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Director at Dow (NYSE: DOW) awarded 5,127 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dow Inc. director Richard K. Davis reported an equity award of 5,127 common shares in the form of time-vested restricted stock units. The units were acquired at a stated price of $0.00 per share as a grant or award, not an open-market purchase.

According to the filing, these restricted stock units will be settled in one installment of Dow common stock following his separation from service. After this award, Davis directly holds a total of 55,299 shares and restricted stock units, including amounts previously reported.

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Insider DAVIS RICHARD K
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 5,127 $0.00 --
Holdings After Transaction: Common Stock — 55,299 shares (Direct)
Footnotes (1)
  1. Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. Total includes previously reported restricted stock units.
Restricted stock units granted 5,127 shares Time-vested RSUs awarded on April 9, 2026
Award price per share $0.00 per share Stated grant price for RSU award
Total holdings after transaction 55,299 shares Direct holdings following RSU grant, including prior RSUs
restricted stock units financial
"Time vested restricted stock units to be settled in one installment"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
time vested financial
"Time vested restricted stock units to be settled in one installment"
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DAVIS RICHARD K
(Last)(First)(Middle)
2211 H.H. DOW WAY
(Street)
MIDLAND MICHIGAN 48674
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
DOW INC. [ DOW ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/09/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/09/2026A5,127(1)A$055,299(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.
2. Total includes previously reported restricted stock units.
Remarks:
/s/ Richard K. Davis04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Dow (DOW) director Richard K. Davis report?

Richard K. Davis reported receiving 5,127 shares of Dow common stock as a grant of time-vested restricted stock units. The award was recorded at $0.00 per share and represents compensation rather than an open-market stock purchase or sale.

How many Dow (DOW) shares does Richard K. Davis hold after this Form 4 filing?

After the reported grant, Richard K. Davis directly holds 55,299 Dow shares and restricted stock units. This total includes the newly awarded 5,127 restricted stock units as well as previously reported restricted stock units disclosed in earlier filings.

Is the 5,127-share award to Dow (DOW) director Richard K. Davis a market purchase?

No, the 5,127 shares are a grant of time-vested restricted stock units, recorded at $0.00 per share. This indicates a compensation award from Dow, not an open-market purchase by the director on a stock exchange.

When will Richard K. Davis receive Dow (DOW) shares from these restricted stock units?

The time-vested restricted stock units are scheduled to be settled in one installment of Dow common stock. Settlement will occur following the date of Richard K. Davis’s separation from service with the company, as described in the filing’s footnote.

Does the Dow (DOW) Form 4 mention previously reported restricted stock units for Richard K. Davis?

Yes, the filing notes that the total post-transaction holding of 55,299 shares includes previously reported restricted stock units. This clarifies that earlier equity awards remain part of Richard K. Davis’s direct ownership position at Dow.