Welcome to our dedicated page for DOMINARI HOLDINGS SEC filings (Ticker: DOMH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dominari Holdings Inc. filings document formal disclosures for a Nasdaq-listed holding company operating through financial-services subsidiaries. Form 8-K reports furnish operating results, business highlights, employment agreement amendments, officer and director changes, shareholder proposal deadlines, and meeting results.
Definitive proxy statements and related 8-K filings describe annual and special meeting procedures, shareholder voting matters, governance proposals, compensation-related approvals, and the voting mechanics for common stock and Series D and Series D-1 convertible preferred stock. The filings also identify the company’s registered common stock on The Nasdaq Capital Market and recurring capital-structure disclosures.
Haug Kyle reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. director Kyle Haug received a grant of 25,000 shares of common stock as restricted stock pursuant to the company’s 2022 Equity Incentive Plan. The footnote states these granted shares vested on January 9, 2026. Following the award, Haug directly holds 49,409 common shares.
Wool Kyle Michael reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. reported that President and director Kyle Michael Wool received a grant of 3,000,000 shares of common stock as a compensation award. The shares were granted at a price of $0.00 per share, so no cash changed hands in this transaction.
The award was made under the company’s 2022 Equity Incentive Plan. It was initially granted on January 7, 2026 and became effective only after stockholders approved an amendment to the plan on March 4, 2026 and the shares were registered on Form S-8 on March 13, 2026. The shares were issued to Wool on March 18, 2026, bringing his direct holdings to 4,211,828 shares of common stock following the transaction.
Blattner Gregory James reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. reported that director Gregory James Blattner received a grant of 25,000 shares of common stock as restricted stock on January 9, 2026 under the 2022 Equity Incentive Plan. The award vested in full the same day, bringing his direct holdings to 47,411 shares.
Parsley Brian Keith reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. director Brian Keith Parsley received a grant of 25,000 shares of common stock as restricted stock under the company’s 2022 Equity Incentive Plan. The footnote states that all 25,000 granted shares vested on January 9, 2026, and he now directly owns 25,000 shares.
Dominari Holdings Inc. amended the employment agreements of its Chief Executive Officer, Anthony Hayes, and its President, Kyle Wool, effective March 20, 2026. Each executive will receive a one-time issuance of 3,000,000 shares of common stock from the company.
In exchange, the executives agreed to replace their prior annual bonus provisions with a new performance-based quarterly bonus structure, as detailed in the amendments. These share issuances were approved by shareholder vote on March 4, 2026. All other terms of the original employment agreements remain unchanged.
Dominari Holdings Inc. stockholders approved significant changes to the company’s 2022 Equity Incentive Plan at a special meeting held on March 4, 2026. A quorum of 7,019,711 voting shares, representing approximately 43.27% of eligible voting stock as of January 22, 2026, was present in person or by proxy.
Investors approved increasing the number of shares of common stock reserved for issuance under the 2022 Plan by 10,000,000 shares, raising the pool from 11,720,750 to 21,720,750 shares. They also approved an automatic annual increase feature stating that from January 1, 2027 through January 1, 2032, the share reserve will increase each January 1 by the lesser of 20% of total common shares outstanding on the prior December 31 or a smaller amount set by the board. Proposal 1 passed with 6,380,149 votes for, 631,857 against, and 7,705 abstaining. A related adjournment proposal also passed.
Dominari Holdings Inc. has called a virtual special meeting for March 4, 2026 to ask stockholders to significantly expand its 2022 Equity Incentive Plan. The company seeks to increase the share reserve for awards by 10,000,000 shares of common stock, from 11,720,750 to 21,720,750.
Beginning January 1, 2027 and through January 1, 2032, the plan would also include an automatic annual increase equal to the lesser of 20% of shares outstanding on the prior December 31 or a smaller amount set by the board. The board states that 6,000,000 of the added shares are contemplated for special equity awards to CEO Anthony Hayes and President Kyle Wool, with the remaining 4,000,000 intended for broader employee and executive incentives. Stockholders will also vote on a proposal allowing adjournment of the meeting to solicit additional proxies if needed.
Dominari Holdings Inc. is asking stockholders to approve amendments to its 2022 Equity Incentive Plan that would increase the share reserve for awards by 10,000,000 shares of common stock, from 11,720,750 to 21,720,750. The company explains that it contemplates using 6,000,000 of these additional shares for special equity awards to CEO Anthony Hayes and President Kyle Wool, with the remaining 4,000,000 aimed at broader employee and executive incentives. The amendments would also clarify an automatic “evergreen” increase so that from January 1, 2027 through January 1, 2032, the plan share limit rises each year by the lesser of 20% of shares outstanding on the prior December 31 or a smaller amount set by the board. A second proposal would allow the board to adjourn the special meeting to solicit more proxies if there are not enough votes to approve the plan amendments.
Dominari Holdings Inc. is registering 13,529,833 additional shares of its common stock for issuance under the Dominari Holdings Inc. 2022 Equity Incentive Plan. These shares relate to automatic increases in the plan’s share pool and stockholder-approved amendments that expanded the number of shares available for employee and director equity awards.
The new registration covers shares that became available following stockholder approvals on April 1, 2025 and December 10, 2025, as well as an automatic increase on January 1, 2026. Prior Form S-8 registrations for the same plan, filed in 2023, 2024, and 2025, are incorporated by reference.
Dominari Holdings Inc. reported that its COO, Christopher Franklin Devall, received a grant of 10,000 shares of restricted common stock on December 11, 2025. After this award, he beneficially owns 155,702 shares of the company’s common stock in direct ownership. The grant was made under the company’s 2022 Equity Incentive Plan, and the restricted shares are scheduled to vest on December 11, 2026.