Dominari Holdings (DOMH) director receives stock options for 20,000 shares

Rhea-AI Filing Summary

Dominari Holdings Inc. director Gregory James Blattner received a grant of stock options covering 20,000 shares of common stock as equity compensation. The options have an exercise price of $3.05 per share, become exercisable on July 1, 2027, and expire on July 1, 2036.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Blattner Gregory James

Role null

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy)	20,000	$0.00	--

Holdings After Transaction: Stock Option (right to buy) — 20,000 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Option grant size: 20,000 shares Exercise price: $3.05 per share Grant date: July 1, 2026 +3 more

6 metrics

Option grant size 20,000 shares Stock options to purchase common stock

Exercise price $3.05 per share Stock option exercise price

Grant date July 1, 2026 Option grant date

Exercisable date July 1, 2027 Options become exercisable

Expiration date July 1, 2036 Options expire if not exercised

Total options after grant 20,000 options Total derivative securities held after transaction

Key Terms

Stock Option (right to buy), 2022 Equity Incentive Plan, exercise price, expiration date, +1 more

5 terms

Stock Option (right to buy) financial

"security_title: Stock Option (right to buy)"

2022 Equity Incentive Plan financial

"pursuant to the 2022 Equity Incentive Plan. The granted stock options"

exercise price financial

"conversion_or_exercise_price: 3.0500"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

expiration date financial

"expiration_date: 2036-07-01T00:00:00.000Z"

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

derivative financial

"transaction_type: derivative"

A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 04:15 PM Accepted by SEC EDGAR 07/06/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Blattner Gregory James

(Last) (First) (Middle)

725 5TH AVENUE

23RD FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$3.05(1)	07/01/2026		A		20,000		07/01/2027	07/01/2036	Common Stock	20,000	(1)	20,000	D

Explanation of Responses:

1. On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027.

	/s/ Gregory James Blattner	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Dominari Holdings (DOMH) director Gregory Blattner report on this Form 4?

Gregory James Blattner reported receiving stock options for 20,000 shares of Dominari Holdings common stock. These options were granted as equity compensation under the 2022 Equity Incentive Plan and give him the right to buy shares at a fixed price in the future.

How many Dominari Holdings (DOMH) shares are covered by the new stock options?

The new stock option grant covers 20,000 shares of Dominari Holdings common stock. This means Blattner can choose to purchase up to 20,000 shares at the set exercise price if he exercises the options after they become exercisable.

What is the exercise price of Gregory Blattner’s Dominari (DOMH) stock options?

The exercise price of the granted stock options is $3.05 per share. This price is the fixed amount per share Blattner would pay to acquire Dominari Holdings common stock when exercising the options after they become exercisable.

When do Gregory Blattner’s Dominari (DOMH) stock options become exercisable and when do they expire?

The granted stock options become exercisable on July 1, 2027, and expire on July 1, 2036. Between those dates, Blattner may choose to exercise the options and purchase Dominari Holdings common shares at the $3.05 exercise price.

Were the Dominari (DOMH) stock options granted under a specific equity plan?

Yes, the stock options were granted pursuant to the Dominari Holdings 2022 Equity Incentive Plan. This plan governs how equity awards like options are issued to directors, executives, and other eligible participants as part of their compensation.

Is this Form 4 transaction a market purchase or sale of Dominari (DOMH) shares?

No, this Form 4 reports a grant of stock options, not a market trade. Blattner did not buy or sell shares on the open market; he received options giving him the right to buy shares later at $3.05 per share.