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[Form 3] BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Roberto Gaetano Mazzeo filed an initial Form 3 reporting his role with BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) and disclosing beneficial ownership information. The filing lists his relationship as an Officer (Assistant Treasurer) and reports 0 shares of the fund's common stock held directly. The form records the event date as 06/15/2024 and is signed by the reporting person.

Positive
  • Officer role disclosed (Assistant Treasurer) providing transparency of the reporting relationship
  • Initial Form 3 filed establishing a public record for future Section 16 reporting
  • Reports 0 shares of common stock, indicating no current direct ownership to monitor
Negative
  • None.

Insights

TL;DR: Initial ownership filing shows an officer with no direct common shares; routine disclosure with no material holdings.

The Form 3 documents the identity and role of an officer of the fund and states zero direct holdings of common stock. For investors, this is a routine Section 16 disclosure establishing the reporting relationship and baseline ownership. There are no derivative positions or indirect holdings disclosed. The filing does not present earnings, transactions, or material changes to capital structure.

TL;DR: Governance disclosure completed: officer identified and initial ownership reported as nil; standard compliance filing.

The report identifies the reporting person as Assistant Treasurer and confirms a Form 3 initial statement of beneficial ownership with 0 shares of common stock reported. This establishes the required public record under Section 16 for future transaction tracking. No amendments, indirect ownership, or exercisable derivatives are indicated, so there are no governance concerns revealed by this filing alone.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Mazzeo Roberto Gaetano

(Last) (First) (Middle)
240 GREENWICH STREET

(Street)
NEW YORK NY 10286

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/15/2024
3. Issuer Name and Ticker or Trading Symbol
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. [ DSM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Assistant Treasurer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, Par Value $.001 Per Share 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Roberto Mazzeo 09/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for DSM filed by Roberto Gaetano Mazzeo report?

The filing identifies Mr. Mazzeo as an Officer (Assistant Treasurer) of BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) and reports 0 shares of common stock beneficially owned.

When is the event date listed on the Form 3 for DSM?

The form lists the event date as 06/15/2024.

Does the Form 3 disclose any derivative or indirect holdings for DSM?

No. The filing contains no entries in Table II for derivative securities and shows no indirect ownership.

Is the Form 3 signed and who signed it?

Yes. The form is signed by /s/ Roberto Mazzeo with a signature date of 09/15/2025 as shown on the filing.
BNY Mellon Strategic Muni Bond

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299.98M
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Asset Management
Financial Services
United States
New York