Welcome to our dedicated page for Dominari Holdings SEC filings (Ticker: DOMH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dominari Holdings Inc. filings document formal disclosures for a Nasdaq-listed holding company operating through financial-services subsidiaries. Form 8-K reports furnish operating results, business highlights, employment agreement amendments, officer and director changes, shareholder proposal deadlines, and meeting results.
Definitive proxy statements and related 8-K filings describe annual and special meeting procedures, shareholder voting matters, governance proposals, compensation-related approvals, and the voting mechanics for common stock and Series D and Series D-1 convertible preferred stock. The filings also identify the company’s registered common stock on The Nasdaq Capital Market and recurring capital-structure disclosures.
Dominari Holdings Inc. plans to hold its 2025 Annual Meeting of Stockholders on December 10, 2025. Stockholders of record at the close of business on October 13, 2025 will be entitled to vote at the meeting. The specific time and location will be provided in the company’s definitive proxy statement to be filed.
Because this meeting date is more than 30 days after the anniversary of the 2024 annual meeting, Dominari set a new deadline for stockholder proposals. Proposals submitted under Rule 14a‑8, as well as any director nominations or other proposals to be presented at the meeting but not included in the proxy materials, must be received by October 18, 2025. All submissions must be sent to the Corporate Secretary at the company’s New York address.
Dominari Holdings director Ronald Craig Lieberman received 150,000 restricted shares on February 18, 2025 under an Advisory Board Agreement, bringing his reported direct common stock holdings to 181,613 shares. He also holds outstanding Series A warrants exercisable at $3.72 and Series B warrants exercisable at $4.22, each expiring February 14, 2030, representing 21,613 underlying shares per series (43,226 total).
The restricted shares were issued as compensation and the warrants were purchased in a private placement that closed February 12, 2025 at a combined offering price of $3.47 per warrant package.
Ronald Craig Lieberman, a director of Dominari Holdings Inc. (DOMH), reported transactions dated 02/10/2025 involving both common stock and warrants from a private placement and a restricted stock grant. He purchased 21,613 common shares as part of the issuer's private placement that closed 02/12/2025, receiving accompanying Series A and Series B warrants exercisable 02/12/2025 through 02/12/2030. The combined private placement price was $3.47 per unit. Separately, he was granted 10,000 restricted shares at $3.22 per share under the 2022 Equity Incentive Plan, bringing his total reported ownership to 31,613 shares.
Dominari Holdings Inc. (DOMH) Form 3 summary: Ronald Craig Lieberman filed an Initial Statement of Beneficial Ownership (Form 3) disclosing his status as a director of the issuer and that no securities are beneficially owned by him as of the reported event date. The event date listed is 12/20/2024. The filing is signed by Mr. Lieberman on 09/30/2025.
Brian Keith Parsley certified his initial Section 16 filing for Dominari Holdings Inc. (DOMH). The Form 3 notes a reportable event dated 09/05/2025 and was signed on 09/29/2025. Mr. Parsley is listed as a director of the issuer and filed as an individual reporting person. The filing states explicitly that no securities are beneficially owned by the reporting person as of the event date. The form includes the reporting person’s address in New York and confirms this is the initial ownership statement under Section 16(a).
Insider sale reported by Dominari Holdings Inc. (DOMH) — Director Gregory James Blattner sold 14,409 shares of the company's common stock on 09/23/2025 at an average price of $7.99 per share, according to the Form 4 filing. After the sale, Mr. Blattner beneficially owned 22,411 shares. The transaction reduces his reported direct holdings from 36,820 shares to 22,411 shares, reflecting a significant disposition of common stock while remaining a reporting director. The filing discloses the number of shares sold, the average price, and the post-transaction ownership level.
Dominari Holdings Inc. filed an 8-K reporting a material event: an Employment Agreement dated September 21, 2025 between the company and Tim Ledwick. The filing reference lists the agreement as Exhibit 10.1 and indicates the cover page interactive XBRL file is embedded. The document is a short submission showing the existence and execution date of the agreement but contains no financial terms, compensation figures, indicia of change in control provisions, or disclosure of material business impact within the excerpt provided. Investors therefore know a named executive employment contract was executed but must await the full exhibit for material terms and potential effects on governance or expenses.
Dominari Holdings Inc. reported that its Board of Directors appointed Brian Parsley as a Class III director, effective September 5, 2025, filling the vacancy created by the resignation of Ron Lieberman. Parsley also joined the company’s audit and compensation committees.
The company states there are no arrangements or understandings with other persons related to his appointment, no related-party transactions requiring disclosure, and no new material compensatory plans for him. Parsley brings more than 30 years of experience in entrepreneurship, sales, and leadership development, having founded and successfully exited multiple companies and advised organizations, including large corporations, on performance and culture.
Dominari Holdings Inc. (DOMH) filed a Form S-3 shelf registration to offer a range of securities including common stock, preferred stock, warrants, subscription rights, secured or unsecured debt securities and units composed of these instruments. The prospectus outlines possible distribution methods, pricing mechanisms (fixed price, at-the-market, market-related or negotiated prices), and detailed terms that will be specified in prospectus supplements for each series offered. A FINRA filing fee of $225,500 is disclosed. The filing lists standard exhibits and agreements such as underwriting agreements, forms of debt and warrant agreements, opinions and consents of counsel and accountants, and a Form T-1 trustee eligibility statement. The registration statement is signed by the CEO/Principal Financial Officer and multiple directors with signature dates of August 28, 2025.
Dominari Holdings Inc. (DOMH) reported a strong second quarter driven by investment revaluations and broker-dealer activity. Revenue for the quarter rose to $34.1 million from $6.2 million a year earlier, largely from underwriting and commissions. The company reported net income of $17.66 million for the three months ended June 30, 2025, attributable to common stockholders of $16.61 million with basic and diluted EPS of $1.12. For the six months the company recorded a net loss of $14.83 million attributable to common stockholders of $15.88 million (basic and diluted loss per share $1.24). Total assets grew to $109.3 million from $47.1 million, including $9.5 million cash, $18.8 million marketable securities and $31.0 million receivable from clearing brokers. Long-term equity investments increased to $43.7 million (including a $32.0 million carrying value for American Bitcoin Corp.). The company raised approximately $13.5 million in February 2025 financings, issued advisory and employee equity awards (including Performance Awards expensed), and reported $20.9 million of additional paid-in capital growth year-to-date. Management states available liquidity and marketable securities are adequate to fund operations for at least the next twelve months.