Welcome to our dedicated page for Dominari Holdings SEC filings (Ticker: DOMH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dominari Holdings Inc. filings document formal disclosures for a Nasdaq-listed holding company operating through financial-services subsidiaries. Form 8-K reports furnish operating results, business highlights, employment agreement amendments, officer and director changes, shareholder proposal deadlines, and meeting results.
Definitive proxy statements and related 8-K filings describe annual and special meeting procedures, shareholder voting matters, governance proposals, compensation-related approvals, and the voting mechanics for common stock and Series D and Series D-1 convertible preferred stock. The filings also identify the company’s registered common stock on The Nasdaq Capital Market and recurring capital-structure disclosures.
Dominari Holdings (DOMH) reported a sharp turnaround in Q3 2025. Revenue reached $50.821 million, up from $4.043 million a year ago. Net income was $126.081 million versus a prior-year loss, with basic EPS of $8.11 and diluted EPS of $7.27.
Results were driven primarily by a $156.4 million unrealized gain on American Bitcoin Corp. (ABTC) recorded within gains on marketable securities. The company posted a loss from operations of $1.599 million, while other income totaled $127.680 million. Revenue mix included underwriting $32.745 million, commissions $8.881 million, and carried interest fees $8.704 million.
Liquidity remained strong. Cash and cash equivalents were $5.373 million, marketable securities were $170.838 million (including ABTC shares subject to a lock-up until March 1, 2026), and receivable from clearing brokers was $28.860 million. Working capital was $198.8 million. The company paid special cash dividends totaling $12.0 million in 2025. Shares outstanding were 16,012,435 as of November 6, 2025.
Dominari Holdings Inc. (DOMH) filed an amended preliminary proxy for its 2025 Annual Meeting, a virtual-only event on December 10, 2025 at 11:00 a.m. ET via www.virtualshareholdermeeting.com/DOMH2025.
Stockholders will vote on: (1) electing Anthony Hayes as a Class II director for a three-year term; (2) ratifying CBIZ CPAs P.C. as auditor for the year ending December 31, 2025; (3) amending the 2022 Equity Incentive Plan to lift the share reserve from 11,404,404 to 11,720,750 common shares; (4) approving, under Nasdaq Listing Rule 5635(d), the potential issuance of common stock (or exercisable securities) in one or more non‑public financings in an aggregate amount exceeding 19.99% of outstanding common stock or voting power, possibly below the Nasdaq “Minimum Price,” in connection with Advisory Agreements with the Board of Advisors; and (5) renewing the Rights Agreement to extend rights under Section 7(a) through October 11, 2026.
The Board recommends voting “FOR” all proposals. The record date is October 13, 2025. As of the record date, there were 15,998,027 common shares outstanding; Series D and Series D‑1 preferred also vote (0.007285 votes per preferred share). Director election is by plurality; other proposals require a majority of votes cast.
Dominari Holdings Inc. (DOMH) filed its preliminary proxy for a virtual 2025 Annual Meeting on December 10, 2025 at 11:00 a.m. Eastern via www.virtualshareholdermeeting.com/DOMH2025. The agenda includes electing Anthony Hayes as a Class II director and ratifying CBIZ CPAs P.C. as auditor.
Shareholders will vote on increasing the 2022 Equity Incentive Plan reserve from 11,404,404 to 11,720,750 shares, approving—under Nasdaq Listing Rule 5635(d)—the potential issuance of common stock (or securities exercisable for common stock) in one or more non‑public financings in an amount exceeding 19.99% of outstanding common stock or voting power, and amending the charter to raise authorized common shares from 100,000,000 to 1,000,000,000.
The meeting also seeks renewal of the Rights Agreement through October 11, 2026. The Board unanimously recommends voting “FOR” all proposals. The record date is October 13, 2025, and shareholders may vote by Internet, phone, mail, or during the live webcast.
Dominari Holdings Inc. plans to hold its 2025 Annual Meeting of Stockholders on December 10, 2025. Stockholders of record at the close of business on October 13, 2025 will be entitled to vote at the meeting. The specific time and location will be provided in the company’s definitive proxy statement to be filed.
Because this meeting date is more than 30 days after the anniversary of the 2024 annual meeting, Dominari set a new deadline for stockholder proposals. Proposals submitted under Rule 14a‑8, as well as any director nominations or other proposals to be presented at the meeting but not included in the proxy materials, must be received by October 18, 2025. All submissions must be sent to the Corporate Secretary at the company’s New York address.
Dominari Holdings director Ronald Craig Lieberman received 150,000 restricted shares on February 18, 2025 under an Advisory Board Agreement, bringing his reported direct common stock holdings to 181,613 shares. He also holds outstanding Series A warrants exercisable at $3.72 and Series B warrants exercisable at $4.22, each expiring February 14, 2030, representing 21,613 underlying shares per series (43,226 total).
The restricted shares were issued as compensation and the warrants were purchased in a private placement that closed February 12, 2025 at a combined offering price of $3.47 per warrant package.
Ronald Craig Lieberman, a director of Dominari Holdings Inc. (DOMH), reported transactions dated 02/10/2025 involving both common stock and warrants from a private placement and a restricted stock grant. He purchased 21,613 common shares as part of the issuer's private placement that closed 02/12/2025, receiving accompanying Series A and Series B warrants exercisable 02/12/2025 through 02/12/2030. The combined private placement price was $3.47 per unit. Separately, he was granted 10,000 restricted shares at $3.22 per share under the 2022 Equity Incentive Plan, bringing his total reported ownership to 31,613 shares.
Dominari Holdings Inc. (DOMH) Form 3 summary: Ronald Craig Lieberman filed an Initial Statement of Beneficial Ownership (Form 3) disclosing his status as a director of the issuer and that no securities are beneficially owned by him as of the reported event date. The event date listed is 12/20/2024. The filing is signed by Mr. Lieberman on 09/30/2025.
Brian Keith Parsley certified his initial Section 16 filing for Dominari Holdings Inc. (DOMH). The Form 3 notes a reportable event dated 09/05/2025 and was signed on 09/29/2025. Mr. Parsley is listed as a director of the issuer and filed as an individual reporting person. The filing states explicitly that no securities are beneficially owned by the reporting person as of the event date. The form includes the reporting person’s address in New York and confirms this is the initial ownership statement under Section 16(a).
Insider sale reported by Dominari Holdings Inc. (DOMH) — Director Gregory James Blattner sold 14,409 shares of the company's common stock on 09/23/2025 at an average price of $7.99 per share, according to the Form 4 filing. After the sale, Mr. Blattner beneficially owned 22,411 shares. The transaction reduces his reported direct holdings from 36,820 shares to 22,411 shares, reflecting a significant disposition of common stock while remaining a reporting director. The filing discloses the number of shares sold, the average price, and the post-transaction ownership level.
Dominari Holdings Inc. filed an 8-K reporting a material event: an Employment Agreement dated September 21, 2025 between the company and Tim Ledwick. The filing reference lists the agreement as Exhibit 10.1 and indicates the cover page interactive XBRL file is embedded. The document is a short submission showing the existence and execution date of the agreement but contains no financial terms, compensation figures, indicia of change in control provisions, or disclosure of material business impact within the excerpt provided. Investors therefore know a named executive employment contract was executed but must await the full exhibit for material terms and potential effects on governance or expenses.