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Duke Energy (DUK) director Derrick Burks granted 1,602 restricted stock unit deferrals

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Duke Energy Corp director Derrick Burks received an equity award through the company’s Director Savings Plan. On May 7, 2026, he acquired 1,602 Director Savings Plan Restricted Stock Unit Deferrals tied to Duke Energy common stock at a reference value of $124.87 per unit.

The units convert to common stock on a 1-for-1 basis and are generally payable when his board service ends. Following this grant, Burks has 7,681 restricted stock unit deferrals recorded as directly owned.

Positive

  • None.

Negative

  • None.
Insider Burks Derrick
Role null
Type Security Shares Price Value
Grant/Award Director Savings Plan Restricted Stock Unit Deferrals 1,602 $124.87 $200K
Holdings After Transaction: Director Savings Plan Restricted Stock Unit Deferrals — 7,681 shares (Direct, null)
Footnotes (1)
  1. Converts to Common Stock on a 1-for-1 basis. Generally payable upon reporting person's termination of service. Expiration date not applicable.
RSU deferrals granted 1,602 units Director Savings Plan Restricted Stock Unit Deferrals granted on May 7, 2026
Grant reference price $124.87 per unit Value per Director Savings Plan Restricted Stock Unit Deferral
RSU deferrals after grant 7,681 units Total Director Savings Plan Restricted Stock Unit Deferrals held following transaction
Conversion ratio 1-for-1 Each RSU deferral converts into one share of Duke Energy common stock
Director Savings Plan Restricted Stock Unit Deferrals financial
"security_title: "Director Savings Plan Restricted Stock Unit Deferrals""
Restricted Stock Unit financial
"Director Savings Plan Restricted Stock Unit Deferrals"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Common Stock on a 1-for-1 basis financial
"Converts to Common Stock on a 1-for-1 basis."
termination of service financial
"Generally payable upon reporting person's termination of service."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Burks Derrick
(Last)(First)(Middle)
525 S. TRYON STREET
(Street)
CHARLOTTE NORTH CAROLINA 28202
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Director Savings Plan Restricted Stock Unit Deferrals(1)05/07/2026A1,602 (2) (3)Common Stock1,602$124.877,681D
Explanation of Responses:
1. Converts to Common Stock on a 1-for-1 basis.
2. Generally payable upon reporting person's termination of service.
3. Expiration date not applicable.
Remarks:
/s/ David S. Maltz, attorney-in-fact for Derrick Burks05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Duke Energy (DUK) report for director Derrick Burks?

Duke Energy reported that director Derrick Burks received an equity award of 1,602 Director Savings Plan Restricted Stock Unit Deferrals. These units are part of his board compensation and are recorded as a derivative position linked to Duke Energy common stock.

How many restricted stock unit deferrals did Derrick Burks receive in this Duke Energy (DUK) Form 4?

Derrick Burks was granted 1,602 Director Savings Plan Restricted Stock Unit Deferrals. Each unit represents the right to receive one share of Duke Energy common stock in the future, generally payable when his service as a director ends.

What is the reference price for Derrick Burks’s new Duke Energy (DUK) restricted stock unit deferrals?

The new restricted stock unit deferrals were recorded at a reference value of $124.87 per unit. This price reflects the value used for the award accounting and does not represent an open-market stock purchase by the director.

How many restricted stock unit deferrals does Derrick Burks hold after this Duke Energy (DUK) grant?

After the May 7, 2026 grant, Derrick Burks holds a total of 7,681 Director Savings Plan Restricted Stock Unit Deferrals. These units are linked to Duke Energy common stock on a 1-for-1 basis and are generally payable upon his termination of service.

When do Derrick Burks’s Duke Energy (DUK) restricted stock unit deferrals generally become payable?

The restricted stock unit deferrals are generally payable when Derrick Burks’s service as a Duke Energy director terminates. At that time, the units convert into Duke Energy common stock on a 1-for-1 basis, reflecting the deferred nature of this board compensation.