Dominari Holdings Inc. filings document formal disclosures for a Nasdaq-listed holding company operating through financial-services subsidiaries. Form 8-K reports furnish operating results, business highlights, employment agreement amendments, officer and director changes, shareholder proposal deadlines, and meeting results.
Definitive proxy statements and related 8-K filings describe annual and special meeting procedures, shareholder voting matters, governance proposals, compensation-related approvals, and the voting mechanics for common stock and Series D and Series D-1 convertible preferred stock. The filings also identify the company’s registered common stock on The Nasdaq Capital Market and recurring capital-structure disclosures.
Dominari Holdings Inc. is soliciting votes for its virtual annual meeting on December 9, 2026. Stockholders will elect Gregory James Blattner, Brian Parsley and Kyle Wool as Class III directors for three-year terms; ratify Grassi & Co., CPAs, P.C. for 2026; consider a non-binding advisory vote on named executive officer compensation; and vote on an amendment to the Rights Agreement. The Board recommends “FOR” each proposal and director nominee.
Holders of common, Series D and Series D-1 preferred stock as of October 20, 2026 may vote. On that date, 25,201,979 common shares, 3,825 Series D shares and 834 Series D-1 shares were outstanding; a quorum requires at least 8,400,671 votes. The meeting will be held online by live audio webcast.
2025 total compensation was $32,609,100 for Chief Executive Officer and Chairman Anthony Hayes and $30,416,667 for President Kyle Wool. The pay-versus-performance table reports a 2025 net loss of $22.435 million. March 2026 employment amendments replaced annual bonus provisions with performance-based quarterly bonuses in consideration for issuance of 3,000,000 common shares, approved by stockholders on March 4, 2026.
Dominari Holdings Inc. Chief Financial Officer Tim S. Ledwick had 77,031 common shares withheld on September 30, 2026, to meet tax withholding obligations tied to vesting of a previously granted restricted stock unit award. The reported price was $2.19 per share. Ledwick’s reported direct common-stock holdings afterward were 267,845 shares. No Rule 10b5-1 plan is reported.
Dominari Holdings Inc. common stock is the subject of an amended ownership report by Blue Finn Group LLC, which reported beneficial ownership of 622,485 shares (2.57%) as of September 30, 2026. Blue Finn reported sole voting and sole dispositive power over 622,485 shares in each category, with zero shared voting or dispositive power. The reported percentage is based on 24,243,646 shares issued and outstanding as of August 7, 2026. Peter T. Benz, identified as managing member, signed the amendment.
Dominari Holdings Inc. (DOMH) announced that its board of directors authorized a share repurchase program under which the company may buy back up to $5,000,000 of its outstanding common stock. The authorization was approved on September 16, 2026.
Repurchases may occur from time to time through open-market transactions or other permitted methods, including trades conducted under plans adopted in accordance with Rule 10b5-1 and Rule 10b-18 under the Exchange Act. The company can terminate the program at its discretion at any time. Management stated that the decision reflects a focus on shareholder value and capital allocation that supports its growth strategies across wealth management, investment banking, sales and trading, and asset management.
Dominari Holdings Inc. (DOMH) received a Schedule 13G filing reporting that Donald J. Trump Jr. beneficially owns 1,398,414 shares of its common stock. This position represented 5.77% of Dominari’s 24,243,646 shares outstanding as of August 11, 2026, based on shares owned as of September 14, 2026.
On August 18, 2026, the reporting person acquired 216,138 shares of Dominari common stock through the exercise of 216,138 Series A warrants issued in a warrant inducement transaction with Dominari. The filing states that all 1,398,414 shares are held with sole voting and dispositive power, with no shared voting or dispositive authority.
Dominari Holdings Inc. (DOMH) has a new Schedule 13G disclosure showing that Eric Trump reports beneficial ownership of 1,398,414 shares of Dominari common stock as of September 14, 2026, representing 5.77% of the company’s outstanding common stock.
On August 18, 2026, he acquired 216,138 shares upon exercising 216,138 Series A warrants issued in a warrant inducement transaction with Dominari. He reports sole voting and dispositive power over all 1,398,414 shares and no shared voting or dispositive power, based on 24,243,646 shares outstanding as of August 11, 2026.
Dominari Holdings Inc. (DOMH) reports that CEO and director Anthony Hayes purchased a total of 100,000 shares of Class A common stock in open market transactions. He bought 50,000 shares on September 10, 2026 at a weighted average price of $2.0211 per share and another 50,000 shares on September 11, 2026 at a weighted average price of $2.1627 per share. The prices are disclosed as weighted averages, and no Rule 10b5-1 trading plan is reported in connection with these purchases.
Dominari Holdings Inc. (DOMH) disclosed that President and director Kyle Michael Wool purchased company common stock in the open market on two consecutive days. He bought 50,000 shares on September 10, 2026 at a weighted average price of $2.0211 per share and another 50,000 shares on September 11, 2026 at a weighted average price of $2.1627 per share, for a total of 100,000 shares acquired. The filing states these prices are weighted averages and notes no Rule 10b5-1 trading plan.
Dominari Holdings Inc. entered into Inducement Agreements with holders of its Series A warrants to reduce market overhang. These warrants cover up to 3,124,690 shares of common stock and originally had an exercise price of $3.72 per share.
Holders may either exercise all of their existing warrants for cash at a reduced exercise price of $2.20 per share on or before 4 p.m. ET on September 11, 2026 (Option A), or exchange all of their unexercised warrants for common stock at a 5:1 exchange ratio with no additional consideration (Option B). The company expects to receive approximately $2.9 million of gross proceeds under Option A and to issue approximately 115,000 shares of common stock under Option B. After these actions, it expects approximately 1.2 million Series A warrants will remain unexercised.
Dominari Holdings Inc. reported for the six months ended June 30, 2026 total revenue of $52.6M, up from $46.3M a year earlier, driven mainly by higher underwriting services and commissions. Carried interest revenue fell sharply versus 2025, and principal transactions produced losses.
Despite higher revenue, the company recorded a net loss attributable to common stockholders of $62.8M compared with a $15.9M loss in 2025, largely reflecting very high compensation and stock-based awards, realized losses on marketable securities, and a $15.2M income tax expense. Operating cash flow was an outflow of $38.8M. Total assets declined to $57.4M and stockholders’ equity to $21.9M, after substantial special cash dividends and investment portfolio changes, though management states current liquidity of cash, marketable securities, and receivables is expected to fund operations for at least 12 months.