Form 4: Tate Jeffrey L. reports acquisition/exercise transactions in DOW
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Tate Jeffrey L. reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 136,550 shares. Following the reported transactions, holdings were 115,350 shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Tate Jeffrey L.
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Non-Qualified Stock Option (Right to Buy) | 115,350 | $0.00 | -- |
| Grant/Award | Common Stock | 21,200 | $0.00 | -- |
Holdings After Transaction:
Non-Qualified Stock Option (Right to Buy) — 115,350 shares (Direct);
Common Stock — 118,761 shares (Direct)
Footnotes (1)
- Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment. Total includes previously reported restricted stock units. This option will vest in three equal annual installments beginning on February 12, 2027. Option shares will be used to satisfy withholding taxes.
FAQ
What insider transaction did Dow (DOW) report for its CFO on February 12, 2026?
Dow’s CFO Jeffrey L. Tate reported receiving equity awards on February 12, 2026. He acquired 21,200 restricted stock units of common stock and a non-qualified stock option covering 115,350 shares, both recorded at $0 per share as compensation grants.
What are the key terms of the Dow (DOW) CFO’s new stock option grant?
The non-qualified stock option gives the CFO the right to buy 115,350 Dow common shares at $32.65 per share. It vests in three equal annual installments starting February 12, 2027, with some option shares used to cover withholding taxes.
When will the Dow (DOW) CFO’s restricted stock units from this grant be delivered?
The 21,200 restricted stock units are scheduled to be delivered in one installment on or about February 12, 2029. Delivery is conditioned on the CFO’s continued employment through that date, according to the filing’s footnote.
Are the Dow (DOW) CFO’s new equity awards open-market purchases or compensation grants?
These awards are compensation grants, not open-market purchases. The Form 4 uses transaction code “A” for grant, award, or other acquisition, and reports a price of $0 per share for both the restricted stock units and the stock option.
What type of equity security did Dow (DOW) grant to its CFO besides common stock?
In addition to restricted stock units on common shares, Dow granted the CFO a non-qualified stock option. This derivative security allows him to buy 115,350 common shares at a fixed $32.65 exercise price if and when the options vest.