Fidelity Brokerage Services LLC (NYSE: DUK) files Form 144 to sell 20,000 shares

Rhea-AI Filing Summary

Fidelity Brokerage Services LLC filed a Form 144 reporting a proposed sale of 20,000 shares of Common Stock on the NYSE with an aggregate offering price of $2,487,423.08, dated 05/08/2026. The notice lists several restricted stock vesting lots to be sold by the issuer, including 6,626 shares vesting 02/07/2025 and 4,740 shares vesting 02/26/2026.

Insights

Securities Compliance Counsel

Routine resale notice under Rule 144; no new company financials disclosed.

Form 144 is a regulatory notice that a broker/dealer intends to sell restricted or control securities in reliance on Rule 144. The filing lists the proposed sale amount, aggregate offering price, and specific restricted stock vesting lots tied to the issuer.

Timing and execution depend on market placement and satisfaction of Rule 144 conditions; subsequent Form 4/Form 5 or broker reports would show completed transactions.

Key Figures

Shares proposed to sell: 20,000 shares Aggregate offering price: $2,487,423.08 Filing date: 05/08/2026 +2 more

5 metrics

Shares proposed to sell 20,000 shares Form 144 cover entry

Aggregate offering price $2,487,423.08 Amount listed on Form 144 cover

Filing date 05/08/2026 Date shown on cover as filing/transaction date

Vesting lot example 6,626 shares Restricted Stock Vesting on 02/07/2025

Vesting lot example 4,740 shares Restricted Stock Vesting on 02/26/2026

Key Terms

Form 144, Restricted Stock Vesting, Aggregate offering price

3 terms

Form 144 regulatory

"filed a Form 144 reporting a proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 6626 | 02/07/2025"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Aggregate offering price financial

"2487423.08 | 05/08/2026 | NYSE"

The aggregate offering price is the total dollar amount that will be raised if all the securities in an offering are sold at the stated offering price, before fees or expenses are taken out. Investors use it to gauge the size of the fundraising and its potential effects—such as how much cash the company will get and how much existing ownership might be reduced—similar to totaling every item’s price in a shopping cart to see the full bill.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	20000	2487423.08	779596217	05/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/07/2025	Restricted Stock Vesting	Issuer			6626	02/07/2025	Compensation
Common	02/22/2025	Restricted Stock Vesting	Issuer			1196	02/22/2025	Compensation
Common	02/23/2025	Restricted Stock Vesting	Issuer			1000	02/23/2025	Compensation
Common	04/01/2025	Restricted Stock Vesting	Issuer			2612	04/01/2025	Compensation
Common	02/22/2026	Restricted Stock Vesting	Issuer			1202	02/22/2026	Compensation
Common	02/26/2026	Restricted Stock Vesting	Issuer			4740	02/26/2026	Compensation
Common	04/01/2026	Restricted Stock Vesting	Issuer			2624	04/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DUK Form 144 filing mean?

A Form 144 notifies the SEC of a proposed resale of restricted or control shares. It reports 20,000 shares and an aggregate price of $2,487,423.08, indicating a broker expects to sell those shares on the NYSE.

Who is selling the shares in the DUK filing?

The filing lists Fidelity Brokerage Services LLC as the broker/dealer associated with the proposed sale. The notice identifies the issuer and the scheduled restricted stock vesting lots tied to the sale.

What securities are included in the DUK Form 144?

The filing covers Common Stock and lists multiple restricted stock vesting lots, including 6,626 shares vesting 02/07/2025 and 4,740 shares vesting 02/26/2026, reported as securities to be sold by the issuer.

Does this Form 144 mean the shares have been sold?

No. Form 144 is a notice of intent to sell under Rule 144. It reports the proposed 20,000 shares and planned vesting lots; completion of sales would appear in subsequent broker or insider transaction reports.

What is the aggregate dollar value shown on the filing?

The filing lists an aggregate offering price of $2,487,423.08 tied to the 20,000 shares. This is the total dollar amount associated with the proposed resale notice in the document.