Was the Dominari Holdings (DOMH) share gift by Anthony Hayes under a Rule 10b5-1 plan?

The Form 4 indicates the transaction was not made under a Rule 10b5-1 trading plan, as the Rule 10b5-1 checkbox was left unchecked . The filing instead classifies the move as a bona fide charitable gift of shares.

Dominari Holdings (DOMH) CEO gifts 250,000 shares to Hayes Charitable Foundation

Q: How many Dominari Holdings (DOMH) shares did CEO Anthony Hayes gift and to whom?

Anthony Hayes gifted 250,000 shares of Dominari Holdings (DOMH) common stock. The shares were transferred as a charitable gift to the Hayes Charitable Foundation , according to the Form 4 footnote describing the transaction.

Q: How many Dominari Holdings (DOMH) shares does Anthony Hayes own after the gift?

Following the charitable gift, Anthony Hayes directly owns 4,500,873 shares of Dominari Holdings (DOMH) common stock. This post-transaction holding is reported in the Form 4 as his direct ownership amount after the 250,000-share transfer.

Q: Did Anthony Hayes receive any value for the 250,000 Dominari Holdings (DOMH) shares gifted?

No. A Form 4 footnote states that Anthony Hayes made a charitable gift of 250,000 shares to Hayes Charitable Foundation and that no value was received for the gifted shares, confirming it was a non-cash transfer.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Dominari Holdings CEO and director Anthony Hayes reported a bona fide charitable gift of 250,000 shares of common stock on July 27, 2026, transferring them to Hayes Charitable Foundation. The filing states he received no value for the gifted shares. After the transaction, Hayes directly owns 4,500,873 shares of Dominari common stock. The Rule 10b5-1 trading-plan checkbox for this transaction was left unchecked.

Insider Trade Summary

Net Seller: 250,000 shares

Net Sell 1 txn

Insider Hayes Anthony

Role CEO

Type	Security	Shares	Price	Value
Gift	Common Stock ^F1	250,000	--	--

Holdings After Transaction: Common Stock — 4,500,873 shares (Direct)

Footnotes (1)

F1. On July 27, 2026, the Reporting Person made a charitable gift of 250,000 shares to Hayes Charitable Foundation. No value was received for the gifted shares.

Key Figures

Shares gifted: 250,000 shares Shares owned after transaction: 4,500,873 shares Transaction date: 2026-07-27

3 metrics

Shares gifted 250,000 shares Bona fide charitable gift of Dominari common stock by CEO Anthony Hayes on July 27, 2026

Shares owned after transaction 4,500,873 shares Direct holdings of Anthony Hayes following the charitable gift

Transaction date 2026-07-27 Date the 250,000-share charitable gift of Dominari common stock was made

Key Terms

bona fide gift, non-derivative, Rule 10b5-1, charitable gift

4 terms

bona fide gift financial

"Transaction code description identifies the transfer as a bona fide gift"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

non-derivative financial

"The common stock transaction is classified as non-derivative"

Rule 10b5-1 financial

"The Rule 10b5-1 trading-plan checkbox for this transaction was left unchecked"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

charitable gift financial

"Footnote describes the transfer as a charitable gift of 250,000 shares"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/28/2026 - 04:15 PM Accepted by SEC EDGAR 07/28/2026 - 04:15 PM

FAQ

What insider transaction did Dominari Holdings (DOMH) report for Anthony Hayes?

Dominari Holdings (DOMH) reported that CEO Anthony Hayes made a bona fide charitable gift of 250,000 shares of common stock to Hayes Charitable Foundation on July 27, 2026. The filing notes he received no value for this transfer.

How many Dominari Holdings (DOMH) shares did CEO Anthony Hayes gift and to whom?

Anthony Hayes gifted 250,000 shares of Dominari Holdings (DOMH) common stock. The shares were transferred as a charitable gift to the Hayes Charitable Foundation, according to the Form 4 footnote describing the transaction.

How many Dominari Holdings (DOMH) shares does Anthony Hayes own after the gift?

Following the charitable gift, Anthony Hayes directly owns 4,500,873 shares of Dominari Holdings (DOMH) common stock. This post-transaction holding is reported in the Form 4 as his direct ownership amount after the 250,000-share transfer.

Did Anthony Hayes receive any value for the 250,000 Dominari Holdings (DOMH) shares gifted?

No. A Form 4 footnote states that Anthony Hayes made a charitable gift of 250,000 shares to Hayes Charitable Foundation and that no value was received for the gifted shares, confirming it was a non-cash transfer.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hayes Anthony

(Last)

(First)

(Middle)

725 5TH AVENUE

22ND FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	07/27/2026		G		250,000	D	⁽¹⁾	4,500,873⁽¹⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. On July 27, 2026, the Reporting Person made a charitable gift of 250,000 shares to Hayes Charitable Foundation. No value was received for the gifted shares.

	/s/ Anthony Hayes	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR