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[Form 4] Duke Energy CORP Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Duke Energy Corporation (DUK) executive Louis E. Renjel, listed as EVP & CEO DEF & MW & Chief Corporate Affairs Officer, reported a routine stock transaction. On 11/18/2025, he sold 800 shares of Duke Energy common stock at a price of $125.65 per share. Following this sale, he beneficially owned 20,332 shares directly. He also held an additional 804 shares indirectly through a 401(k) issuer stock fund, reflecting ongoing equity-based ownership in the company.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Renjel Louis E.

(Last) (First) (Middle)
525 S. TRYON STREET

(Street)
CHARLOTTE NC 28202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP&CEO DEF&MW&ChiefCorpAffOff
3. Date of Earliest Transaction (Month/Day/Year)
11/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/18/2025 S 800 D $125.65 20,332 D
Common Stock 804 I 401(k)(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents interests in an issuer stock fund.
Remarks:
David S. Maltz, attorney-in-fact for Louis E. Renjel 11/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Duke Energy (DUK) report in this Form 4?

The filing reports that executive Louis E. Renjel sold 800 shares of Duke Energy common stock on 11/18/2025 at a price of $125.65 per share.

Who is the reporting person in this Duke Energy (DUK) Form 4 and what is his role?

The reporting person is Louis E. Renjel, identified as an officer of Duke Energy with the title EVP & CEO DEF & MW & Chief Corporate Affairs Officer.

How many Duke Energy (DUK) shares does the insider own after the reported transaction?

After the sale, Louis E. Renjel beneficially owned 20,332 shares of Duke Energy common stock directly and 804 shares indirectly through a 401(k) issuer stock fund.

What transaction code is used in this Duke Energy (DUK) Form 4?

The transaction is labeled with code S, which indicates an open-market or private sale of Duke Energy common stock.

Are there any derivative securities reported for the Duke Energy (DUK) insider in this filing?

No derivative securities are listed with transactions in Table II; only non-derivative common stock holdings and the sale of 800 shares are reported.

How is indirect ownership described for the Duke Energy (DUK) insider?

The filing notes that 804 shares are held indirectly by Louis E. Renjel through a 401(k) issuer stock fund, described as interests in an issuer stock fund.

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95.29B
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United States
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