Dominari Holdings (DOMH) director receives 25,000-share stock grant

Rhea-AI Filing Summary

Blattner Gregory James reported acquisition or exercise transactions in this Form 4 filing.

Dominari Holdings Inc. reported that director Gregory James Blattner received a grant of 25,000 shares of common stock as restricted stock on January 9, 2026 under the 2022 Equity Incentive Plan. The award vested in full the same day, bringing his direct holdings to 47,411 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Blattner Gregory James

(Last) (First) (Middle)

725 5TH AVENUE

23RD FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/09/2026		A		25,000	A	(1)	47,411	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On January 9, 2026, the Reporting Person was granted 25,000 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares vested on January 9, 2026.

	/s/ Gregory James Blattner	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did DOMH disclose for Gregory James Blattner?

Dominari Holdings Inc. disclosed a stock grant to director Gregory James Blattner. He received 25,000 shares of restricted common stock on January 9, 2026 as compensation under the 2022 Equity Incentive Plan, rather than through an open-market purchase.

How many Dominari Holdings (DOMH) shares were granted to Blattner?

Blattner was granted 25,000 shares of Dominari common stock. These were issued as restricted stock pursuant to the company’s 2022 Equity Incentive Plan and represent a compensation award, not a market transaction, increasing his direct holdings to 47,411 shares after the grant.

Did the restricted stock granted to DOMH director Blattner vest immediately?

Yes, the restricted stock vested immediately on January 9, 2026. The footnote states the 25,000 shares of restricted stock granted to Gregory James Blattner under the 2022 Equity Incentive Plan vested in full on the same date they were awarded.

How many Dominari (DOMH) shares does Blattner hold after this Form 4 transaction?

Following the grant, Blattner directly holds 47,411 Dominari shares. The Form 4 reports total direct ownership of 47,411 shares of common stock after receiving the 25,000-share restricted stock award that vested on January 9, 2026.

Was Blattner’s DOMH stock grant an open-market purchase or a compensation award?

The transaction was a compensation award, not an open-market purchase. The Form 4 uses transaction code A and describes it as a grant of 25,000 restricted shares under the 2022 Equity Incentive Plan, with no price paid per share.