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[Form 3] BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) Form 3 shows Lisa M. King filed an initial beneficial ownership statement dated 03/31/2024 indicating her role as Vice President & Assistant Secretary and Director. The filing reports zero shares of the issuer's common stock held beneficially (directly or indirectly). The document includes the reporting person's Wilmington, DE address and a manual signature dated 09/15/2025.

Form 3 di BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) mostra che Lisa M. King ha presentato una dichiarazione iniziale di proprietà beneficiaria datata 31/03/2024, indicando il suo ruolo di Vicepresidente & Segretario Aggiunto e Direttrice. La dichiarazione riporta zero azioni di azioni ordinarie della società detenute in modo beneficiario (direttamente o indirettamente). Il documento include l'indirizzo della persona dichiaratrice a Wilmington, DE e una firma manuale datata 15/09/2025.

Formulario 3 de BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) indica que Lisa M. King presentó una declaración inicial de propiedad beneficiosa con fecha 31/03/2024, señalando su cargo de Vicepresidenta y Secretaria Adjunta y Directora. El documento reporta cero acciones de las acciones ordinarias de la emisora poseídas de forma beneficiosa (directa o indirectamente). El documento incluye la dirección de la persona reportante en Wilmington, DE y una firma manuscrita datada el 15/09/2025.

BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM)의 Form 3에 따르면 Lisa M. King은 2024년 3월 31일자 초기 수혜 소유 보고서를 제출했으며, 부사장 겸 부기장 및 이사로서의 역할을 표시합니다. 보고서는 보유 주식 0주를 보유하고 있음을 기록합니다(직접 또는 간접적으로). 문서에는 신고인의 윌밍턴, DE 주소와 2025년 9월 15일자 수기 서명이 포함되어 있습니다.

Formulaire 3 de BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) indique que Lisa M. King a déposé une déclaration initiale de propriété bénéficiaire datée du 31/03/2024, précisant son rôle de Vice‑Présidente et Secrétaire Adjointe et Directrice. Le dépôt signale zéro actions de l'actionnaire bénéficiaire de l’émetteur (directement ou indirectement). Le document inclut l’adresse de la personne déclarante à Wilmington, DE et une signature manuscrite datée du 15/09/2025.

Form 3 der BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) zeigt, dass Lisa M. King eine erste Beneficial Owner-Erklärung datiert 31.03.2024 eingereicht hat, in der ihre Rolle als Vizepräsidentin & stellvertretende Sekretärin und Direktorin angegeben ist. Die Einreichung meldet null Anteile an Stammaktien des Emittenten, die benefizell gehalten werden (direkt oder indirekt). Das Dokument enthält die Anschrift der meldenden Person in Wilmington, DE und eine handschriftliche Unterschrift vom 15.09.2025.

نموذج 3 لـ BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) يُظهر أن ليزا م. كينҁغ قدمت بيان الملكية المستفيدة الأولي المؤرخ 31/03/2024 مع ذكر دورها كنائبة الرئيس والأمين المساعد ومديرة. تفيد الإيداع بلا أسهم من أسهم الشركة العادية المملوكة لصالح المستفيد (Directly or indirectly). يتضمن المستند عنوان الشخص المُبلغ عنه في ويلمنجتون، DE وتوقيعاً بخط اليد بتاريخ 15/09/2025.

BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) 的 Form 3 显示 Lisa M. King 提交了日期为 2024-03-31 的初始受益所有权声明,指明其担任副总裁及助理秘书和董事的职务。该申报报告对发行人普通股的受益所有权为 零股(直接或间接地持有)。文档包括申报人位于 Wilmington, DE 的地址以及日期为 2025-09-15 的手写签名。

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine Section 16 filing noting officer/director relationship with no beneficial ownership recorded.

The Form 3 documents an initial Section 16 filing for an officer and director, which is a standard disclosure required for insiders. The key datapoints are the reporting date of 03/31/2024, the officer title (VP & Assistant Secretary), and the explicit reporting of 0 shares of common stock beneficially owned. From an investor-data perspective, this filing creates transparency about insider status but conveys no immediate ownership-based signal since no shares are reported.

TL;DR: Compliance-focused filing; indicates insider role but no disclosed economic stake.

The filing meets Section 16 reporting requirements by identifying the insider and relationship to the issuer. The absence of disclosed beneficial ownership simplifies conflict-of-interest considerations but also means there is no insider-alignment evidence via share ownership. The manual signature dated 09/15/2025 confirms execution, though the underlying event date is 03/31/2024, reflecting the initial statement timing conventions.

Form 3 di BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) mostra che Lisa M. King ha presentato una dichiarazione iniziale di proprietà beneficiaria datata 31/03/2024, indicando il suo ruolo di Vicepresidente & Segretario Aggiunto e Direttrice. La dichiarazione riporta zero azioni di azioni ordinarie della società detenute in modo beneficiario (direttamente o indirettamente). Il documento include l'indirizzo della persona dichiaratrice a Wilmington, DE e una firma manuale datata 15/09/2025.

Formulario 3 de BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) indica que Lisa M. King presentó una declaración inicial de propiedad beneficiosa con fecha 31/03/2024, señalando su cargo de Vicepresidenta y Secretaria Adjunta y Directora. El documento reporta cero acciones de las acciones ordinarias de la emisora poseídas de forma beneficiosa (directa o indirectamente). El documento incluye la dirección de la persona reportante en Wilmington, DE y una firma manuscrita datada el 15/09/2025.

BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM)의 Form 3에 따르면 Lisa M. King은 2024년 3월 31일자 초기 수혜 소유 보고서를 제출했으며, 부사장 겸 부기장 및 이사로서의 역할을 표시합니다. 보고서는 보유 주식 0주를 보유하고 있음을 기록합니다(직접 또는 간접적으로). 문서에는 신고인의 윌밍턴, DE 주소와 2025년 9월 15일자 수기 서명이 포함되어 있습니다.

Formulaire 3 de BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) indique que Lisa M. King a déposé une déclaration initiale de propriété bénéficiaire datée du 31/03/2024, précisant son rôle de Vice‑Présidente et Secrétaire Adjointe et Directrice. Le dépôt signale zéro actions de l'actionnaire bénéficiaire de l’émetteur (directement ou indirectement). Le document inclut l’adresse de la personne déclarante à Wilmington, DE et une signature manuscrite datée du 15/09/2025.

Form 3 der BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) zeigt, dass Lisa M. King eine erste Beneficial Owner-Erklärung datiert 31.03.2024 eingereicht hat, in der ihre Rolle als Vizepräsidentin & stellvertretende Sekretärin und Direktorin angegeben ist. Die Einreichung meldet null Anteile an Stammaktien des Emittenten, die benefizell gehalten werden (direkt oder indirekt). Das Dokument enthält die Anschrift der meldenden Person in Wilmington, DE und eine handschriftliche Unterschrift vom 15.09.2025.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
King Lisa M

(Last) (First) (Middle)
103 BELLEVUE PARKWAY

(Street)
WILMINGTON DE 19809

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2024
3. Issuer Name and Ticker or Trading Symbol
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. [ DSM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Asst Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, Par Value $.001 Per Share 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Lisa M King 09/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Lisa M. King's Form 3 for DSM report?

The Form 3 reports Lisa M. King as an officer (VP & Assistant Secretary) and director of DSM and discloses 0 shares of common stock beneficially owned.

When is the event date noted on the Form 3 for DSM?

The event requiring the statement is dated 03/31/2024 as shown on the Form 3.

Does the Form 3 show any derivative securities or options for DSM?

No; Table II for derivative securities contains no entries and no underlying securities are reported.

What is the reporting person's listed address on the Form 3?

The Form 3 lists the reporting person address as 103 Bellevue Parkway, Wilmington, DE 19809.

Is the Form 3 signed and dated?

Yes; the document includes the reporting person's signature block signed as /s/ Lisa M King with a signature date of 09/15/2025.
BNY Mellon Strategic Muni Bond

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