Dominari COO granted options on 20,000 shares

Dominari Holdings Inc. COO Christopher Franklin received a grant of stock options covering 20,000 shares of common stock.

Accepted by SEC EDGAR 07/06/2026 - 04:15 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Dominari Holdings Inc. COO Christopher Franklin received a grant of stock options covering 20,000 shares of common stock. The options were awarded on July 1, 2026 under the company’s 2022 Equity Incentive Plan with an exercise price of $3.05 per share.

The options become exercisable on July 1, 2027 and expire on July 1, 2036, giving the executive a long‑term incentive tied to Dominari’s share price performance. Following this grant, he holds 20,000 stock options directly.

Insider Trade Summary

Grant/Award: 20,000 shares

Grant/Award 1 txn

Insider Devall Christopher Franklin

Role COO

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy)	20,000	$0.00	$0.00

Holdings After Transaction: Stock Option (right to buy) — 20,000 contracts (Direct)

Footnotes (1)

1. F1. On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027.

Key Figures

Options granted: 20,000 options Underlying shares: 20,000 shares Exercise price: $3.05 per share +3 more

6 metrics

Options granted 20,000 options Grant on July 1, 2026 to COO Christopher Franklin

Underlying shares 20,000 shares Common stock underlying granted options

Exercise price $3.05 per share Conversion or exercise price of stock options

Options exercisable date July 1, 2027 Date options first become exercisable

Options expiration July 1, 2036 Expiration date of the stock options

Options held after grant 20,000 options Total derivative securities following this transaction

Key Terms

Stock Option (right to buy), 2022 Equity Incentive Plan, exercise price, expiration date, +1 more

5 terms

Stock Option (right to buy) financial

"security_title: "Stock Option (right to buy)""

2022 Equity Incentive Plan financial

"granted stock options ... pursuant to the 2022 Equity Incentive Plan"

exercise price financial

"conversion_or_exercise_price: "3.0500""

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

expiration date financial

"expiration_date: "2036-07-01T00:00:00.000Z""

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

transaction code "A" financial

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Dominari Holdings (DOMH) COO Christopher Franklin report on this Form 4?

He reported receiving a grant of stock options for 20,000 Dominari Holdings common shares. The award is part of his compensation and provides the right to buy shares at a fixed exercise price if the options are later exercised.

How many Dominari Holdings (DOMH) stock options were granted to the COO?

Christopher Franklin was granted stock options for 20,000 shares of Dominari Holdings common stock. These options give him the right to purchase that number of shares at the specified $3.05 exercise price once they become exercisable in July 2027.

What is the exercise price and term of the COO’s Dominari (DOMH) stock options?

The stock options have an exercise price of $3.05 per share and expire on July 1, 2036. They were granted on July 1, 2026 and provide a long-dated incentive aligned with Dominari’s future share price performance over roughly a ten-year period.

When do Christopher Franklin’s Dominari Holdings (DOMH) options become exercisable?

The granted stock options become exercisable on July 1, 2027, one year after the grant date. After that date, subject to plan terms, he may choose to exercise the options to buy Dominari common shares at the fixed $3.05 exercise price.

Are these Dominari (DOMH) Form 4 transactions open-market purchases or sales?

No, this Form 4 reflects a grant of stock options as compensation, not an open-market trade. The transaction code is “A” for award, and there were no reported open-market purchases or sales of Dominari common stock by the COO in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Devall Christopher Franklin

(Last) (First) (Middle)

725 5TH AVENUE

22ND FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$3.05(1)	07/01/2026		A		20,000		07/01/2027	07/01/2036	Common Stock	20,000	(1)	20,000	D

Explanation of Responses:

1. On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027.

	/s/ Christopher Franklin Devall	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)