Welcome to our dedicated page for Dominari Holdings SEC filings (Ticker: DOMH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dominari Holdings Inc. filings document formal disclosures for a Nasdaq-listed holding company operating through financial-services subsidiaries. Form 8-K reports furnish operating results, business highlights, employment agreement amendments, officer and director changes, shareholder proposal deadlines, and meeting results.
Definitive proxy statements and related 8-K filings describe annual and special meeting procedures, shareholder voting matters, governance proposals, compensation-related approvals, and the voting mechanics for common stock and Series D and Series D-1 convertible preferred stock. The filings also identify the company’s registered common stock on The Nasdaq Capital Market and recurring capital-structure disclosures.
Dominari Holdings Inc. reported that its Board of Directors appointed Brian Parsley as a Class III director, effective September 5, 2025, filling the vacancy created by the resignation of Ron Lieberman. Parsley also joined the company’s audit and compensation committees.
The company states there are no arrangements or understandings with other persons related to his appointment, no related-party transactions requiring disclosure, and no new material compensatory plans for him. Parsley brings more than 30 years of experience in entrepreneurship, sales, and leadership development, having founded and successfully exited multiple companies and advised organizations, including large corporations, on performance and culture.
Dominari Holdings Inc. (DOMH) filed a Form S-3 shelf registration to offer a range of securities including common stock, preferred stock, warrants, subscription rights, secured or unsecured debt securities and units composed of these instruments. The prospectus outlines possible distribution methods, pricing mechanisms (fixed price, at-the-market, market-related or negotiated prices), and detailed terms that will be specified in prospectus supplements for each series offered. A FINRA filing fee of $225,500 is disclosed. The filing lists standard exhibits and agreements such as underwriting agreements, forms of debt and warrant agreements, opinions and consents of counsel and accountants, and a Form T-1 trustee eligibility statement. The registration statement is signed by the CEO/Principal Financial Officer and multiple directors with signature dates of August 28, 2025.
Dominari Holdings Inc. (DOMH) reported a strong second quarter driven by investment revaluations and broker-dealer activity. Revenue for the quarter rose to $34.1 million from $6.2 million a year earlier, largely from underwriting and commissions. The company reported net income of $17.66 million for the three months ended June 30, 2025, attributable to common stockholders of $16.61 million with basic and diluted EPS of $1.12. For the six months the company recorded a net loss of $14.83 million attributable to common stockholders of $15.88 million (basic and diluted loss per share $1.24). Total assets grew to $109.3 million from $47.1 million, including $9.5 million cash, $18.8 million marketable securities and $31.0 million receivable from clearing brokers. Long-term equity investments increased to $43.7 million (including a $32.0 million carrying value for American Bitcoin Corp.). The company raised approximately $13.5 million in February 2025 financings, issued advisory and employee equity awards (including Performance Awards expensed), and reported $20.9 million of additional paid-in capital growth year-to-date. Management states available liquidity and marketable securities are adequate to fund operations for at least the next twelve months.
Dominari Holdings (Nasdaq:DOMH) filed an 8-K reporting two material governance and compensation actions dated June 24–27, 2025.
Executive compensation: Amendments to CEO Anthony Hayes and President Kyle Wool employment agreements eliminate future stock grants tied to net-revenue milestones in favor of an additional cash bonus. All other terms remain unchanged.
Board change: Director Soo Yu resigned effective June 27, 2025 for non-dispute reasons and continues as Special Projects Manager. The Board size shrinks from seven to six.
- No financial statements were included.
- Amendments are filed as Exhibits 10.1 & 10.2.
Investors should weigh lower dilution against higher cash outflows and any governance impact from the board reduction.