Dynatrace (NYSE: DT) CAO Yates vests RSUs, uses 393 shares for taxes

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Dynatrace, Inc. SVP and Chief Accounting Officer Daniel S. Yates reported routine equity compensation activity. On April 15, 2026, 1,322 restricted stock units converted into 1,322 shares of Dynatrace common stock as part of a scheduled vesting from RSUs granted on October 15, 2023.

To cover related tax withholding obligations at $35.45 per share, 393 shares were withheld by Dynatrace rather than sold on the market. After these non-market transactions, Yates directly holds 29,582 shares of Dynatrace common stock. The remaining RSUs from the 2023 grant continue to vest in equal quarterly installments through October 15, 2027, subject to his continued employment.

Insider Trade Summary

1,322 shares exercised/converted

Mixed 3 txns

Insider Yates Daniel S.

Role SVP, Chief Accounting Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,322	$0.00	--
Exercise	Common Stock	1,322	$0.00	--
Tax Withholding	Common Stock	393	$35.45	$14K

Holdings After Transaction: Restricted Stock Units — 7,935 shares (Direct); Common Stock — 29,975 shares (Direct)

Footnotes (1)

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs do not expire. They either vest or are cancelled prior to the vesting date. Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of RSUs. Represents the vesting of RSUs granted on October 15, 2023. 25% of the RSUs granted vested on October 15, 2024 and the balance of the RSUs vest in equal quarterly installments thereafter until fully vested on October 15, 2027, subject to the Reporting Person's continued employment on the applicable vesting dates.

Key Figures

RSUs vested and converted: 1,322 units/shares Shares withheld for taxes: 393 shares Tax withholding price: $35.45 per share +3 more

6 metrics

RSUs vested and converted 1,322 units/shares Restricted stock units converting to common stock on April 15, 2026

Shares withheld for taxes 393 shares Tax withholding disposition at $35.45 per share

Tax withholding price $35.45 per share Value used for 393-share tax withholding disposition

Shares owned after transactions 29,582 shares Direct Dynatrace common stock holdings following Form 4 transactions

Derivative exercise count 1 transaction Exercise or conversion of derivative security (RSUs) reported

Tax withholding shares in summary 393 shares TaxWithholdingShares in transaction summary for F-code event

Key Terms

Restricted Stock Units, tax withholding obligations, vesting, derivative security, +1 more

5 terms

Restricted Stock Units financial

"security_title: "Restricted Stock Units""

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations"

vesting financial

"Represents the vesting of RSUs granted on October 15, 2023."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

disposition financial

"tax-withholding disposition"

Form 4 Insider Transactions: What Each Field Means →

04/16/2026 - 05:47 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Yates Daniel S.

(Last)

(First)

(Middle)

C/O DYNATRACE, INC.

280 CONGRESS STREET, 11TH FLOOR

(Street)

BOSTON

MASSACHUSETTS

02210

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dynatrace, Inc. [ DT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/15/2026		M⁽¹⁾		1,322	A	⁽¹⁾	29,975	D
Common Stock	04/15/2026		F⁽²⁾		393	D	$35.45	29,582	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/15/2026		M			1,322	⁽³⁾	⁽¹⁾	Common Stock	1,322	$0	7,935	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs do not expire. They either vest or are cancelled prior to the vesting date.

2. Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of RSUs.

3. Represents the vesting of RSUs granted on October 15, 2023. 25% of the RSUs granted vested on October 15, 2024 and the balance of the RSUs vest in equal quarterly installments thereafter until fully vested on October 15, 2027, subject to the Reporting Person's continued employment on the applicable vesting dates.

Remarks:

	/s/ Marc Gold, by power of attorney	04/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Dynatrace (DT) report for Daniel S. Yates?

Dynatrace reported that Daniel S. Yates had 1,322 restricted stock units vest and convert into 1,322 shares of common stock. These shares came from an RSU grant dated October 15, 2023 and reflect scheduled equity compensation rather than an open-market purchase.

How many Dynatrace (DT) shares were withheld to cover Daniel Yates’s taxes?

To satisfy tax withholding obligations on the RSU vesting, 393 Dynatrace common shares were withheld at $35.45 per share. This tax withholding is coded as an F transaction and is not an open-market sale, but a mechanism to pay required taxes.

How many Dynatrace (DT) shares does Daniel S. Yates own after this Form 4?

Following the RSU vesting and tax withholding, Daniel S. Yates directly owns 29,582 shares of Dynatrace common stock. This figure reflects the net shares remaining after 393 shares were withheld to cover taxes on the vesting of 1,322 restricted stock units.

What does the M code mean in Daniel Yates’s Dynatrace (DT) Form 4?

The M code in this Form 4 indicates the exercise or conversion of a derivative security, here restricted stock units. Specifically, 1,322 RSUs converted into 1,322 shares of Dynatrace common stock as part of a scheduled vesting event from a prior RSU grant.

How do Daniel Yates’s Dynatrace (DT) RSUs vest over time?

The RSUs were granted on October 15, 2023. According to the footnotes, 25% vested on October 15, 2024 and the remaining units vest in equal quarterly installments until fully vested on October 15, 2027, subject to his continued employment with Dynatrace.

Was Daniel Yates’s Dynatrace (DT) Form 4 transaction an open-market sale?

No, the filing shows no open-market sale. Shares were acquired through RSU vesting, and 393 shares were withheld to cover tax obligations, coded as a tax-withholding disposition rather than a discretionary sale into the market.