Brian Parsley joins Dominari Holdings (NASDAQ: DOMH) Board and key audit, compensation roles

Rhea-AI Filing Summary

Dominari Holdings Inc. reported that its Board of Directors appointed Brian Parsley as a Class III director, effective September 5, 2025, filling the vacancy created by the resignation of Ron Lieberman. Parsley also joined the company’s audit and compensation committees.

The company states there are no arrangements or understandings with other persons related to his appointment, no related-party transactions requiring disclosure, and no new material compensatory plans for him. Parsley brings more than 30 years of experience in entrepreneurship, sales, and leadership development, having founded and successfully exited multiple companies and advised organizations, including large corporations, on performance and culture.

8-K Event Classification

Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers

1 item

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or Section 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 5, 2025

Dominari Holdings Inc.

(Exact name of registrant as specified in its charter)

Delaware		001-41845		52-0849320
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

725 5^th Avenue, 23^rd Floor

New York, NY 10022

(212) 393-4540

(Address, including Zip Code and Telephone Number, including

Area Code, of Principal Executive Offices)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, $0.0001 par value		DOMH		The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Appointment of Brian Parsley as a Director

On September 5, 2025, the Board of Directors (the “Board”) of Dominari Holdings Inc. (the “Company”) appointed Brian Parsley as a director of the Company to fill the Class III vacancy created by the resignation of Mr. Ron Lieberman. Mr. Parsley has also been appointed to the audit and compensation committees.

There is no arrangement or understanding between Mr. Parsley and any other persons pursuant to Mr. Parsley’s appointment as director and there are no related party transactions involving Mr. Parsley that are reportable under Item 404(a) of Regulation S-K. There are no material plans, contracts or arrangements to which Mr. Parsley is a party to or in which he participates nor have there been any material amendment to any plan, contract or arrangement by virtue of Mr. Parsley’s appointment.

The following is certain biographical information regarding Mr. Parsley:

Mr. Parsley has more than 30 years of experience in entrepreneurship, sales and leadership development. He has founded and successfully exited multiple companies, including USAhire.com and WeSkill, which were both acquired. Parsley is a co-founder of The Constance Group, where he partners with organizations to transform sales and leadership cultures through behavioral science and human connection.

At the core of Parsley’s philosophy is The Human Factor™, a proprietary framework he developed to help leaders and organizations leverage authentic human connection as a driver of performance and trust in the digital age. Through this approach, he advises executives and teams on strategies to enhance performance, strengthen communication and drive measurable business outcomes. His work has helped companies across industries create more engaged workforces, build stronger client relationships and achieve sustainable growth in highly competitive markets.

Widely respected for his expertise, Mr. Parsley has consulted with Fortune 500 companies, been recognized as a Top 40 Executive Under 40 by the Business Journal and is a frequent contributor to leading business publications and industry conferences.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: September 10, 2025	DOMINARI HOLDINGS INC.
	By:	/s/ Anthony Hayes
	Name:	Anthony Hayes
	Title:	Chief Executive Officer

2

FAQ

What change in the Board did Dominari Holdings Inc. (DOMH) announce?

Dominari Holdings Inc. announced the appointment of Brian Parsley as a Class III director, effective September 5, 2025, filling a vacancy created by the resignation of Ron Lieberman. Parsley will also serve on the company’s audit and compensation committees.

What committees will Brian Parsley serve on at Dominari Holdings Inc. (DOMH)?

Brian Parsley will serve on Dominari Holdings Inc.’s audit and compensation committees. These roles give him oversight of financial reporting and executive pay, placing him at the center of key governance and accountability functions within the company’s Board structure.

Does Dominari Holdings Inc. (DOMH) report any related-party transactions with Brian Parsley?

Dominari Holdings Inc. states there are no related-party transactions involving Brian Parsley that are reportable under Item 404(a) of Regulation S-K. The company also notes no material plans, contracts, or arrangements created or amended because of his appointment.

What is Brian Parsley’s professional background before joining Dominari Holdings Inc. (DOMH)?

Brian Parsley has over 30 years of experience in entrepreneurship, sales, and leadership development. He founded and exited companies including USAhire.com and WeSkill, co-founded The Constance Group, and advises organizations on performance and culture using his Human Factor™ leadership framework.

Why did Dominari Holdings Inc. (DOMH) have a Class III Board vacancy?

Dominari Holdings Inc. had a Class III Board vacancy due to the resignation of Ron Lieberman. The Board appointed Brian Parsley on September 5, 2025, to fill this specific Class III seat, maintaining the company’s classified Board structure and continuity of governance.

Are there any special agreements tied to Brian Parsley’s appointment at Dominari Holdings Inc. (DOMH)?

The company states there is no arrangement or understanding between Brian Parsley and any other person related to his appointment. It also notes no material compensatory plans, contracts, or arrangements were created or materially amended because he joined the Board.