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Dominari Holdings (NASDAQ: DOMH) director granted 25,000 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Parsley Brian Keith reported acquisition or exercise transactions in this Form 4 filing.

Dominari Holdings Inc. director Brian Keith Parsley received a grant of 25,000 shares of common stock as restricted stock under the company’s 2022 Equity Incentive Plan. The footnote states that all 25,000 granted shares vested on January 9, 2026, and he now directly owns 25,000 shares.

Positive

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Negative

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Parsley Brian Keith

(Last)(First)(Middle)
725 5TH AVENUE
22ND FLOOR

(Street)
NEW YORK NEW YORK 10022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock01/09/2026A25,000(1)A(1)25,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On January 9, 2026, the Reporting Person was granted 25,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares vested on January 9, 2026.
/s/ Brian Keith Parsley03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Dominari Holdings (DOMH) report for Brian Keith Parsley?

Dominari Holdings reported that director Brian Keith Parsley received 25,000 shares of common stock as a grant. The Form 4 describes this as a grant or award acquisition of restricted stock under the 2022 Equity Incentive Plan, with all shares vesting on January 9, 2026.

How many Dominari Holdings (DOMH) shares did Brian Keith Parsley acquire?

Brian Keith Parsley acquired 25,000 shares of Dominari Holdings common stock. According to the Form 4, these were granted as restricted stock under the 2022 Equity Incentive Plan, and following this transaction he directly owns a total of 25,000 common shares.

What type of shares were granted to Brian Keith Parsley at Dominari Holdings (DOMH)?

The shares granted to Brian Keith Parsley were restricted shares of Dominari Holdings common stock. A footnote explains they were issued pursuant to the company’s 2022 Equity Incentive Plan and that all 25,000 granted restricted shares vested on January 9, 2026.

When did Brian Keith Parsley’s restricted stock in Dominari Holdings (DOMH) vest?

The restricted stock granted to Brian Keith Parsley vested on January 9, 2026. The footnote specifies that 25,000 restricted shares were granted that day under the 2022 Equity Incentive Plan and that the granted shares fully vested on the same date.

Does the Dominari Holdings (DOMH) Form 4 show Brian Keith Parsley buying or selling shares on the market?

The Form 4 does not show any open-market buying or selling by Brian Keith Parsley. It reports an acquisition coded as a grant or award of 25,000 restricted shares under the 2022 Equity Incentive Plan, rather than a market purchase or sale.

How many Dominari Holdings (DOMH) shares does Brian Keith Parsley own after this grant?

After the grant, Brian Keith Parsley directly owns 25,000 shares of Dominari Holdings common stock. The Form 4 indicates total shares following the transaction are 25,000, reflecting the full amount of restricted stock that vested on January 9, 2026.
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