, 2026 at a weighted average price of $2.1627 per share. The prices are disclosed as weighted averages, and no Rule 10b5-1 trading plan is reported in connection with these purchases.
Dominari Holdings Inc. (DOMH) disclosed that President and director Kyle Michael Wool purchased company common stock in the open market on two consecutive days. He bought 50,000 shares on September 10, 2026 at a weighted average price of $2.0211 per share and another 50,000 shares on September 11, 2026 at a weighted average price of $2.1627 per share, for a total of 100,000 shares acquired. The filing states these prices are weighted averages and notes no Rule 10b5-1 trading plan.
Dominari Holdings Inc. entered into Inducement Agreements with holders of its Series A warrants to reduce market overhang. These warrants cover up to 3,124,690 shares of common stock and originally had an exercise price of $3.72 per share.
Holders may either exercise all of their existing warrants for cash at a reduced exercise price of $2.20 per share on or before 4 p.m. ET on September 11, 2026 (Option A), or exchange all of their unexercised warrants for common stock at a 5:1 exchange ratio with no additional consideration (Option B). The company expects to receive approximately $2.9 million of gross proceeds under Option A and to issue approximately 115,000 shares of common stock under Option B. After these actions, it expects approximately 1.2 million Series A warrants will remain unexercised.
Dominari Holdings Inc. reported for the six months ended June 30, 2026 total revenue of $52.6M, up from $46.3M a year earlier, driven mainly by higher underwriting services and commissions. Carried interest revenue fell sharply versus 2025, and principal transactions produced losses.
Despite higher revenue, the company recorded a net loss attributable to common stockholders of $62.8M compared with a $15.9M loss in 2025, largely reflecting very high compensation and stock-based awards, realized losses on marketable securities, and a $15.2M income tax expense. Operating cash flow was an outflow of $38.8M. Total assets declined to $57.4M and stockholders’ equity to $21.9M, after substantial special cash dividends and investment portfolio changes, though management states current liquidity of cash, marketable securities, and receivables is expected to fund operations for at least 12 months.
Dominari Holdings CEO and director Anthony Hayes reported a bona fide charitable gift of 250,000 shares of common stock on July 27, 2026, transferring them to Hayes Charitable Foundation. The filing states he received no value for the gifted shares. After the transaction, Hayes directly owns 4,500,873 shares of Dominari common stock. The Rule 10b5-1 trading-plan checkbox for this transaction was left unchecked.
Dominari Holdings Inc. reported that its Chief Financial Officer, Tim S. Ledwick, received a grant of stock options on July 1, 2026. The grant covers 20,000 stock options, each allowing the purchase of one share of common stock at an exercise price of $3.05 per share. According to the disclosure, these options were issued under the company’s 2022 Equity Incentive Plan, are not currently exercisable, and will become exercisable on July 1, 2027. The options are scheduled to expire on July 1, 2036, and this grant results in Ledwick holding 20,000 stock options directly following the transaction.
Dominari Holdings Inc. director Gregory James Blattner received a grant of stock options covering 20,000 shares of common stock as equity compensation. The options have an exercise price of $3.05 per share, become exercisable on July 1, 2027, and expire on July 1, 2036.