Dominari Holdings (NASDAQ: DOMH) CFO receives 20,000 stock options grant

Rhea-AI Filing Summary

Dominari Holdings Inc. reported that its Chief Financial Officer, Tim S. Ledwick, received a grant of stock options on July 1, 2026. The grant covers 20,000 stock options, each allowing the purchase of one share of common stock at an exercise price of $3.05 per share. According to the disclosure, these options were issued under the company’s 2022 Equity Incentive Plan, are not currently exercisable, and will become exercisable on July 1, 2027. The options are scheduled to expire on July 1, 2036, and this grant results in Ledwick holding 20,000 stock options directly following the transaction.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider LEDWICK TIM S

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy)	20,000	$0.00	--

Holdings After Transaction: Stock Option (right to buy) — 20,000 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Stock options granted: 20,000 options Exercise price: $3.05 per share Underlying shares: 20,000 shares +3 more

6 metrics

Stock options granted 20,000 options Grant to CFO on July 1, 2026

Exercise price $3.05 per share Stock option strike price

Underlying shares 20,000 shares Common stock underlying the options

Options exercisable date July 1, 2027 First date options may be exercised

Options expiration date July 1, 2036 Option term end date

Options held after grant 20,000 options Total derivative position following transaction

Key Terms

Stock Option (right to buy), 2022 Equity Incentive Plan, Common Stock, Grant, award, or other acquisition

4 terms

Stock Option (right to buy) financial

"security_title: "Stock Option (right to buy)""

2022 Equity Incentive Plan financial

"pursuant to the 2022 Equity Incentive Plan. The granted stock options"

Common Stock financial

"underlying_security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 04:15 PM Accepted by SEC EDGAR 07/06/2026 - 04:15 PM Learn about SEC filing dates

FAQ

What did Dominari Holdings (DOMH) disclose in this Form 4 for its CFO?

Dominari Holdings reported that CFO Tim S. Ledwick received a grant of 20,000 stock options. These options were issued as compensation under the 2022 Equity Incentive Plan and give him the right to buy common shares at a fixed exercise price.

How many stock options did DOMH’s CFO receive and at what price?

The CFO received 20,000 stock options with an exercise price of $3.05 per share. Each option allows the purchase of one share of Dominari Holdings common stock, reflecting a standard compensation-related award rather than an open-market purchase.

When do the new Dominari Holdings CFO stock options become exercisable?

The granted stock options become exercisable on July 1, 2027. Until that date, the CFO cannot use them to purchase common shares, which creates a one-year vesting period from the July 1, 2026 grant date described in the filing.

When do the CFO’s Dominari Holdings stock options expire?

The stock options are scheduled to expire on July 1, 2036. After that expiration date, any unexercised options will lapse and can no longer be used to buy Dominari Holdings common stock, giving a ten-year exercise window from the grant date.

Are these DOMH CFO transactions open-market buys or compensation grants?

This Form 4 shows a compensation-related grant, not an open-market buy. The transaction is coded as a grant or award acquisition, meaning the CFO received options directly from the company instead of purchasing shares on the public market.

How many Dominari Holdings options does the CFO hold after this grant?

Following this transaction, the Form 4 states that the CFO directly holds 20,000 stock options. These options all relate to Dominari Holdings common stock and were issued under the 2022 Equity Incentive Plan at a $3.05 per share exercise price.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LEDWICK TIM S

(Last) (First) (Middle)

725 5TH AVENUE

22ND FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$3.05(1)	07/01/2026		A		20,000		07/01/2027	07/01/2036	Common Stock	20,000	(1)	20,000	D

Explanation of Responses:

1. On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027.

	/s/ Tim Ledwick	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)