Dominari director granted 20,000 stock options

Dominari Holdings Inc. director Brian Keith Parsley received a grant of stock options as part of his compensation.

Accepted by SEC EDGAR 07/06/2026 - 04:15 PM EDT

(Neutral)

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

Dominari Holdings Inc. director Brian Keith Parsley received a grant of stock options as part of his compensation. He was awarded options covering 20,000 shares of common stock with an exercise price of $3.05 per share. The options were granted on July 1, 2026 under the company’s 2022 Equity Incentive Plan and will become exercisable on July 1, 2027. If not exercised earlier, these options will expire on July 1, 2036, giving the director a long-term incentive tied to the company’s share price.

Insider Trade Summary

Grant/Award: 20,000 shares

Grant/Award 1 txn

Insider Parsley Brian Keith

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy)	20,000	$0.00	$0.00

Holdings After Transaction: Stock Option (right to buy) — 20,000 contracts (Direct)

Footnotes (1)

F1. On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027.

Key Figures

Options granted: 20,000 options Exercise price: $3.05 per share Underlying shares: 20,000 shares +4 more

7 metrics

Options granted 20,000 options Grant to director on July 1, 2026

Exercise price $3.05 per share Stock option strike price

Underlying shares 20,000 shares Common stock underlying the options

Post-transaction derivative holdings 20,000 options Total derivative securities following grant

Grant date July 1, 2026 Date options were awarded

Vesting date July 1, 2027 Date options become exercisable

Expiration date July 1, 2036 Final date to exercise options

Key Terms

Stock Option (right to buy), 2022 Equity Incentive Plan, Common Stock, Grant, award, or other acquisition

4 terms

Stock Option (right to buy) financial

"security_title: "Stock Option (right to buy)""

2022 Equity Incentive Plan financial

"pursuant to the 2022 Equity Incentive Plan. The granted stock options"

Common Stock financial

"underlying_security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Dominari Holdings (DOMH) director Brian Keith Parsley report on this Form 4?

He reported receiving a grant of stock options for 20,000 shares of Dominari Holdings common stock. These options were awarded as a compensation-related grant, not an open-market purchase or sale, and are structured to align his incentives with future share price performance.

What are the key terms of the Dominari Holdings (DOMH) stock options granted?

The grant covers 20,000 underlying shares with an exercise price of $3.05 per share. The options were granted on July 1, 2026, and give the right to buy common stock at that fixed price if exercised before the stated expiration date.

When do Brian Parsley’s Dominari Holdings (DOMH) options vest and expire?

The granted options become exercisable on July 1, 2027, one year after the grant date. They expire on July 1, 2036, providing a nine-year post-vesting window during which the director can choose whether to exercise based on future share performance.

Is this Dominari Holdings (DOMH) Form 4 a buy or a sale of shares?

This Form 4 reflects an acquisition of derivative securities through an option grant, not a market buy or sale. The transaction is coded as a grant/award, meaning the director received options as compensation rather than trading existing common shares in the open market.

Under which plan were the Dominari Holdings (DOMH) options granted to Brian Parsley?

The options were granted pursuant to Dominari Holdings’ 2022 Equity Incentive Plan. This plan allows the company to award equity-based incentives, such as stock options, to directors and other participants to link their compensation to the long-term performance of the company’s stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Parsley Brian Keith

(Last)

(First)

(Middle)

725 5TH AVENUE

22ND FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (right to buy)	$3.05⁽¹⁾	07/01/2026		A		20,000		07/01/2027	07/01/2036	Common Stock	20,000	⁽¹⁾	20,000	D

Explanation of Responses:

1. On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027.

	/s/ Brian Keith Parsley	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR