DOMH Form 3 Filing: Brian Parsley Listed as Director, No Securities Owned

Rhea-AI Filing Summary

Brian Keith Parsley certified his initial Section 16 filing for Dominari Holdings Inc. (DOMH). The Form 3 notes a reportable event dated 09/05/2025 and was signed on 09/29/2025. Mr. Parsley is listed as a director of the issuer and filed as an individual reporting person. The filing states explicitly that no securities are beneficially owned by the reporting person as of the event date. The form includes the reporting person’s address in New York and confirms this is the initial ownership statement under Section 16(a).

Insights

Financial Analyst

TL;DR: Initial Section 16 filing shows director Brian Parsley reports no beneficial ownership in DOMH, a neutral disclosure for investors.

The Form 3 is an administrative filing establishing reporting status under Section 16. It identifies Mr. Parsley as a director and records the event date and signature date but discloses no direct or indirect holdings. There are no transactions, options, or derivative positions reported, so the filing does not change outstanding share counts or ownership concentration. From a financial perspective, this is routine disclosure without immediate valuation impact.

Corporate Governance Expert

TL;DR: Governance disclosure completed; absence of holdings means no immediate insider alignment signal.

The submission fulfills Section 16 reporting obligations by documenting a reporting person and providing required dates and signature. Because the filing states no securities are beneficially owned, it offers no evidence of insider investment or potential conflicts. This is a standard initial filing for a newly reported director rather than a governance event that alters board independence or related-party assessments.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Parsley Brian Keith

(Last) (First) (Middle)

725 5TH AVENUE, 23RD FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/05/2025

3. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Brian Keith Parsley	09/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.