STOCK TITAN

Drilling Tools International (DTI) amends VP stock tax withholding

(Neutral)
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Drilling Tools International Corp vice president Pope Trent corrected an earlier ownership report. Following RSU vesting on February 28, 2026, 4,448 shares of common stock were withheld by the company to pay taxes, leaving 10,552 shares held directly, instead of the 15,000 shares previously reported.

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Insider Pope Trent
Role See Remarks
Type Security Shares Price Value
Exercise Price or Tax Liability Common Stock 4,448 $0.00 $0.00
holding Restricted Stock Units F1, F2 -- -- --
holding Restricted Stock Units F1, F2 -- -- --
holding Performance Stock Units F3, F4 -- -- --
holding Stock Option (Right to Buy) F5 -- -- --
Holdings After Transaction: Common Stock — 10,552 shares (Direct); Restricted Stock Units — 0 shares (Direct); Performance Stock Units — 0 shares (Direct); Stock Option (Right to Buy) — 0 shares (Direct)
Footnotes (5)
  1. F1. Each RSU represents a contingent right to receive one share of the Company common stock.
  2. F2. On February 27, 2026, the reporting person was granted 22,502 RSUs under the Company's 2023 Omnibus Incentive Plan, as may be amended from time to time (the "Plan"), pursuant to the 2026 long-term incentive program approved by the Board of Directors (the "2026 LTIP"). The RSUs vest in substantially equal installments on each of the first three (3) anniversaries of the grant date, subject to continued service.
  3. F3. Each performance stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock.
  4. F4. On February 27, 2026, the reporting person was granted 67,505 PSUs under the Plan, pursuant to the 2026 LTIP. The PSUs are subject to the achievement of performance conditions based on EBITDA, weighted at 100%, with annual reset over a three-year performance vesting period. Achievement at threshold results in a 50% payout opportunity, while achievement at maximum results in a 200% payout opportunity.
  5. F5. Two-thirds (2/3) of the stock options have vested in substantially equal installments on each of the first two (2) anniversaries of the grant date, with the remaining one-third (1/3) scheduled to vest on the third (3rd) anniversary of the grant date, February 14, 2024.
Shares withheld for taxes 4,448 shares Common stock withheld on February 28, 2026 for RSU-related tax liability (code F)
Shares held after transaction 10,552 shares Direct common stock holdings following tax withholding disposition on February 28, 2026
RSUs granted 22,502 RSUs Restricted stock units granted February 27, 2026 under 2023 Omnibus Incentive Plan
PSUs granted 67,505 PSUs Performance stock units granted February 27, 2026 under 2026 long-term incentive program
PSU threshold payout 50% Payout opportunity at threshold EBITDA performance for PSU award
PSU maximum payout 200% Payout opportunity at maximum EBITDA performance for PSU award
Option vesting completed February 14, 2024 Remaining one-third of stock options scheduled to vest on third anniversary of grant
Restricted Stock Units financial
"Each RSU represents a contingent right to receive one share of the Company common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance Stock Units financial
"Each performance stock unit ("PSU") represents a contingent right to receive one share"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
2023 Omnibus Incentive Plan financial
"granted 22,502 RSUs under the Company's 2023 Omnibus Incentive Plan, as may be amended"
EBITDA financial
"The PSUs are subject to the achievement of performance conditions based on EBITDA, weighted"
EBITDA stands for earnings before interest, taxes, depreciation, and amortization. It measures a company's profitability by focusing on the money it makes from its core operations, ignoring expenses like taxes and accounting adjustments. Investors use EBITDA to compare how well different companies are performing financially, as it provides a clearer picture of operational success without the influence of financial structure or accounting choices.
long-term incentive program financial
"pursuant to the 2026 long-term incentive program approved by the Board of Directors"
A long-term incentive program is a company plan that pays executives or employees rewards—often stock, options, or cash—only if the business hits performance goals over several years. It matters to investors because these payouts align managers’ interests with shareholders, encouraging decisions that boost sustained growth and share value rather than short-term gains; think of it as a multi-year bonus tied to measurable company outcomes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What change is disclosed in Drilling Tools International (DTI) VP Pope Trent’s Form 4/A?

The amendment corrects an earlier report of 15,000 shares retained after RSU vesting. It clarifies that 4,448 shares were withheld for taxes, so Trent directly holds 10,552 common shares instead of the previously reported amount.

How many DTI shares were withheld for taxes from Pope Trent’s RSU vesting?

The company withheld 4,448 shares of Drilling Tools International common stock to cover tax obligations tied to RSU vesting on February 28, 2026. These withheld shares are reported as a disposition under transaction code F for tax-liability payment.

How many Drilling Tools International (DTI) shares does Pope Trent now hold directly?

After withholding for taxes, Pope Trent directly owns 10,552 shares of Drilling Tools International common stock. This corrected holding replaces the previously reported 15,000 shares and reflects his post-vesting ownership position as of February 28, 2026.

What RSU grant did DTI award to Pope Trent on February 27, 2026?

On February 27, 2026, Pope Trent was granted 22,502 restricted stock units (RSUs) under DTI’s 2023 Omnibus Incentive Plan as part of the 2026 long-term incentive program. These RSUs vest in substantially equal installments over three years, subject to continued service.

What performance stock units did DTI grant Pope Trent and what are the payout terms?

On February 27, 2026, Trent received 67,505 performance stock units (PSUs) tied 100% to EBITDA performance over a three-year period. Achievement at threshold pays 50% of target, while maximum performance pays 200% of the target PSU amount.

What does transaction code F mean in the DTI Form 4/A for Pope Trent?

Transaction code F reflects a disposition used to pay an exercise price or tax liability by delivering or withholding securities. Here, it records 4,448 shares of DTI common stock withheld by the company to satisfy Trent’s tax obligations on RSU vesting.

Were Pope Trent’s Drilling Tools International (DTI) transactions under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox indicates the reported transactions were not made pursuant to a Rule 10b5-1 trading plan. The key disposition involved shares withheld by the company to cover tax obligations from RSU vesting.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pope Trent

(Last)(First)(Middle)
C/O DRILLING TOOLS INTERNATIONAL CORP.
10370 RICHMOND AVENUE, SUITE 1000

(Street)
HOUSTON TEXAS 77042

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Drilling Tools International Corp [ DTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
03/12/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock02/28/2026F4,448D$010,552D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1) (2) (2)Common Stock(2)45,000D
Restricted Stock Units(1) (2) (2)Common Stock(2)22,502D
Performance Stock Units(3) (4) (4)Common Stock(4)67,505D
Stock Option (Right to Buy)(5) (5) (5)Common Stock(5)75,000D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one share of the Company common stock.
2. On February 27, 2026, the reporting person was granted 22,502 RSUs under the Company's 2023 Omnibus Incentive Plan, as may be amended from time to time (the "Plan"), pursuant to the 2026 long-term incentive program approved by the Board of Directors (the "2026 LTIP"). The RSUs vest in substantially equal installments on each of the first three (3) anniversaries of the grant date, subject to continued service.
3. Each performance stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock.
4. On February 27, 2026, the reporting person was granted 67,505 PSUs under the Plan, pursuant to the 2026 LTIP. The PSUs are subject to the achievement of performance conditions based on EBITDA, weighted at 100%, with annual reset over a three-year performance vesting period. Achievement at threshold results in a 50% payout opportunity, while achievement at maximum results in a 200% payout opportunity.
5. Two-thirds (2/3) of the stock options have vested in substantially equal installments on each of the first two (2) anniversaries of the grant date, with the remaining one-third (1/3) scheduled to vest on the third (3rd) anniversary of the grant date, February 14, 2024.
Remarks:
Vice President - Wellbore Optimization; On March 12, 2026, the reporting person filed a Form 4 which inadvertently reported that, following the vesting of restricted stock units ("RSUs"), he retained 15,000 shares of common stock. In fact, as reported in this amendment, 4,448 shares were withheld by Drilling Tools International Corp (the "Company") to pay for taxes. The corrected amount is reflected in this amendment.
/s/ Trent Pope08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)