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[Form 3] BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) Form 3 shows Lisa M. King filed an initial beneficial ownership statement dated 03/31/2024 indicating her role as Vice President & Assistant Secretary and Director. The filing reports zero shares of the issuer's common stock held beneficially (directly or indirectly). The document includes the reporting person's Wilmington, DE address and a manual signature dated 09/15/2025.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine Section 16 filing noting officer/director relationship with no beneficial ownership recorded.

The Form 3 documents an initial Section 16 filing for an officer and director, which is a standard disclosure required for insiders. The key datapoints are the reporting date of 03/31/2024, the officer title (VP & Assistant Secretary), and the explicit reporting of 0 shares of common stock beneficially owned. From an investor-data perspective, this filing creates transparency about insider status but conveys no immediate ownership-based signal since no shares are reported.

TL;DR: Compliance-focused filing; indicates insider role but no disclosed economic stake.

The filing meets Section 16 reporting requirements by identifying the insider and relationship to the issuer. The absence of disclosed beneficial ownership simplifies conflict-of-interest considerations but also means there is no insider-alignment evidence via share ownership. The manual signature dated 09/15/2025 confirms execution, though the underlying event date is 03/31/2024, reflecting the initial statement timing conventions.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
King Lisa M

(Last) (First) (Middle)
103 BELLEVUE PARKWAY

(Street)
WILMINGTON DE 19809

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2024
3. Issuer Name and Ticker or Trading Symbol
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. [ DSM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Asst Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, Par Value $.001 Per Share 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Lisa M King 09/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Lisa M. King's Form 3 for DSM report?

The Form 3 reports Lisa M. King as an officer (VP & Assistant Secretary) and director of DSM and discloses 0 shares of common stock beneficially owned.

When is the event date noted on the Form 3 for DSM?

The event requiring the statement is dated 03/31/2024 as shown on the Form 3.

Does the Form 3 show any derivative securities or options for DSM?

No; Table II for derivative securities contains no entries and no underlying securities are reported.

What is the reporting person's listed address on the Form 3?

The Form 3 lists the reporting person address as 103 Bellevue Parkway, Wilmington, DE 19809.

Is the Form 3 signed and dated?

Yes; the document includes the reporting person's signature block signed as /s/ Lisa M King with a signature date of 09/15/2025.
BNY Mellon Strategic Muni Bond

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Asset Management
Financial Services
United States
New York