Dominari Holdings (DOMH) COO awarded 10,000 restricted stock shares

Rhea-AI Filing Summary

Dominari Holdings Inc. reported that its COO, Christopher Franklin Devall, received a grant of 10,000 shares of restricted common stock on December 11, 2025. After this award, he beneficially owns 155,702 shares of the company’s common stock in direct ownership. The grant was made under the company’s 2022 Equity Incentive Plan, and the restricted shares are scheduled to vest on December 11, 2026.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Devall Christopher Franklin

(Last) (First) (Middle)

725 5TH AVENUE

22ND FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO

3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/11/2025		A		10,000(1)	A	(1)	155,702	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On December 11, 2025, the Reporting Person was granted 10,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan, by and between the Reporting Person and the Issuer. The granted shares will vest on 12/11/2026.

	/s/ Christopher Franklin Devall	12/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Dominari Holdings (DOMH) disclose for its COO?

Dominari Holdings disclosed that its COO, Christopher Franklin Devall, was granted 10,000 shares of restricted common stock on December 11, 2025 under the 2022 Equity Incentive Plan.

How many Dominari Holdings (DOMH) shares does the COO own after this grant?

Following the reported grant, the COO beneficially owns 155,702 shares of Dominari Holdings common stock in direct ownership.

When do the COO’s 10,000 restricted Dominari Holdings (DOMH) shares vest?

The filing states that the 10,000 restricted shares granted to the COO will vest on 12/11/2026.

Was the Dominari Holdings (DOMH) COO transaction a grant or an open-market purchase?

The transaction is described as a grant of 10,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan, rather than an open-market purchase.

Under what plan were the COO’s restricted shares of Dominari Holdings (DOMH) issued?

The restricted shares were granted pursuant to Dominari Holdings’ 2022 Equity Incentive Plan, as noted in the explanation of responses.

What is the role of the reporting person in Dominari Holdings (DOMH)?

The reporting person, Christopher Franklin Devall, is identified as an officer of Dominari Holdings with the title COO.