Dominari CFO granted 316,346 restricted shares

LEDWICK TIM S reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

LEDWICK TIM S reported acquisition or exercise transactions in this Form 4 filing.

Dominari Holdings Inc. reported that its Chief Financial Officer, Tim S. Ledwick, received a grant of 316,346 shares of restricted common stock on January 9, 2026 under the 2022 Equity Incentive Plan. The award carries no purchase price and is compensation-related, not an open-market transaction.

The restricted stock will vest on the earlier of September 30, 2026 or an Acceleration Event, which includes a change in control, certain terminations without cause or for good reason, or the CFO’s death or total disability. Following this grant, he directly holds 347,817 shares of Dominari common stock.

Insider Trade Summary

Grant/Award: 316,346 shares

Grant/Award 1 txn

Insider LEDWICK TIM S

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	316,346	$0.00	$0.00

Holdings After Transaction: Common Stock — 347,817 shares (Direct)

Footnotes (1)

1. F1. On January 9, 2026, the Reporting Person was granted 316,346 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares will vest upon the earlier of 1) September 30, 2026, or 2) an Acceleration Event has occurred ("Acceleration Event" means the occurrence of any of the following: (i) a Change in Control (as defined in the 2022 Equity Incentive Plan); (ii) a termination of the Reporting Person's services by the Company other than for Cause (as defined in the 2022 Equity Incentive Plan); (iii) a termination of the Reporting Person's services by the Reporting Person for Good Reason; or (iv) a termination of the Reporting Person's services as a result of the Reporting Person's death or total disability, as determined by the 2022 Equity Incentive Plan administrator).

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Dominari Holdings (DOMH) disclose for its CFO?

Dominari Holdings disclosed that CFO Tim S. Ledwick received a grant of 316,346 shares of restricted common stock as compensation. The grant was made under the 2022 Equity Incentive Plan and did not involve any cash payment or open-market buying by the CFO.

How many Dominari Holdings (DOMH) shares were granted to the CFO and at what price?

The CFO was granted 316,346 shares of Dominari Holdings common stock at a price of $0.00 per share. This indicates a compensation award of restricted stock rather than a purchase, reflecting equity-based pay rather than an investment decision in the open market.

What are the vesting conditions for the CFO’s 316,346 restricted Dominari (DOMH) shares?

The 316,346 restricted shares will vest on the earlier of September 30, 2026, or an Acceleration Event. Acceleration Events include a change in control, certain terminations without cause or for good reason, or termination due to the CFO’s death or total disability under the plan.

How many Dominari Holdings (DOMH) shares does the CFO own after this restricted stock grant?

After the restricted stock grant, the CFO directly owns 347,817 shares of Dominari Holdings common stock. This total reflects his position following the award and provides context for the scale of the equity-based compensation relative to his overall holdings.

Is the Dominari (DOMH) CFO Form 4 transaction a market purchase or sale?

The transaction is not a market purchase or sale; it is a grant of restricted stock under the company’s 2022 Equity Incentive Plan. The shares were awarded at no cost, representing equity compensation rather than an active trading decision in the public market.

What events can accelerate vesting of the Dominari (DOMH) CFO’s restricted shares?

Vesting can accelerate upon a defined Acceleration Event: a change in control, termination by the company other than for cause, resignation for good reason, or termination due to death or total disability. These triggers are specified by the 2022 Equity Incentive Plan administrator.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/25/2026 - 08:10 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LEDWICK TIM S

(Last) (First) (Middle)

725 5TH AVENUE

22ND FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/09/2026		A		316,346(1)	A	(1)	347,817	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On January 9, 2026, the Reporting Person was granted 316,346 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares will vest upon the earlier of 1) September 30, 2026, or 2) an Acceleration Event has occurred ("Acceleration Event" means the occurrence of any of the following: (i) a Change in Control (as defined in the 2022 Equity Incentive Plan); (ii) a termination of the Reporting Person's services by the Company other than for Cause (as defined in the 2022 Equity Incentive Plan); (iii) a termination of the Reporting Person's services by the Reporting Person for Good Reason; or (iv) a termination of the Reporting Person's services as a result of the Reporting Person's death or total disability, as determined by the 2022 Equity Incentive Plan administrator).

	/s/ Tim Ledwick	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)