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Data Storage Corp director awarded 10K shares, 12K RSUs

DTST director Clifford Stein had 10,000 RSUs vest into common stock and received a new 12,000-share RSU award tied to the 2027 annual meeting.

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Form Type
4

Rhea-AI Filing Summary

Data Storage Corp (DTST) director Clifford Stein reported equity compensation activity on September 2, 2026. A prior grant of 10,000 restricted stock units (RSUs) vested in full at the 2026 Annual Meeting of Stockholders and was converted into 10,000 shares of common stock, eliminating that RSU position. On the same date he received a new RSU award covering 12,000 shares of common stock, which will vest in full on the date of the 2027 Annual Meeting of Stockholders, subject to his continued service. No Rule 10b5-1 trading plan is reported, and no open-market purchases or sales are disclosed.

Positive

  • None.

Negative

  • None.
Insider Stein Clifford
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Unit F1, F2 10,000 $0.00 $0.00
Exercise Common Stock F1, F2 10,000 $0.00 $0.00
Grant/Award Common Stock F1, F3 12,000 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit — 0 contracts (Direct); Common Stock — 22,000 shares (Direct)
Footnotes (3)
  1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
  2. F2. Represents shares of common stock underlying the RSUs granted to the Reporting Person on January 29, 2026. The RSUs vested in full on September 2, 2026, the date of the Issuer's 2026 Annual Meeting of Stockholders.
  3. F3. Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on September 2, 2026, which RSUs will vest in full on the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.
RSUs vested and converted 10,000 units/shares RSUs granted January 29, 2026; vested and converted on September 2, 2026
Common stock received from RSU conversion 10,000 shares Converted from vested RSUs on September 2, 2026
New RSU grant size 12,000 units RSUs granted September 2, 2026, vesting at 2027 Annual Meeting of Stockholders
Exercise/Conversion price $0.00 per share Reported for RSU conversion into 10,000 common shares
Rule 10b5-1 plan status No plan reported Form-level Rule 10b5-1 checkbox is not marked
Restricted stock units financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Annual Meeting of Stockholders regulatory
"vested in full on September 2, 2026, the date of the Issuer's 2026 Annual Meeting of Stockholders"
vesting financial
"RSUs will vest in full on the date of the Issuer's 2027 Annual Meeting of Stockholders"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

What equity transactions did DTST director Clifford Stein report on this Form 4?

He reported 10,000 RSUs vesting and converting into 10,000 common shares on September 2, 2026, and a separate grant of RSUs for 12,000 shares the same day, subject to future vesting.

Were any DTST (DTST) shares bought or sold on the open market in this filing?

No. The Form 4 reports RSU vesting and conversion and a new RSU grant, all at a reported price of $0.00 per share. It does not disclose any open-market purchases or sales.

When did Clifford Stein’s 10,000 DTST RSUs vest and convert to shares?

The 10,000 RSUs vested in full on September 2, 2026, the date of Data Storage Corp’s 2026 Annual Meeting of Stockholders, and were converted into 10,000 shares of common stock on a one-for-one basis.

What are the vesting terms of the new 12,000-share RSU grant reported for DTST?

The new RSU grant covering 12,000 shares of common stock was made on September 2, 2026 and will vest in full on the date of the 2027 Annual Meeting of Stockholders, subject to Clifford Stein’s continued service through that date.

Is the DTST Form 4 transaction under a Rule 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not marked, so these RSU-related transactions are not reported as made under a Rule 10b5-1 trading plan.

How many DTST RSUs from the prior grant remain after this Form 4 transaction?

None. The filing states that the 10,000 RSUs from the January 29, 2026 grant vested in full on September 2, 2026 and were converted into 10,000 shares of common stock, leaving no RSUs from that grant outstanding.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stein Clifford

(Last)(First)(Middle)
C/O DATA STORAGE CORPORATION
244 5TH AVENUE, SUITE 2821

(Street)
NEW YORK NEW YORK 10001

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Data Storage Corp [ DTST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/02/2026M10,000(1)(2)A$010,000D
Common Stock09/02/2026A12,000(1)(3)A$022,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)$009/02/2026M10,000(2) (2) (2)Common Stock10,000$00D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Represents shares of common stock underlying the RSUs granted to the Reporting Person on January 29, 2026. The RSUs vested in full on September 2, 2026, the date of the Issuer's 2026 Annual Meeting of Stockholders.
3. Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on September 2, 2026, which RSUs will vest in full on the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.
/s/ Wendy Schmittzeh, Attorney-in-fact for Clifford Stein09/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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