DOX files Form 144 for RSU-based share sales
DOX filed a Form 144 notifying a proposed sale of Ordinary shares tied to previously issued Restricted Stock Units.
Rhea-AI Filing Summary
DOX filed a Form 144 notifying a proposed sale of Ordinary shares tied to previously issued Restricted Stock Units. The filing lists multiple award dates and grant sizes, including 41,434 (11/13/2018), 30,895 (11/15/2019), and 18,724 (11/15/2019).
The notice identifies Oppenheimer & Co. Inc. as the broker and references 03/18/2026 and Nasdaq as the market; the filing lists several additional RSU grant counts by grant date.
Positive
- None.
Negative
- None.
Insights
Form 144 reports proposed affiliate sales of shares issued under RSU awards.
The filing enumerates Restricted Stock Units by grant date and award size, such as 41,434 (granted 11/13/2018) and 30,895 (granted 11/15/2019), indicating planned dispositions tied to compensation awards.
Timing and exact sale amounts per award are not detailed beyond the listed dates; subsequent SEC notices or broker reports will show executed transactions and cashflow treatment.
FAQ
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Which broker is named on the DOX Form 144?
How many RSUs are referenced in the DOX filing?
Is there a sale date listed in the DOX Form 144?
AI-generated analysis. How Rhea-AI works. Not financial advice.