Director Caroline Dorsa receives 1,602-share stock award at Duke Energy (DUK)

Rhea-AI Filing Summary

Duke Energy CORP director Caroline Dorsa reported receiving a grant of 1,602 shares of Common Stock on May 7, 2026. The grant is recorded at a reference price of $124.87 per share and is classified as a grant, award, or other acquisition. After this award, Dorsa directly holds 12,723 shares of Duke Energy common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider DORSA CAROLINE

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,602	$124.87	$200K

Holdings After Transaction: Common Stock — 12,723 shares (Direct, null)

Footnotes (1)

Key Figures

Shares granted: 1,602 shares Grant reference price: $124.87 per share Total holdings after grant: 12,723 shares

3 metrics

Shares granted 1,602 shares Grant of Common Stock on May 7, 2026

Grant reference price $124.87 per share Transaction price per share for the award

Total holdings after grant 12,723 shares Direct Duke Energy common stock held after transaction

Key Terms

Form 4, Common Stock, Grant, award, or other acquisition

3 terms

Form 4 regulatory

"Insider transaction for Duke Energy CORP is reported on Form 4."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Common Stock financial

"The security involved is identified as Common Stock in the transaction."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"Transaction code A is described as Grant, award, or other acquisition."

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DORSA CAROLINE

(Last) (First) (Middle)

525 S. TRYON STREET

(Street)

CHARLOTTE NORTH CAROLINA 28202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/07/2026		A		1,602	A	$124.87	12,723	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	David S. Maltz, attorney-in-fact for Caroline Dorsa	05/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Duke Energy (DUK) disclose for Caroline Dorsa?

Duke Energy CORP disclosed that director Caroline Dorsa received a grant of 1,602 shares of Common Stock. The transaction occurred on May 7, 2026 and is classified as a grant, award, or other acquisition rather than an open-market purchase or sale.

At what price was Caroline Dorsa’s Duke Energy (DUK) stock grant recorded?

The 1,602-share grant to Caroline Dorsa was recorded at $124.87 per share. This price serves as the reference value for the award in the filing and does not indicate an open-market purchase executed by the director on that date.

How many Duke Energy (DUK) shares does Caroline Dorsa hold after this Form 4 transaction?

Following the reported grant, Caroline Dorsa directly holds 12,723 shares of Duke Energy Common Stock. This total reflects her position after the 1,602-share award and helps investors see the scale of the grant relative to her overall holdings.

Was Caroline Dorsa’s Duke Energy (DUK) transaction a buy or a grant?

The transaction is reported as a grant, award, or other acquisition, not an open-market buy. The Form 4 uses transaction code A and describes it as a grant or award, indicating it is compensation-related rather than a discretionary market purchase.

Does the Duke Energy (DUK) Form 4 show any stock sales by Caroline Dorsa?

The Form 4 excerpt shows no stock sales for Caroline Dorsa. It reports one acquisition transaction coded as a grant or award of 1,602 shares, with no sell transactions, gifts, tax withholdings, or derivative exercises included in the summary data provided.