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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or
Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
September 5, 2025
Dominari Holdings
Inc.
(Exact name of registrant as specified in its charter)
| Delaware |
|
001-41845 |
|
52-0849320 |
|
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
725
5th Avenue, 23rd
Floor
New York, NY 10022
(212) 393-4540
(Address, including Zip Code and Telephone
Number, including
Area Code, of Principal Executive Offices)
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
| Common Stock, $0.0001 par value |
|
DOMH |
|
The Nasdaq Capital Market |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers
Appointment of Brian Parsley as a Director
On September 5, 2025, the Board of Directors (the “Board”) of Dominari Holdings Inc. (the “Company”) appointed
Brian Parsley as a director of the Company to fill the Class III vacancy created by the resignation of Mr. Ron Lieberman. Mr. Parsley
has also been appointed to the audit and compensation committees.
There is no arrangement or
understanding between Mr. Parsley and any other persons pursuant to Mr. Parsley’s appointment as director and there are no related
party transactions involving Mr. Parsley that are reportable under Item 404(a) of Regulation S-K. There are no material
plans, contracts or arrangements to which Mr. Parsley is a party to or in which he participates nor have there been any material amendment
to any plan, contract or arrangement by virtue of Mr. Parsley’s appointment.
The following is certain biographical
information regarding Mr. Parsley:
Mr. Parsley has more than
30 years of experience in entrepreneurship, sales and leadership development. He has founded and successfully exited multiple companies,
including USAhire.com and WeSkill, which were both acquired. Parsley is a co-founder of The Constance Group, where he partners with organizations
to transform sales and leadership cultures through behavioral science and human connection.
At the core of Parsley’s
philosophy is The Human Factor™, a proprietary framework he developed to help leaders and organizations leverage authentic
human connection as a driver of performance and trust in the digital age. Through this approach, he advises executives and teams on strategies
to enhance performance, strengthen communication and drive measurable business outcomes. His work has helped companies across industries
create more engaged workforces, build stronger client relationships and achieve sustainable growth in highly competitive markets.
Widely respected for his expertise,
Mr. Parsley has consulted with Fortune 500 companies, been recognized as a Top 40 Executive Under 40 by the Business Journal
and is a frequent contributor to leading business publications and industry conferences.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| Dated: September 10, 2025 |
DOMINARI HOLDINGS INC. |
| |
|
|
| |
By: |
/s/ Anthony Hayes |
| |
Name: |
Anthony Hayes |
| |
Title: |
Chief Executive Officer |
