Welcome to our dedicated page for Dominari Holdings SEC filings (Ticker: DOMH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dominari Holdings Inc. filings document formal disclosures for a Nasdaq-listed holding company operating through financial-services subsidiaries. Form 8-K reports furnish operating results, business highlights, employment agreement amendments, officer and director changes, shareholder proposal deadlines, and meeting results.
Definitive proxy statements and related 8-K filings describe annual and special meeting procedures, shareholder voting matters, governance proposals, compensation-related approvals, and the voting mechanics for common stock and Series D and Series D-1 convertible preferred stock. The filings also identify the company’s registered common stock on The Nasdaq Capital Market and recurring capital-structure disclosures.
Dominari Holdings Inc. insider Kyle Michael Wool has updated his Schedule 13D to reflect a grant of 3,000,000 shares of common stock under the 2022 Equity Incentive Plan. This grant, approved by stockholders and registered on Form S-8, was issued on March 23, 2026.
Wool and his spouse, Soo Yu, now report beneficial ownership of 10,453,817 shares, representing approximately 37.86% of Dominari’s common stock, based on 27,613,781 shares including 5,000,000 shares underlying a stock option. Their holdings include direct, retirement, LLC, and UTMA accounts, with both sole and shared voting and dispositive power.
Dominari Holdings Inc. Chief Executive Officer Anthony Hayes filed an amended beneficial ownership report after receiving a grant of 3,000,000 shares under the 2022 Equity Incentive Plan. He now beneficially owns 9,753,814 shares of common stock, representing 35.3% of the company.
This percentage is based on 27,613,781 shares, including 22,613,781 shares outstanding as of March 20, 2026 and 5,000,000 shares issuable upon exercise of a stock option he holds. The filing also notes additional warrants for 576,368 shares that are currently subject to beneficial ownership limits.
LEDWICK TIM S reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. reported that its Chief Financial Officer, Tim S. Ledwick, received a grant of 316,346 shares of restricted common stock on January 9, 2026 under the 2022 Equity Incentive Plan. The award carries no purchase price and is compensation-related, not an open-market transaction.
The restricted stock will vest on the earlier of September 30, 2026 or an Acceleration Event, which includes a change in control, certain terminations without cause or for good reason, or the CFO’s death or total disability. Following this grant, he directly holds 347,817 shares of Dominari common stock.
Hayes Anthony reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. reported that CEO Anthony Hayes received a grant of 3,000,000 shares of common stock as equity compensation. The award was made under the 2022 Equity Incentive Plan at a stated price of $0.00 per share. The grant was originally conditioned on stockholder approval of an amendment to the plan obtained on March 4, 2026, and registration of the shares on Form S-8 completed on March 13, 2026. After this issuance, Hayes directly holds 4,750,873 common shares.
Haug Kyle reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. director Kyle Haug received a grant of 25,000 shares of common stock as restricted stock pursuant to the company’s 2022 Equity Incentive Plan. The footnote states these granted shares vested on January 9, 2026. Following the award, Haug directly holds 49,409 common shares.
Wool Kyle Michael reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. reported that President and director Kyle Michael Wool received a grant of 3,000,000 shares of common stock as a compensation award. The shares were granted at a price of $0.00 per share, so no cash changed hands in this transaction.
The award was made under the company’s 2022 Equity Incentive Plan. It was initially granted on January 7, 2026 and became effective only after stockholders approved an amendment to the plan on March 4, 2026 and the shares were registered on Form S-8 on March 13, 2026. The shares were issued to Wool on March 18, 2026, bringing his direct holdings to 4,211,828 shares of common stock following the transaction.
Blattner Gregory James reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. reported that director Gregory James Blattner received a grant of 25,000 shares of common stock as restricted stock on January 9, 2026 under the 2022 Equity Incentive Plan. The award vested in full the same day, bringing his direct holdings to 47,411 shares.
Parsley Brian Keith reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. director Brian Keith Parsley received a grant of 25,000 shares of common stock as restricted stock under the company’s 2022 Equity Incentive Plan. The footnote states that all 25,000 granted shares vested on January 9, 2026, and he now directly owns 25,000 shares.
Dominari Holdings Inc. amended the employment agreements of its Chief Executive Officer, Anthony Hayes, and its President, Kyle Wool, effective March 20, 2026. Each executive will receive a one-time issuance of 3,000,000 shares of common stock from the company.
In exchange, the executives agreed to replace their prior annual bonus provisions with a new performance-based quarterly bonus structure, as detailed in the amendments. These share issuances were approved by shareholder vote on March 4, 2026. All other terms of the original employment agreements remain unchanged.
Dominari Holdings Inc. stockholders approved significant changes to the company’s 2022 Equity Incentive Plan at a special meeting held on March 4, 2026. A quorum of 7,019,711 voting shares, representing approximately 43.27% of eligible voting stock as of January 22, 2026, was present in person or by proxy.
Investors approved increasing the number of shares of common stock reserved for issuance under the 2022 Plan by 10,000,000 shares, raising the pool from 11,720,750 to 21,720,750 shares. They also approved an automatic annual increase feature stating that from January 1, 2027 through January 1, 2032, the share reserve will increase each January 1 by the lesser of 20% of total common shares outstanding on the prior December 31 or a smaller amount set by the board. Proposal 1 passed with 6,380,149 votes for, 631,857 against, and 7,705 abstaining. A related adjournment proposal also passed.