[Form 4] Dominari Holdings Inc. Insider Trading Activity
Ronald Craig Lieberman, a director of Dominari Holdings Inc. (DOMH), reported transactions dated 02/10/2025 involving both common stock and warrants from a private placement and a restricted stock grant. He purchased 21,613 common shares as part of the issuer's private placement that closed 02/12/2025, receiving accompanying Series A and Series B warrants exercisable 02/12/2025 through 02/12/2030. The combined private placement price was $3.47 per unit. Separately, he was granted 10,000 restricted shares at $3.22 per share under the 2022 Equity Incentive Plan, bringing his total reported ownership to 31,613 shares.
Ronald Craig Lieberman, direttore di Dominari Holdings Inc. (DOMH), ha riportato operazioni datate 02/10/2025 riguardanti sia azioni ordinarie sia warrant derivanti da un collocamento privato e da una concessione di azioni restrittive. Ha acquistato 21.613 azioni ordinarie nell'ambito del collocamento privato dell'emittente, chiuso il 02/12/2025, ricevendo warrant Series A e Series B exercitabili dal 02/12/2025 al 02/12/2030. Il prezzo combinato del collocamento privato era di 3,47 $ per unità. Separatamente, gli sono state concesse 10.000 azioni restritte a 3,22 $ per azione ai sensi del Piano di Incentivi Azionari 2022, portando la sua quota totale riportata a 31.613 azioni.
Ronald Craig Lieberman, director de Dominari Holdings Inc. (DOMH), informó sobre operaciones fechadas el 02/10/2025 que involucraron tanto acciones ordinarias como warrants de una colocación privada y una asignación de acciones restringidas. Compró 21.613 acciones ordinarias como parte de la colocación privada del emisor, que cerró el 02/12/2025, recibiendo warrants de Series A y Series B exercitables del 02/12/2025 al 02/12/2030. El precio combinado de la colocación privada fue de 3,47 USD por unidad. Separadamente, se le concedieron 10.000 acciones restringidas a 3,22 USD por acción bajo el Plan de Incentivos de 2022, elevando su total reportado de propiedad a 31.613 acciones.
Ronald Craig Lieberman, Dominari Holdings Inc. (DOMH)의 이사로서 비공개 배정에서 나온 일반주 및 워런트와 2022년 주식 인센티브 계획에 따른 제한주 할당을 포함하는 2025년 2월 10일자 거래를 보고했다. 그는 발행자의 비공개 배정의 일환으로 21,613주의 일반주를 매입했으며, 이는 2025년 2월 12일에 마감되었고 2025년 2월 12일부터 2030년 2월 12일까지 행사 가능한 Series A 및 Series B 워런트를 수령했다. 합계 비공개 배정 가격은 단위당 3.47달러였다. Separately, 그는 2022년 주식 인센티브 계획에 따라 주당 3.22달러로 10,000주를 제한주로 부여받아 보고된 보유 주식이 총 31,613주로 증가했다.
Ronald Craig Lieberman, administrateur de Dominari Holdings Inc. (DOMH), a signalé des transactions datées du 02/10/2025 impliquant à la fois des actions ordinaires et des warrants issus d'un placement privé et d'une attribution d'actions restreintes. Il a acheté 21 613 actions ordinaires dans le cadre du placement privé de l'émetteur, qui s'est clôturé le 02/12/2025, recevant des warrants Series A et de série B exerçables du 02/12/2025 au 02/12/2030. Le prix combiné du placement privé était de 3,47 $ par unité. Par ailleurs, il a reçu 10 000 actions restreintes à 3,22 $ par action dans le cadre du Plan d'intéressement en actions 2022, portant sa propriété totale déclarée à 31 613 actions.
Ronald Craig Lieberman, Direktor von Dominari Holdings Inc. (DOMH), hat Transaktionen gemeldet, datiert auf den 02/10/2025, die sowohl Stammaktien als auch Warrants aus einer Privatplatzierung und eine Zuteilung eingeschränkter Aktien betreffen. Er erwarb 21.613 Stammaktien im Rahmen der Privatplatzierung des Emittenten, die am 02/12/2025 abgeschlossen wurde, und erhielt begleitend Series-A- und Series-B-Warrants, die vom 02/12/2025 bis zum 02/12/2030 ausübbar sind. Der kombinierte Preis der Privatplatzierung betrug 3,47 USD pro Einheit. Zusätzlich wurde ihm unter dem 2022 Equity Incentive Plan 10.000 eingeschränkte Aktien zu je 3,22 USD pro Aktie eingeräumt, wodurch sich sein insgesamt gemeldetes Eigentum auf 31.613 Aktien beläuft.
رونالد كريج ليبرمان، مدير في Dominari Holdings Inc. (DOMH)، أبلغ عن معاملات بتاريخ 02/10/2025 تشمل الأسهم العادية ومشتقات warrants من طرح خاص ومنحة أسهم مقيدة. اشترى 21,613 سهماً عاديًا كجزء من الطرح الخاص للمصدر الذي انتهى في 02/12/2025، مع ورود warrants من Series A وSeries B قابلة للممارسة من 02/12/2025 حتى 02/12/2030. كان السعر المجمع للطرح الخاص 3.47 دولارًا للوحدة. بشكل منفصل، مُنحت له 10,000 سهماً مقيداً بسعر 3.22 دولار للسهم وفقاً لخطة الحوافز بالأسهم لعام 2022، مما رفع إجمالي الملكية المبلغ عنها إلى 31,613 سهماً.
Ronald Craig Lieberman, 董事在Dominari Holdings Inc. (DOMH)，已报告日期为 02/10/2025 的交易，涉及来自私募发行的普通股和认股权证以及受限股票授予。 他作为发行人的私募发行一部分购买了21,613股普通股，该私募于 02/12/2025 完成，同时获得自 02/12/2025 至 2030/02/12 可行使的 Series A 和 Series B 认股权证。私募的综合价格为每单位 3.47 美元。另据 2022 年股权激励计划，他获授 10,000 股受限股票，价格为每股 3.22 美元，使其总申报持股达到 31,613 股。
- Director participation in private placement — Reporting person purchased 21,613 shares and received attached warrants, showing direct financial commitment to the issuer.
- Equity incentive grant — Reporting person was granted 10,000 restricted shares under the 2022 Equity Incentive Plan, increasing alignment with shareholders.
- None.
Insights
TL;DR: Director purchased equity and received restricted stock, increasing reported stake by 31,613 shares; transactions were part of a private placement and equity plan.
The filing shows a director-level insider participating in the company's private placement and receiving an equity award, which increases his direct ownership to 31,613 shares. The private placement included attached Series A and B warrants with exercise prices of $3.72 and $4.22, exercisable beginning 02/12/2025 through 02/12/2030. The combined purchase price for the private placement unit was $3.47 and the restricted shares were granted at $3.22 each. These are routine insider transactions; no performance metrics or company financials are disclosed in this filing.
TL;DR: Insider participation and equity grant documented; standard disclosure under Section 16 with no adverse governance flags present.
The Form 4 documents compliant disclosure of a director's purchase and restricted stock grant. The reporting person checked Director and filed individually. All transactions are reported with transaction codes and exercise/expiration dates for warrants. There is no indication of amendments beyond the reported dates, no joint filing, and no indirect ownership disclosed. From a governance perspective the filing is complete and procedural.
Ronald Craig Lieberman, direttore di Dominari Holdings Inc. (DOMH), ha riportato operazioni datate 02/10/2025 riguardanti sia azioni ordinarie sia warrant derivanti da un collocamento privato e da una concessione di azioni restrittive. Ha acquistato 21.613 azioni ordinarie nell'ambito del collocamento privato dell'emittente, chiuso il 02/12/2025, ricevendo warrant Series A e Series B exercitabili dal 02/12/2025 al 02/12/2030. Il prezzo combinato del collocamento privato era di 3,47 $ per unità. Separatamente, gli sono state concesse 10.000 azioni restritte a 3,22 $ per azione ai sensi del Piano di Incentivi Azionari 2022, portando la sua quota totale riportata a 31.613 azioni.
Ronald Craig Lieberman, director de Dominari Holdings Inc. (DOMH), informó sobre operaciones fechadas el 02/10/2025 que involucraron tanto acciones ordinarias como warrants de una colocación privada y una asignación de acciones restringidas. Compró 21.613 acciones ordinarias como parte de la colocación privada del emisor, que cerró el 02/12/2025, recibiendo warrants de Series A y Series B exercitables del 02/12/2025 al 02/12/2030. El precio combinado de la colocación privada fue de 3,47 USD por unidad. Separadamente, se le concedieron 10.000 acciones restringidas a 3,22 USD por acción bajo el Plan de Incentivos de 2022, elevando su total reportado de propiedad a 31.613 acciones.
Ronald Craig Lieberman, Dominari Holdings Inc. (DOMH)의 이사로서 비공개 배정에서 나온 일반주 및 워런트와 2022년 주식 인센티브 계획에 따른 제한주 할당을 포함하는 2025년 2월 10일자 거래를 보고했다. 그는 발행자의 비공개 배정의 일환으로 21,613주의 일반주를 매입했으며, 이는 2025년 2월 12일에 마감되었고 2025년 2월 12일부터 2030년 2월 12일까지 행사 가능한 Series A 및 Series B 워런트를 수령했다. 합계 비공개 배정 가격은 단위당 3.47달러였다. Separately, 그는 2022년 주식 인센티브 계획에 따라 주당 3.22달러로 10,000주를 제한주로 부여받아 보고된 보유 주식이 총 31,613주로 증가했다.
Ronald Craig Lieberman, administrateur de Dominari Holdings Inc. (DOMH), a signalé des transactions datées du 02/10/2025 impliquant à la fois des actions ordinaires et des warrants issus d'un placement privé et d'une attribution d'actions restreintes. Il a acheté 21 613 actions ordinaires dans le cadre du placement privé de l'émetteur, qui s'est clôturé le 02/12/2025, recevant des warrants Series A et de série B exerçables du 02/12/2025 au 02/12/2030. Le prix combiné du placement privé était de 3,47 $ par unité. Par ailleurs, il a reçu 10 000 actions restreintes à 3,22 $ par action dans le cadre du Plan d'intéressement en actions 2022, portant sa propriété totale déclarée à 31 613 actions.
Ronald Craig Lieberman, Direktor von Dominari Holdings Inc. (DOMH), hat Transaktionen gemeldet, datiert auf den 02/10/2025, die sowohl Stammaktien als auch Warrants aus einer Privatplatzierung und eine Zuteilung eingeschränkter Aktien betreffen. Er erwarb 21.613 Stammaktien im Rahmen der Privatplatzierung des Emittenten, die am 02/12/2025 abgeschlossen wurde, und erhielt begleitend Series-A- und Series-B-Warrants, die vom 02/12/2025 bis zum 02/12/2030 ausübbar sind. Der kombinierte Preis der Privatplatzierung betrug 3,47 USD pro Einheit. Zusätzlich wurde ihm unter dem 2022 Equity Incentive Plan 10.000 eingeschränkte Aktien zu je 3,22 USD pro Aktie eingeräumt, wodurch sich sein insgesamt gemeldetes Eigentum auf 31.613 Aktien beläuft.
