DOX files Form 144 for RSU-based share sales
DOX filed a Form 144 notifying a proposed sale of Ordinary shares tied to previously issued Restricted Stock Units.
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Rhea-AI Filing Summary
DOX filed a Form 144 notifying a proposed sale of Ordinary shares tied to previously issued Restricted Stock Units. The filing lists multiple award dates and grant sizes, including 41,434 (11/13/2018), 30,895 (11/15/2019), and 18,724 (11/15/2019).
The notice identifies Oppenheimer & Co. Inc. as the broker and references 03/18/2026 and Nasdaq as the market; the filing lists several additional RSU grant counts by grant date.
Insights
Form 144 reports proposed affiliate sales of shares issued under RSU awards.
The filing enumerates Restricted Stock Units by grant date and award size, such as 41,434 (granted 11/13/2018) and 30,895 (granted 11/15/2019), indicating planned dispositions tied to compensation awards.
Timing and exact sale amounts per award are not detailed beyond the listed dates; subsequent SEC notices or broker reports will show executed transactions and cashflow treatment.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
Which broker is named on the DOX Form 144?
How many RSUs are referenced in the DOX filing?
Is there a sale date listed in the DOX Form 144?
AI-generated analysis. How Rhea-AI works. Not financial advice.