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[Form 3] Dominari Holdings Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Brian Keith Parsley certified his initial Section 16 filing for Dominari Holdings Inc. (DOMH). The Form 3 notes a reportable event dated 09/05/2025 and was signed on 09/29/2025. Mr. Parsley is listed as a director of the issuer and filed as an individual reporting person. The filing states explicitly that no securities are beneficially owned by the reporting person as of the event date. The form includes the reporting person’s address in New York and confirms this is the initial ownership statement under Section 16(a).

Brian Keith Parsley ha certificato la sua prima presentazione di Sezione 16 per Dominari Holdings Inc. (DOMH). Il Form 3 segnala un evento reportable datato 09/05/2025 ed è stato firmato il 29/09/2025. Il signor Parsley è elencato come amministratore dell’emittente e ha presentato come persona reportante individuale. La presentazione specifica esplicitamente che nessun titolo è detenuto beneficiariamente dalla persona reportante alla data dell’evento. Il modulo contiene l’indirizzo della persona reportante a New York e conferma che si tratta della dichiarazione iniziale di proprietà ai sensi della Sezione 16(a).

Brian Keith Parsley certificó su primera presentación de la Sección 16 para Dominari Holdings Inc. (DOMH). El Formulario 3 señala un evento reportable con fecha 09/05/2025 y fue firmado el 29/09/2025. El señor Parsley figura como director de la sociedad emisora y presentó como persona de reporte individual. El formulario indica expresamente que ninguna acción es propiedad beneficiosa por la persona reportante a la fecha del evento. El formulario incluye la dirección de la persona reportante en Nueva York y confirma que se trata de la declaración inicial de propiedad conforme a la Sección 16(a).

Brian Keith Parsley는 Dominari Holdings Inc. (DOMH)에 대한 초기 Section 16 제출을 인증했습니다. Form 3은 2025-09-05로 작성된 보고 가능 이벤트를 지적하며 2025-09-29에 서명되었습니다. Parsley 씨는 발행인의 이사로 등재되었고 개인 보고자(개인 보고)로 제출했습니다. 제출서는 사건일 현재 보고인이 혜택을 받는 증권을 보유하지 않는다고 명시적으로 밝히고 있습니다. 양식은 뉴욕에 있는 보고자의 주소를 포함하며 이것이 Section 16(a) 하의 초기 소유권 진술임을 확인합니다.

Brian Keith Parsley a certifié sa première déclaration de la Section 16 pour Dominari Holdings Inc. (DOMH). Le Formulaire 3 indique un événement imposable daté du 09/05/2025 et signé le 29/09/2025. M. Parsley est répertorié comme administrateur de l’émetteur et a déposé en tant que personne déclarante individuelle. Le formulaire précise explicitement qu’aucun titre n’est détenu bénéficiairement par la personne déclarante à la date de l’événement. Le formulaire inclut l’adresse de la personne déclarante à New York et confirme qu’il s’agit de la déclaration initiale de propriété conformément à la Section 16(a).

Brian Keith Parsley hat seine erste Section-16-Einreichung für Dominari Holdings Inc. (DOMH) bestätigt. Das Formular 3 vermerkt ein berichtspflichtiges Ereignis datiert auf 09/05/2025 und wurde am 29/09/2025 unterzeichnet. Herr Parsley ist als Direktor des Emittenten aufgeführt und hat als Einzelberichterstatter eingereicht. Das Formular gibt ausdrücklich an, dass zum Berichtszeitpunkt keine Wertpapiere von der berichtenden Person vorteilhaft gehalten werden. Das Formular enthält die Adresse der berichtenden Person in New York und bestätigt, dass dies die erste Eigentumsangabe gemäß Abschnitt 16(a) ist.

صدّق بريان كيث بارسلي على تقديمه الأول وفق القسم 16 لشركة Dominari Holdings Inc. (DOMH). يذكر النموذج 3 حدثاً تقاريريًا بتاريخ 09/05/2025 وتم توقيعه في 29/09/2025. السيد بارسلي مدرج كـ مدير للشركة المُصدِرة وقد قدم كـ شخص تقرير فردي. ينص النموذج صراحة على أنه لا توجد أسهم مملوكة بشكل مستفيد من قبل الشخص المبلغ عنه حتى تاريخ الحدث. يشمل النموذج عنوان الشخص المبلغ في نيويورك ويؤكد أن هذه هي البيان الأول للملكية وفق القسم 16(a).

Brian Keith Parsley 已为 Dominari Holdings Inc. (DOMH) 认证其初次 Section 16 申报。Form 3 指出有一项应报告的事件,日期为 09/05/2025,并于 09/29/2025 签署。Parsley 先生被列为发行人的 董事,并作为个人申报人提交。申报中明确指出在事件日期之前,该申报人 并未实际持有任何证券。该表格包含该申报人在纽约的地址,并确认这是 Section 16(a) 下的初始所有权声明。

Positive
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Negative
  • None.

Insights

TL;DR: Initial Section 16 filing shows director Brian Parsley reports no beneficial ownership in DOMH, a neutral disclosure for investors.

The Form 3 is an administrative filing establishing reporting status under Section 16. It identifies Mr. Parsley as a director and records the event date and signature date but discloses no direct or indirect holdings. There are no transactions, options, or derivative positions reported, so the filing does not change outstanding share counts or ownership concentration. From a financial perspective, this is routine disclosure without immediate valuation impact.

TL;DR: Governance disclosure completed; absence of holdings means no immediate insider alignment signal.

The submission fulfills Section 16 reporting obligations by documenting a reporting person and providing required dates and signature. Because the filing states no securities are beneficially owned, it offers no evidence of insider investment or potential conflicts. This is a standard initial filing for a newly reported director rather than a governance event that alters board independence or related-party assessments.

Brian Keith Parsley ha certificato la sua prima presentazione di Sezione 16 per Dominari Holdings Inc. (DOMH). Il Form 3 segnala un evento reportable datato 09/05/2025 ed è stato firmato il 29/09/2025. Il signor Parsley è elencato come amministratore dell’emittente e ha presentato come persona reportante individuale. La presentazione specifica esplicitamente che nessun titolo è detenuto beneficiariamente dalla persona reportante alla data dell’evento. Il modulo contiene l’indirizzo della persona reportante a New York e conferma che si tratta della dichiarazione iniziale di proprietà ai sensi della Sezione 16(a).

Brian Keith Parsley certificó su primera presentación de la Sección 16 para Dominari Holdings Inc. (DOMH). El Formulario 3 señala un evento reportable con fecha 09/05/2025 y fue firmado el 29/09/2025. El señor Parsley figura como director de la sociedad emisora y presentó como persona de reporte individual. El formulario indica expresamente que ninguna acción es propiedad beneficiosa por la persona reportante a la fecha del evento. El formulario incluye la dirección de la persona reportante en Nueva York y confirma que se trata de la declaración inicial de propiedad conforme a la Sección 16(a).

Brian Keith Parsley는 Dominari Holdings Inc. (DOMH)에 대한 초기 Section 16 제출을 인증했습니다. Form 3은 2025-09-05로 작성된 보고 가능 이벤트를 지적하며 2025-09-29에 서명되었습니다. Parsley 씨는 발행인의 이사로 등재되었고 개인 보고자(개인 보고)로 제출했습니다. 제출서는 사건일 현재 보고인이 혜택을 받는 증권을 보유하지 않는다고 명시적으로 밝히고 있습니다. 양식은 뉴욕에 있는 보고자의 주소를 포함하며 이것이 Section 16(a) 하의 초기 소유권 진술임을 확인합니다.

Brian Keith Parsley a certifié sa première déclaration de la Section 16 pour Dominari Holdings Inc. (DOMH). Le Formulaire 3 indique un événement imposable daté du 09/05/2025 et signé le 29/09/2025. M. Parsley est répertorié comme administrateur de l’émetteur et a déposé en tant que personne déclarante individuelle. Le formulaire précise explicitement qu’aucun titre n’est détenu bénéficiairement par la personne déclarante à la date de l’événement. Le formulaire inclut l’adresse de la personne déclarante à New York et confirme qu’il s’agit de la déclaration initiale de propriété conformément à la Section 16(a).

Brian Keith Parsley hat seine erste Section-16-Einreichung für Dominari Holdings Inc. (DOMH) bestätigt. Das Formular 3 vermerkt ein berichtspflichtiges Ereignis datiert auf 09/05/2025 und wurde am 29/09/2025 unterzeichnet. Herr Parsley ist als Direktor des Emittenten aufgeführt und hat als Einzelberichterstatter eingereicht. Das Formular gibt ausdrücklich an, dass zum Berichtszeitpunkt keine Wertpapiere von der berichtenden Person vorteilhaft gehalten werden. Das Formular enthält die Adresse der berichtenden Person in New York und bestätigt, dass dies die erste Eigentumsangabe gemäß Abschnitt 16(a) ist.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Parsley Brian Keith

(Last) (First) (Middle)
725 5TH AVENUE, 23RD FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/05/2025
3. Issuer Name and Ticker or Trading Symbol
Dominari Holdings Inc. [ DOMH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Brian Keith Parsley 09/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
DOMINARI HOLDINGS INC

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