Welcome to our dedicated page for DIANA SHIPPING SEC filings (Ticker: DSX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Diana Shipping Inc. filings document a foreign private issuer operating a dry bulk shipping fleet through vessel-owning and bareboat-chartering subsidiaries. Form 6-K current reports disclose time charter contracts and extensions for vessels such as the m/v New York, m/v DSI Pyxis, m/v Myrto and m/v Crystalia, along with related material agreements and company announcements.
The company’s regulatory record also includes Form 20-F annual reporting, annual meeting notices and proxy materials, an amended and restated equity incentive plan, and disclosures incorporated into Form F-3 registration statements. These filings cover audited financial statements, governance, shareholder voting matters, capital structure and recurring public-company reporting obligations.
Diana Shipping Inc. director and Chief Executive Officer Semiramis Paliou filed an initial statement of beneficial ownership. The Form 3 shows she indirectly holds common stock and warrants through 4 Sweet Dreams S.A. and Tuscany Shipping Corp., over which she can control voting and disposition.
The filing notes 3,585,820 indirectly held shares awarded under the company’s 2014 Equity Incentive Plan that remain unvested. It also describes warrants received as part of a December 14, 2023 warrant distribution dividend, which entitle her entities to additional common shares upon exercise.
Diana Shipping Inc. filed an initial ownership report for Chief Technical Officer Evangelos Sfakiotakis. This Form 3 identifies him as an officer of the company but shows no reported transactions or derivative positions and does not list any current holdings in the provided data.
DIANA SHIPPING INC. director Papatrifon Eleftherios filed an initial ownership report showing direct holdings in both common stock and warrants. He directly owns 1,342,923 shares of common stock, including 447,387 unvested shares awarded under the company’s 2014 Equity Incentive Plan.
He also holds 272,291 warrants received in a December 14, 2023 dividend distribution to shareholders of record on December 6, 2023. These warrants entitle him to 457,849 shares of common stock upon exercise at an exercise price of 0.0000 per share, reflecting a sizeable derivative position in addition to his common stock holdings.
DIANA SHIPPING INC. director Kyriacos Riris filed an initial ownership report showing substantial equity in the company. He directly holds 966,758 shares of common stock, including 288,384 unvested shares granted under the 2014 Equity Incentive Plan. He also holds 123,010 warrants from a December 2023 distribution, exercisable for 206,837 additional common shares at an exercise price of $0.00 per share.
DIANA SHIPPING INC. executive Maria-Christina Tsemani, the company’s Chief People & Culture Officer, filed an initial insider ownership report on Form 3. The filing lists her as an officer but does not show any insider buy, sell, gift, option exercise, or other transactions in the summarized data.
Diana Shipping Inc. officer Margarita Veniou has filed an initial insider ownership report as company Secretary. This filing lists her status as an officer of the company and, in this excerpt, shows no reported share transactions or derivative positions.
Diana Shipping Inc. director Anastasios Margaronis filed an initial Form 3 reporting his indirect ownership of common stock and warrants. He reports 6,963,453 shares of common stock held indirectly through Anamar Investments Inc., including 808,408 unvested shares awarded under the company’s 2014 Equity Incentive Plan. He also reports 1,044,642 shares held indirectly through ESX Investments Inc. In addition, he holds warrants from a December 14, 2023 warrant dividend that are exercisable into 2,663,223 shares of common stock through Anamar and 351,306 shares through ESX. The filing lists these positions as indirect holdings and does not report any new purchases or sales.
Diana Shipping Inc. president Ioannis Zafirakis has filed an initial Form 3 reporting his indirect equity interests in the company. He indirectly holds 3,253,408 shares of common stock through Abra Marinvest Inc., including 1,823,780 unvested shares awarded under the 2014 Equity Incentive Plan.
He also indirectly owns 1,000,000 warrants through Abra from a prior warrant distribution, which are exercisable for 1,681,470 shares of common stock at an exercise price of $0.00 per share. The filing reflects existing holdings rather than new market purchases or sales.
DIANA SHIPPING INC. Co-Chief Financial Officer Maria Dede has filed an initial ownership report showing she directly holds 1,412 shares of the company’s common stock. This filing records her existing stake and does not disclose any recent purchases, sales, or option exercises.
Diana Shipping Inc. chairman Symeon Palios filed a Form 3 reporting his existing indirect ownership in the company. The filing shows indirect holdings of 4,307,715 shares of common stock and a separate indirect position of 1,656,122 shares of common stock. These positions are held through entities Taracan Investments S.A. and Limon Compania Financiera S.A., over which he can control voting and disposition. The Taracan-held amount includes 2,051,912 unvested shares awarded under the 2014 Equity Incentive Plan. He also indirectly holds warrants entitling him to 632,596 underlying common shares and another block of warrants entitling him to 556,941 underlying common shares, both received via a warrant dividend distributed on December 14, 2023 to shareholders of record on December 6, 2023.