[Form 3] Dominari Holdings Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Dominari Holdings Inc. (DOMH) Form 3 summary: Ronald Craig Lieberman filed an Initial Statement of Beneficial Ownership (Form 3) disclosing his status as a director of the issuer and that no securities are beneficially owned by him as of the reported event date. The event date listed is 12/20/2024. The filing is signed by Mr. Lieberman on 09/30/2025.

Positive

• Director relationship disclosed: Ronald Craig Lieberman is identified as a director of Dominari Holdings Inc.
• Compliance with Section 16: Initial Form 3 filed, fulfilling insider reporting requirements.
• No securities owned: The report explicitly states no securities are beneficially owned, clarifying current insider positions.

Negative

• None.

Insights

Financial Analyst

TL;DR: Director filed an initial Form 3 and reported no beneficial ownership of DOMH securities.

This Form 3 is a routine compliance filing showing Ronald Craig Lieberman is a director of Dominari Holdings Inc. and currently holds no equity or derivative positions in the issuer according to the form. The lack of reported holdings means there are no immediate insider transactions or positions disclosed to affect share count or liquidity estimates from this filing alone.

Corporate Governance Expert

TL;DR: Governance disclosure completed; absence of holdings is notable but not materially impactful by itself.

The filing documents the director relationship and fulfills Section 16 reporting obligations. Because the form explicitly states "No securities are beneficially owned," there are no indicated conflicts of interest or insider ownership disclosures to evaluate. This is a standard initial report when a director has not been granted or acquired securities prior to filing.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Lieberman Ronald Craig

(Last) (First) (Middle)

725 5TH AVENUE

22ND FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/20/2024

3. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Ronald Craig Lieberman	09/30/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Ronald Craig Lieberman disclose on the DOMH Form 3?

He disclosed his role as a director of Dominari Holdings Inc. and that he does not beneficially own any securities of the issuer.

What is the event date reported on the Form 3 for DOMH?

The Date of Event Requiring Statement is listed as 12/20/2024.

When was the Form 3 signed by the reporting person?

The form bears the signature of Ronald Craig Lieberman dated 09/30/2025.

Does this Form 3 disclose any derivative holdings or options for DOMH?

No. The filing states no securities are beneficially owned and lists no derivative securities.

Is this filing an amendment or an initial filing?

This document is an Initial Statement of Beneficial Ownership (Form 3), filed by one reporting person.