Deswell Industries (DSWL) executive reports 1.43M common shares on Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Deswell Industries Inc director and executive officer Li Chin Pang filed an initial ownership report on Form 3. The filing shows direct ownership of 1,425,750 shares of Common Stock as of the reported date, with no new purchases or sales disclosed in this filing.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
LI CHIN PANG
Role
Executive Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 1,425,750 shares (Direct)
Footnotes (1)
Key Figures
Common Stock held: 1,425,750 shares
1 metrics
Common Stock held
1,425,750 shares
Total shares owned following reported holding entry
Key Terms
Form 3, Common Stock, Executive Director, total_shares_following_transaction
4 terms
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Executive Director financial
""officer_title": "Executive Director""
An executive director is a senior leader who both sits on a company’s board and runs day-to-day operations or a major business unit, acting like the bridge between oversight and execution. Investors watch this role because the person sets strategy, makes key resource and hiring decisions, and is accountable for performance—similar to a ship’s captain who also helps steer the fleet.
FAQ
What does the Deswell Industries (DSWL) Form 3 filing show for Li Chin Pang?
The Form 3 shows that Executive Director Li Chin Pang directly holds 1,425,750 shares of Deswell Industries Common Stock. This is an initial ownership report, not a record of a new stock transaction or trade.
Is the Deswell Industries (DSWL) Form 3 a buy or sell transaction?
The Form 3 for Deswell Industries does not report a buy or sell transaction. It simply discloses Li Chin Pang’s existing direct ownership position in the company’s Common Stock as required for insiders.
What is the significance of a Form 3 filing for Deswell Industries (DSWL)?
A Form 3 is an initial statement of beneficial ownership filed when someone becomes an insider, such as a director or officer. It discloses their existing shareholdings but does not itself indicate a new trade or investment decision.
Does the Deswell Industries (DSWL) Form 3 mention any derivative securities?
The provided Form 3 data for Deswell Industries shows no derivative securities reported for Li Chin Pang. The derivative summary is empty, indicating only Common Stock holdings are disclosed in this particular filing snapshot.