Dow (NYSE: DOW) exec reports issuer-withheld shares for equity award taxes
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Dow Inc. executive Andre Argenton reported routine share dispositions related to tax withholding. On February 9, 2026, the issuer withheld 471 shares of common stock at $32.08 from Argenton to cover taxes on previously granted awards, leaving him with 38,632 directly owned shares.
On the same date, the issuer also withheld 256 shares at $32.08 from awards held by his spouse, leaving 9,328 shares held indirectly "By Spouse." The footnotes state these withholding transactions were required under the award agreements and are exempt under Rule 16b-3, and that the totals include previously reported restricted stock units.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Argenton Andre
Role
Chief Tech & Sustainability
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Disposition | Common Stock | 471 | $32.08 | $15K |
| Disposition | Common Stock | 256 | $32.08 | $8K |
Holdings After Transaction:
Common Stock — 38,632 shares (Direct);
Common Stock — 9,328 shares (Indirect, By Spouse)
Footnotes (1)
- Shares withheld by Issuer to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Total includes previously reported restricted stock units. Shares withheld by Issuer to satisfy tax withholding of the Reporting Person's spouse upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
FAQ
What insider transaction did DOW executive Andre Argenton report?
Andre Argenton reported issuer-withheld Dow Inc. common shares for tax obligations. The company withheld 471 shares from his equity award settlement and 256 shares from his spouse’s awards, both at $32.08 per share, as part of previously reported compensation arrangements.
How are Andre Argenton’s indirect DOW holdings characterized in the filing?
The Form 4 lists 9,328 Dow Inc. common shares as indirectly owned "By Spouse" after the transaction. A footnote clarifies that 256 of these shares were withheld by the issuer to satisfy the spouse’s tax obligations upon settlement of previously reported equity awards.
Why does the DOW Form 4 mention Rule 16b-3 for these transactions?
The Form 4 states that the share withholdings are exempt under Rule 16b-3. This indicates the issuer’s withholding of Dow Inc. shares for tax obligations on previously reported awards qualifies as a compensation-related transaction approved under applicable rules rather than a typical market trade.